17 min listen
In Review: Looking Forward with FINRA and Board Chair Eric Noll
FromFINRA Unscripted
ratings:
Length:
25 minutes
Released:
May 30, 2023
Format:
Podcast episode
Description
Each year, FINRA hosts its Annual Conference in Washington, D.C. It is an event packed full of panels with information on all the latest compliance trends and emerging regulatory issues, with a number of networking opportunities spread across the three-day event. On this episode, we're taking you behind the scenes of this year's Annual Conference to listen in on a conversation between FINRA President and CEO Robert Cook and the Chair of the FINRA Board of Governors, Eric Noll.Resources mentioned in this episode:2023 FINRA Annual Conference2024 FINRA Annual Conference RegistrationFINRA Board of GovernorsEric Noll Biography
Released:
May 30, 2023
Format:
Podcast episode
Titles in the series (100)
What Does FINRA’s Chief Economist Do?: FINRA has an obligation to think through the impact of its rules. What is the problem we are trying to solve? How does this rule or solution solve that problem? Is it the best solution to the problem? Our Chief Economist Jonathan Sokobin asks those tough questions and more. by FINRA Unscripted