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FINRA Annual Conference: Fireside Chat with Eileen Murray

FINRA Annual Conference: Fireside Chat with Eileen Murray

FromFINRA Unscripted


FINRA Annual Conference: Fireside Chat with Eileen Murray

FromFINRA Unscripted

ratings:
Length:
26 minutes
Released:
May 17, 2022
Format:
Podcast episode

Description

The FINRA Annual Conference is happening now, in-person in Washington, DC, and virtually. The event is packed full of panels with information on all the latest compliance trends and emerging regulatory issues. On today's episode, we're taking you behind the scenes of the opening plenary session, a conversation between FINRA President and CEO Robert Cook and the outgoing chair of the FINRA Board of Governors, Eileen Murray. How are we doing? Take the FINRA Unscripted survey today.Resources mentioned in this episode:FINRA Events & ConferencesEpisode 36: Digital Experience TransformationEpisode 98: Deep Learning: The Future of the Market Manipulation Surveillance Program
Released:
May 17, 2022
Format:
Podcast episode

Titles in the series (100)

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.