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Introducing REMA: Thinking Differently About Rulemaking, Decision-Making, Innovation and More

Introducing REMA: Thinking Differently About Rulemaking, Decision-Making, Innovation and More

FromFINRA Unscripted


Introducing REMA: Thinking Differently About Rulemaking, Decision-Making, Innovation and More

FromFINRA Unscripted

ratings:
Length:
30 minutes
Released:
Feb 21, 2023
Format:
Podcast episode

Description

FINRA recently announced the creation of a new team, the Office of Regulatory Economics and Market Analysis, which brings together FINRA's Office of the Chief Economist and the Office of Financial Innovation. On this episode, we talk with Jonathan Sokobin, Executive Vice President and head of REMA, Haime Workie, Vice President of the Office of Financial Innovation, and Lori Walsh, Vice President of the Office of the Chief Economist about how the new team works to inform FINRA's regulatory policies and programs to advance its mission of investor protection and market integrity.Resources mentioned in this episode:2022 Industry SnapshotOffice of the Chief EconomistREMA AnnouncementEpisode 16: How FINRA Rules Get Made and Reviewed
Released:
Feb 21, 2023
Format:
Podcast episode

Titles in the series (100)

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.