17 min listen
COVID-19 Task Force: Staying Innovative and Collaborative Through Crisis
FromFINRA Unscripted
ratings:
Length:
21 minutes
Released:
Jun 9, 2020
Format:
Podcast episode
Description
The COVID-19 pandemic is unlike any other crisis in recent history, and that presents an opportunity to criminals who are flexible and adaptable. That means firms and regulators must be flexible and adaptable too. In his first week on the job, Greg Ruppert, the new head of the National Cause and Financial Crimes Detection Programs (NCFC), created a COVID-19 Task Force to help FINRA tackle emerging issues to quickly protect investors and to maintain the integrity of our markets.On this episode, Greg joins us to tell us more about the task force, how firms can identify, detect and mitigate emerging threats and the importance of adopting a “one team, one fight” approach. Resources mentioned in this episode:Episode 60: Introducing Greg Ruppert and the NCFCCOVID-19 Resource PageFraud and Your Investment Accounts During COVID-19 PandemicRegulatory Notice 20-13Virtual Conference Panels
Released:
Jun 9, 2020
Format:
Podcast episode
Titles in the series (100)
What Does FINRA’s Chief Economist Do?: FINRA has an obligation to think through the impact of its rules. What is the problem we are trying to solve? How does this rule or solution solve that problem? Is it the best solution to the problem? Our Chief Economist Jonathan Sokobin asks those tough questions and more. by FINRA Unscripted