21 min listen
Advanced Analytics: Transforming Advertising Regulation
FromFINRA Unscripted
ratings:
Length:
28 minutes
Released:
May 4, 2021
Format:
Podcast episode
Description
A three-day employee hackathon event a few years ago resulted in an idea that has since transformed the way FINRA’s Advertising Regulation group does its work. On this episode, we are joined by Amy Sochard, Vice President of FINRA’s Advertising Regulation program, and Lisa Fair and Saugata Chakraborty of FINRA’s Technology, to hear about the impressive collaborative effort to build a tool to apply advanced analytics and machine learning to the review of firm advertising and public communications materials. Resources mentioned in this episode:Advertising Regulation Topic PageEpisode 53: Advertising RegulationEpisode 43: The Createathon
Released:
May 4, 2021
Format:
Podcast episode
Titles in the series (100)
ERI: Introducing FINRA’s Weatherman: FINRA can’t predict the future, but like a weatherman, it can make predictions based on circumstances that exist today. FINRA’s Office of Emerging Regulatory Issues (ERI) looks to predict what storms may be brewing in the securities market and what areas they are likely to impact. by FINRA Unscripted