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Encore | Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
FromFINRA Unscripted
Encore | Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
FromFINRA Unscripted
ratings:
Length:
21 minutes
Released:
Feb 9, 2021
Format:
Podcast episode
Description
This episode originally aired in September 2020.Technology is opening up new possibilities when it comes to solving business challenges. And that's important when it comes to optimizing an organization's most valuable limited resource: its people.On this episode, we hear from Member Supervision's new head of Data Analytics and Technology Kerry Gendron to learn how FINRA is augmenting its examination and risk monitoring program and teaching its employees the art of the possible.Resources mentioned in this episode:Episode 67: FINRA’s R&D ProgramEpisode 49: Exam and Risk Monitoring Program Transformation
Released:
Feb 9, 2021
Format:
Podcast episode
Titles in the series (100)
Building A More Transparent Organization: Long before transparency was a buzzword, it was central to FINRA’s mission. Transparent markets and educated investors ensure our markets remain strong and public trust in our markets remain high. Today, we sit down with FINRA’s Marcia Asquith, EVP for Board and External Relations, to hear how FINRA is improving transparency not only in financial markets, but also in its own operations. by FINRA Unscripted