12 min listen
The Journey to the Cloud: Implications for the Securities Industry
FromFINRA Unscripted
ratings:
Length:
29 minutes
Released:
Aug 24, 2021
Format:
Podcast episode
Description
The Office of Financial Innovation is a conduit and a facilitator of information related to significant innovation in the financial services industry, working to provide expertise and support to groups within FINRA, as well as FINRA member firms. As cloud computing transforms how broker-dealers operate, FINRA’s Office of Financial Innovation surveyed nearly 40 broker-dealer firms, cloud service providers, industry analysts and technology consultants to better understand the implications of cloud computing on the securities industry. On this episode, FINRA’s Haime Workie and Michael Oh join the podcast to discuss the group’s latest report on cloud computing and to provide an update on other areas of focus. Resources mentioned in this episode:Report - Cloud Computing in the Securities IndustryInvestor Alert - Following the Crowd: Investing and Social MediaTopic Page - FinTech
Released:
Aug 24, 2021
Format:
Podcast episode
Titles in the series (100)
Building A More Transparent Organization: Long before transparency was a buzzword, it was central to FINRA’s mission. Transparent markets and educated investors ensure our markets remain strong and public trust in our markets remain high. Today, we sit down with FINRA’s Marcia Asquith, EVP for Board and External Relations, to hear how FINRA is improving transparency not only in financial markets, but also in its own operations. by FINRA Unscripted