17 min listen
FINRA’s Ambassador Abroad: The International Group
FromFINRA Unscripted
ratings:
Length:
23 minutes
Released:
Sep 3, 2019
Format:
Podcast episode
Description
From Ireland to Malta to Colombia, foreign markets are global, so too must be FINRA’s presence. That’s where the International Group comes in as FINRA’s central point of contact for relations with foreign regulators.
On this episode, we talk to FINRA’s ambassador abroad, Gloria Dalton, to hear how the group supports FINRA in seeking and sharing information, raises awareness of FINRA’s regulatory programs and contributes to the development of global securities regulation and policy.
Resources mentioned in this episode:
SEC Office of International Affairs
Episode 10: ERI: Introducing FINRA’s Weatherman
Episode 27: The Future of RegTech
On this episode, we talk to FINRA’s ambassador abroad, Gloria Dalton, to hear how the group supports FINRA in seeking and sharing information, raises awareness of FINRA’s regulatory programs and contributes to the development of global securities regulation and policy.
Resources mentioned in this episode:
SEC Office of International Affairs
Episode 10: ERI: Introducing FINRA’s Weatherman
Episode 27: The Future of RegTech
Released:
Sep 3, 2019
Format:
Podcast episode
Titles in the series (100)
What Does FINRA’s Chief Economist Do?: FINRA has an obligation to think through the impact of its rules. What is the problem we are trying to solve? How does this rule or solution solve that problem? Is it the best solution to the problem? Our Chief Economist Jonathan Sokobin asks those tough questions and more. by FINRA Unscripted