14 min listen
Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
FromFINRA Unscripted
Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
FromFINRA Unscripted
ratings:
Length:
20 minutes
Released:
Sep 21, 2020
Format:
Podcast episode
Description
Technology is opening up new possibilities when it comes to solving business challenges. And that's important when it comes to optimizing an organization's most valuable limited resource: its people. On this episode, we hear from Member Supervision's new head of Data Analytics and Technology Kerry Gendron to learn how FINRA is augmenting its examination and risk monitoring program and teaching its employees the art of the possible.Resources mentioned in this episode:Episode 67: FINRA’s R&D ProgramEpisode 49: Exam and Risk Monitoring Program Transformation
Released:
Sep 21, 2020
Format:
Podcast episode
Titles in the series (100)
What is FINRA’s Dispute Resolution Forum?: What is FINRA’s Dispute Resolution forum? How might I end up with a case in arbitration or mediation? What does the process look like? FINRA’s Head of Dispute Resolution, Rick Berry, answers these questions and more in this episode of FINRA Unscripted. by FINRA Unscripted