How to Check a Financial Adviser's Credentials the Right Way
When it comes to selecting a financial adviser, researching qualifications, credentials and registrations is something everyone should do. But why is it that you can't always find the financial adviser you're vetting on commonly known websites like FINRA and the SEC? While it might seem like a red flag -- and occasionally it can be a red flag -- usually the answer is a simple one.
I had a prospective client reach out to me recently with this very valid question and concern because they were searching for me on these websites and coming up empty. I realized in my response to this couple how confusing
