Compliance Management System A Complete Guide - 2020 Edition
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About this ebook
Does your system allow anonymous reporting and maintain confidentiality to the extent possible? How much time does the compliance officer devote to regulatory compliance? Is your organization making progress towards its improvement objectives? Is your organization of your organizations environmental affairs a significant liability? Is your organization using Risk to guide your actions?
This astounding Compliance Management System self-assessment will make you the assured Compliance Management System domain auditor by revealing just what you need to know to be fluent and ready for any Compliance Management System challenge.
How do I reduce the effort in the Compliance Management System work to be done to get problems solved? How can I ensure that plans of action include every Compliance Management System task and that every Compliance Management System outcome is in place? How will I save time investigating strategic and tactical options and ensuring Compliance Management System costs are low? How can I deliver tailored Compliance Management System advice instantly with structured going-forward plans?
There’s no better guide through these mind-expanding questions than acclaimed best-selling author Gerard Blokdyk. Blokdyk ensures all Compliance Management System essentials are covered, from every angle: the Compliance Management System self-assessment shows succinctly and clearly that what needs to be clarified to organize the required activities and processes so that Compliance Management System outcomes are achieved.
Contains extensive criteria grounded in past and current successful projects and activities by experienced Compliance Management System practitioners. Their mastery, combined with the easy elegance of the self-assessment, provides its superior value to you in knowing how to ensure the outcome of any efforts in Compliance Management System are maximized with professional results.
Your purchase includes access details to the Compliance Management System self-assessment dashboard download which gives you your dynamically prioritized projects-ready tool and shows you exactly what to do next. Your exclusive instant access details can be found in your book. You will receive the following contents with New and Updated specific criteria:
- The latest quick edition of the book in PDF
- The latest complete edition of the book in PDF, which criteria correspond to the criteria in...
- The Self-Assessment Excel Dashboard
- Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation
- In-depth and specific Compliance Management System Checklists
- Project management checklists and templates to assist with implementation
INCLUDES LIFETIME SELF ASSESSMENT UPDATES
Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.
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Compliance Management System A Complete Guide - 2020 Edition - Gerardus Blokdyk
Compliance Management System
Complete Self-Assessment Guide
The guidance in this Self-Assessment is based on Compliance Management System best practices and standards in business process architecture, design and quality management. The guidance is also based on the professional judgment of the individual collaborators listed in the Acknowledgments.
Notice of rights
You are licensed to use the Self-Assessment contents in your presentations and materials for internal use and customers without asking us - we are here to help.
All rights reserved for the book itself: this book may not be reproduced or transmitted in any form by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of the publisher.
The information in this book is distributed on an As Is
basis without warranty. While every precaution has been taken in the preparation of he book, neither the author nor the publisher shall have any liability to any person or entity with respect to any loss or damage caused or alleged to be caused directly or indirectly by the instructions contained in this book or by the products described in it.
Trademarks
Many of the designations used by manufacturers and sellers to distinguish their products are claimed as trademarks. Where those designations appear in this book, and the publisher was aware of a trademark claim, the designations appear as requested by the owner of the trademark. All other product names and services identified throughout this book are used in editorial fashion only and for the benefit of such companies with no intention of infringement of the trademark. No such use, or the use of any trade name, is intended to convey endorsement or other affiliation with this book.
Copyright © by The Art of Service
http://theartofservice.com
service@theartofservice.com
About The Art of Service
The Art of Service, Business Process Architects since 2000, is dedicated to helping stakeholders achieve excellence.
Defining, designing, creating, and implementing a process to solve a stakeholders challenge or meet an objective is the most valuable role… In EVERY group, company, organization and department.
Unless you’re talking a one-time, single-use project, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions.
Someone capable of asking the right questions and step back and say, ‘What are we really trying to accomplish here? And is there a different way to look at it?’
With The Art of Service’s Standard Requirements Self-Assessments, we empower people who can do just that — whether their title is marketer, entrepreneur, manager, salesperson, consultant, Business Process Manager, executive assistant, IT Manager, CIO etc... —they are the people who rule the future. They are people who watch the process as it happens, and ask the right questions to make the process work better.
Contact us when you need any support with this Self-Assessment and any help with templates, blue-prints and examples of standard documents you might need:
http://theartofservice.com
service@theartofservice.com
Included Resources - how to access
Included with your purchase of the book is the Compliance Management System Self-Assessment Spreadsheet Dashboard which contains all questions and Self-Assessment areas and auto-generates insights, graphs, and project RACI planning - all with examples to get you started right away.
How? Simply send an email to
access@theartofservice.com
with this books’ title in the subject to get the Compliance Management System Self Assessment Tool right away.
You will receive the following contents with New and Updated specific criteria:
•The latest quick edition of the book in PDF
•The latest complete edition of the book in PDF, which criteria correspond to the criteria in...
•The Self-Assessment Excel Dashboard, and...
•Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation
•In-depth specific Checklists covering the topic
•Project management checklists and templates to assist with implementation
INCLUDES LIFETIME SELF ASSESSMENT UPDATES
Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.
Get it now- you will be glad you did - do it now, before you forget.
Send an email to access@theartofservice.com with this books’ title in the subject to get the Compliance Management System Self Assessment Tool right away.
Purpose of this Self-Assessment
This Self-Assessment has been developed to improve understanding of the requirements and elements of Compliance Management System, based on best practices and standards in business process architecture, design and quality management.
It is designed to allow for a rapid Self-Assessment to determine how closely existing management practices and procedures correspond to the elements of the Self-Assessment.
The criteria of requirements and elements of Compliance Management System have been rephrased in the format of a Self-Assessment questionnaire, with a seven-criterion scoring system, as explained in this document.
In this format, even with limited background knowledge of Compliance Management System, a manager can quickly review existing operations to determine how they measure up to the standards. This in turn can serve as the starting point of a ‘gap analysis’ to identify management tools or system elements that might usefully be implemented in the organization to help improve overall performance.
How to use the Self-Assessment
On the following pages are a series of questions to identify to what extent your Compliance Management System initiative is complete in comparison to the requirements set in standards.
To facilitate answering the questions, there is a space in front of each question to enter a score on a scale of ‘1’ to ‘5’.
1 Strongly Disagree
2 Disagree
3 Neutral
4 Agree
5 Strongly Agree
Read the question and rate it with the following in front of mind:
‘In my belief,
the answer to this question is clearly defined’.
There are two ways in which you can choose to interpret this statement;
1.how aware are you that the answer to the question is clearly defined
2.for more in-depth analysis you can choose to gather evidence and confirm the answer to the question. This obviously will take more time, most Self-Assessment users opt for the first way to interpret the question and dig deeper later on based on the outcome of the overall Self-Assessment.
A score of ‘1’ would mean that the answer is not clear at all, where a ‘5’ would mean the answer is crystal clear and defined. Leave emtpy when the question is not applicable or you don’t want to answer it, you can skip it without affecting your score. Write your score in the space provided.
After you have responded to all the appropriate statements in each section, compute your average score for that section, using the formula provided, and round to the nearest tenth. Then transfer to the corresponding spoke in the Compliance Management System Scorecard on the second next page of the Self-Assessment.
Your completed Compliance Management System Scorecard will give you a clear presentation of which Compliance Management System areas need attention.
Compliance Management System
Scorecard Example
Example of how the finalized Scorecard can look like:
Compliance Management System
Scorecard
Your Scores:
BEGINNING OF THE
SELF-ASSESSMENT:
Table of Contents
About The Art of Service8
Included Resources - how to access8
Purpose of this Self-Assessment10
How to use the Self-Assessment11
Compliance Management System
Scorecard Example13
Compliance Management System
Scorecard14
BEGINNING OF THE
SELF-ASSESSMENT:15
CRITERION #1: RECOGNIZE16
CRITERION #2: DEFINE:26
CRITERION #3: MEASURE:43
CRITERION #4: ANALYZE:57
CRITERION #5: IMPROVE:72
CRITERION #6: CONTROL:90
CRITERION #7: SUSTAIN:103
Compliance Management System and Managing Projects, Criteria for Project Managers:138
1.0 Initiating Process Group: Compliance Management System139
1.1 Project Charter: Compliance Management System141
1.2 Stakeholder Register: Compliance Management System143
1.3 Stakeholder Analysis Matrix: Compliance Management System144
2.0 Planning Process Group: Compliance Management System146
2.1 Project Management Plan: Compliance Management System148
2.2 Scope Management Plan: Compliance Management System150
2.3 Requirements Management Plan: Compliance Management System153
2.4 Requirements Documentation: Compliance Management System155
2.5 Requirements Traceability Matrix: Compliance Management System157
2.6 Project Scope Statement: Compliance Management System159
2.7 Assumption and Constraint Log: Compliance Management System161
2.8 Work Breakdown Structure: Compliance Management System163
2.9 WBS Dictionary: Compliance Management System165
2.10 Schedule Management Plan: Compliance Management System167
2.11 Activity List: Compliance Management System169
2.12 Activity Attributes: Compliance Management System171
2.13 Milestone List: Compliance Management System173
2.14 Network Diagram: Compliance Management System175
2.15 Activity Resource Requirements: Compliance Management System177
2.16 Resource Breakdown Structure: Compliance Management System179
2.17 Activity Duration Estimates: Compliance Management System181
2.18 Duration Estimating Worksheet: Compliance Management System183
2.19 Project Schedule: Compliance Management System185
2.20 Cost Management Plan: Compliance Management System187
2.21 Activity Cost Estimates: Compliance Management System189
2.22 Cost Estimating Worksheet: Compliance Management System191
2.23 Cost Baseline: Compliance Management System193
2.24 Quality Management Plan: Compliance Management System195
2.25 Quality Metrics: Compliance Management System197
2.26 Process Improvement Plan: Compliance Management System199
2.27 Responsibility Assignment Matrix: Compliance Management System201
2.28 Roles and Responsibilities: Compliance Management System203
2.29 Human Resource Management Plan: Compliance Management System205
2.30 Communications Management Plan: Compliance Management System207
2.31 Risk Management Plan: Compliance Management System209
2.32