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Market Structure & COVID-19: Handling Increased Volatility and Volumes

Market Structure & COVID-19: Handling Increased Volatility and Volumes

FromFINRA Unscripted


Market Structure & COVID-19: Handling Increased Volatility and Volumes

FromFINRA Unscripted

ratings:
Length:
28 minutes
Released:
Apr 28, 2020
Format:
Podcast episode

Description

Market volatility in recent weeks has surpassed anything else in history in terms of both the extremity and duration. Despite that, the so-called plumbing of U.S. financial markets has held up remarkably well—even with most market participants working from home. On this episode, we talk to FINRA’s Executive Vice President of Market Regulation and Transparency Services Tom Gira, who walks us through the evolution of our market structure that has contributed to this resilience and how FINRA and other are handling the increased volumes. Resources mentioned in this episode:COVID-19 Resource PageCOVID-19 FAQsEpisode 13: How the Cloud and Machine Learning Have Transformed FINRA Market Surveillance
Released:
Apr 28, 2020
Format:
Podcast episode

Titles in the series (100)

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.