Discover this podcast and so much more

Podcasts are free to enjoy without a subscription. We also offer ebooks, audiobooks, and so much more for just $11.99/month.

Advanced Analytics: Transforming Advertising Regulation

Advanced Analytics: Transforming Advertising Regulation

FromFINRA Unscripted


Advanced Analytics: Transforming Advertising Regulation

FromFINRA Unscripted

ratings:
Length:
28 minutes
Released:
May 4, 2021
Format:
Podcast episode

Description

A three-day employee hackathon event a few years ago resulted in an idea that has since transformed the way FINRA’s Advertising Regulation group does its work. On this episode, we are joined by Amy Sochard, Vice President of FINRA’s Advertising Regulation program, and Lisa Fair and Saugata Chakraborty of FINRA’s Technology, to hear about the impressive collaborative effort to build a tool to apply advanced analytics and machine learning to the review of firm advertising and public communications materials. Resources mentioned in this episode:Advertising Regulation Topic PageEpisode 53: Advertising RegulationEpisode 43: The Createathon
Released:
May 4, 2021
Format:
Podcast episode

Titles in the series (100)

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.