22 min listen
Virtual Conference Panels: Fireside Chat on Current Issues
FromFINRA Unscripted
ratings:
Length:
16 minutes
Released:
Jul 21, 2020
Format:
Podcast episode
Description
With the cancellation of the 2020 FINRA Annual Conference and other in-person events throughout the year, we’ve gone virtual with a variety of on-demand conference panels on regulatory hot topics. On this episode, we’re dropping in for a quick listen to the latest FINRA Virtual Conference Panel with FINRA CEO Robert Cook, Member Supervision Head Bari Havlik and Chief Legal Officer Bob Colby, moderated by Chip Jones, head of Member Relations and Education, as they talk about the continued impact of the coronavirus on firm and FINRA operations, recent conversations around racial justice in America and more. You can watch this full panel and nearly a dozen more on the FINRA website at any time.Resources mentioned in this episode:FINRA Senior Leaders Fireside Chat on Current IssuesCOVID-19 FAQsRegulatory Notice 20-16Statement from the Board of Governors, June 2020
Released:
Jul 21, 2020
Format:
Podcast episode
Titles in the series (100)
How the Cloud and Machine Learning Have Transformed Market Surveillance: In episode 12 we sat down with Steve Randich and learned how the cloud provides FINRA with the storage space and computing power to process up to 101 billion market events in a single day. Today, we sit down with FINRA’s head of Market Regulation and Transparency Services, Tom Gira, to hear how the cloud and machine learning enable his team to more efficiently and effectively sift through this massive amount of data to detect misconduct. by FINRA Unscripted