17 min listen
Deep Learning: The Future of the Market Manipulation Surveillance Program
FromFINRA Unscripted
ratings:
Length:
30 minutes
Released:
Jan 25, 2022
Format:
Podcast episode
Description
FINRA’s Market Regulation and Technology teams recently wrapped up an extensive project to migrate the majority of FINRA’s market manipulation surveillance program to using deep learning in what is perhaps the largest application of artificial intelligence in the RegTech space to date. On this episode, we hear from Susan Tibbs, senior vice president of Market Manipulation in the Market Regulation Quality of Markets group, and from C.K. Chow, principal developer with the Technology team, about how the use of deep learning is making FINRA’s market surveillance data more digestible and increasing the efficiency and flexibility of the program. How are we doing? Take the FINRA Unscripted survey today. Resources mentioned in this episode:Episode 13: How the Cloud and Machine Learning Have Transformed FINRA Market SurveillanceEpisode 67: FINRA’s R&D Program: Exploring the Future of Advanced AnalyticsEpisode 68: Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
Released:
Jan 25, 2022
Format:
Podcast episode
Titles in the series (100)
Combatting Cybersecurity Threats: Our tech-connected world faces threats against our data and technology. Both people and businesses must be vigilant to avoid a breach. In this FINRA Unscripted episode, hear from John Brady, FINRA's vice president for cybersecurity, as he talks to FINRA's Mike Rote about what his team does to combat threats and tips you can use in your life to be cyber secure. Watch: Listen: by FINRA Unscripted