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Deep Learning: The Future of the Market Manipulation Surveillance Program

Deep Learning: The Future of the Market Manipulation Surveillance Program

FromFINRA Unscripted


Deep Learning: The Future of the Market Manipulation Surveillance Program

FromFINRA Unscripted

ratings:
Length:
30 minutes
Released:
Jan 25, 2022
Format:
Podcast episode

Description

FINRA’s Market Regulation and Technology teams recently wrapped up an extensive project to migrate the majority of FINRA’s market manipulation surveillance program to using deep learning in what is perhaps the largest application of artificial intelligence in the RegTech space to date. On this episode, we hear from Susan Tibbs, senior vice president of Market Manipulation in the Market Regulation Quality of Markets group, and from C.K. Chow, principal developer with the Technology team, about how the use of deep learning is making FINRA’s market surveillance data more digestible and increasing the efficiency and flexibility of the program. How are we doing? Take the FINRA Unscripted survey today. Resources mentioned in this episode:Episode 13: How the Cloud and Machine Learning Have Transformed FINRA Market SurveillanceEpisode 67: FINRA’s R&D Program: Exploring the Future of Advanced AnalyticsEpisode 68: Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
Released:
Jan 25, 2022
Format:
Podcast episode

Titles in the series (100)

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.