15 min listen
2021 Annual Conference: Robert Cook and Eileen Murray Fireside Chat
FromFINRA Unscripted
ratings:
Length:
25 minutes
Released:
Jun 1, 2021
Format:
Podcast episode
Description
The 2021 FINRA Annual Conference was like no other with the event held entirely online. Nonetheless, like in any other year, the event provided the opportunity for practitioners, peers and regulators to connect and exchange ideas. On this episode, we’re taking you behind the scenes of this year’s event to listen in on the fireside chat between FINRA CEO Robert Cook and FINRA Board Chair Eileen Murray as they talk about everything from return to work and the future of the workforce to the work of FINRA Board of Governor and diversity, equity and inclusion. Resources mentioned in this episode:Episode 12: How the Cloud has Revolutionized FINRA TechnologyEpisode 68: Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology2021 Virtual Technology Conference2022 FINRA Annual Conference McKenzie Study: Jobs Lost, Jobs GainedStatement of the FINRA Board of Governors: June 11, 2020
Released:
Jun 1, 2021
Format:
Podcast episode
Titles in the series (100)
Member Supervision: Introducing Bari Havlik and the Exam Program Transformation: When Bari Havlik joined FINRA as Executive Vice President of the newly named Member Supervision team, she did so with big plans for the examination and risk monitoring programs. In this episode, Bari shares her vision for the future and how her background in compliance has shaped her views. by FINRA Unscripted