21 min listen
Introducing FINRA's Complex Investigations and Intelligence team and Cyber and Analytics Unit
FromFINRA Unscripted
Introducing FINRA's Complex Investigations and Intelligence team and Cyber and Analytics Unit
FromFINRA Unscripted
ratings:
Length:
27 minutes
Released:
Aug 9, 2022
Format:
Podcast episode
Description
The new Complex Investigations and Intelligence (CII) team and Cyber and Analytics Unit (CAU) are driving a shift in terms of how Member Supervision’s National Cause and Financial Crimes Detection Program comes at its work and leverages intelligence and analytics to drive decision making and operations. On this episode, we hear from Omer Meisel, Vice President of CII, and Brita Bayatmakou, Senior Director of CAU, about how these changes will help FINRA better deliver on its mission of investor protection, market integrity.Conferences and EventsEpisode 86: FINRA’s Financial Intelligence UnitEpisode 72: Overlapping Risks, Part 2: AML and Elder ExploitationFBI Cyber Threat Briefing Series
Released:
Aug 9, 2022
Format:
Podcast episode
Titles in the series (100)
ERI: Introducing FINRA’s Weatherman: FINRA can’t predict the future, but like a weatherman, it can make predictions based on circumstances that exist today. FINRA’s Office of Emerging Regulatory Issues (ERI) looks to predict what storms may be brewing in the securities market and what areas they are likely to impact. by FINRA Unscripted