22 min listen
Make Your Voice Heard: FINRA's Regional Committees
FromFINRA Unscripted
ratings:
Length:
20 minutes
Released:
Sep 7, 2021
Format:
Podcast episode
Description
As a Self-Regulatory Organization, FINRA benefits from the expertise and industry knowledge of member firms to react more quickly to emerging challenges and write more effective and efficient regulations. FINRA’s Regional Committees play an important role in this process, supplying FINRA with real-time insights that help us fulfill our mission of investor protection and market integrity. On this episode, FINRA’s Deputy Corporate Secretary Jennifer Piorko Mitchell and Regional Committee Member Trinity Lee join the podcast to discuss the benefits of participating on FINRA’s Regional Committees and how you can get involved. Resources mentioned in this episode:FINRA’s Regional CommitteesRegional Committee Election NoticeSFAC Election NoticeIndication of Interest in FINRA Service Form2021 Election Process Overview2021 Advisory Committee Overview and Engagement Notice
Released:
Sep 7, 2021
Format:
Podcast episode
Titles in the series (100)
How the Cloud and Machine Learning Have Transformed Market Surveillance: In episode 12 we sat down with Steve Randich and learned how the cloud provides FINRA with the storage space and computing power to process up to 101 billion market events in a single day. Today, we sit down with FINRA’s head of Market Regulation and Transparency Services, Tom Gira, to hear how the cloud and machine learning enable his team to more efficiently and effectively sift through this massive amount of data to detect misconduct. by FINRA Unscripted