Strategies For Success: A Roadmap For The Compliance Professional in Financial Services

By Tanya McCartney and Allyson Maynard-Gibson QC

This book is for persons who are in a compliance, anti-money laundering position, engaged in any way in the fight against financial crime or responsible for regulatory compliance. It is a practical guide for the compliance professional to aid in navigating the challenges which they face daily in risk management and mitigation. It is an effective resource that can be used when having to make difficult decisions or engaging in challenging conversations with colleagues. It should be your go-to when faced with a leadership challenge in your role. A quick reference guide for compliance professionals in financial services.

Sharpen your skills to perform roles and responsibilities as it relates to the compliance function. This resource is a useful and strategic guide for individuals wishing to enter the compliance field and for those desiring to excel within the field. It answers the "how" in becoming a strong compliance leader and will assist with executing your mandate while cultivating the respect of your peers and those in the regulatory environment.

• Language: English
• Publisher: BookBaby
• Release date: Nov 8, 2019
• ISBN: 9781543992762

Book preview

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Reviews for Strategies For Success

[mirthell · Rating: 5 out of 5 stars]

If ever I needed to read a book on compliance, this book is the one. The reality of compliance and its impact, the fact that you as a compliance leader must be seen and known and form an integral be part of your organization. The book is so well written and engaging, that I was able to do introspect whilst reading and make notes for areas of improvement even before coming to thr actually activities. I am recommending this to all my fellow compliance managers.