Risk Based Internal Auditing A Complete Guide - 2020 Edition
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About this ebook
Do you monitor the Risk based internal auditing decisions made and fine tune them as they evolve? Do you feel that more should be done in the Risk based internal auditing area? What does Risk based internal auditing success mean to the stakeholders? Which individuals, teams or departments will be involved in Risk based internal auditing? Who are the Risk based internal auditing decision-makers?
This instant Risk Based Internal Auditing self-assessment will make you the trusted Risk Based Internal Auditing domain authority by revealing just what you need to know to be fluent and ready for any Risk Based Internal Auditing challenge.
How do I reduce the effort in the Risk Based Internal Auditing work to be done to get problems solved? How can I ensure that plans of action include every Risk Based Internal Auditing task and that every Risk Based Internal Auditing outcome is in place? How will I save time investigating strategic and tactical options and ensuring Risk Based Internal Auditing costs are low? How can I deliver tailored Risk Based Internal Auditing advice instantly with structured going-forward plans?
There’s no better guide through these mind-expanding questions than acclaimed best-selling author Gerard Blokdyk. Blokdyk ensures all Risk Based Internal Auditing essentials are covered, from every angle: the Risk Based Internal Auditing self-assessment shows succinctly and clearly that what needs to be clarified to organize the required activities and processes so that Risk Based Internal Auditing outcomes are achieved.
Contains extensive criteria grounded in past and current successful projects and activities by experienced Risk Based Internal Auditing practitioners. Their mastery, combined with the easy elegance of the self-assessment, provides its superior value to you in knowing how to ensure the outcome of any efforts in Risk Based Internal Auditing are maximized with professional results.
Your purchase includes access details to the Risk Based Internal Auditing self-assessment dashboard download which gives you your dynamically prioritized projects-ready tool and shows you exactly what to do next. Your exclusive instant access details can be found in your book. You will receive the following contents with New and Updated specific criteria:
- The latest quick edition of the book in PDF
- The latest complete edition of the book in PDF, which criteria correspond to the criteria in...
- The Self-Assessment Excel Dashboard
- Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation
- In-depth and specific Risk Based Internal Auditing Checklists
- Project management checklists and templates to assist with implementation
INCLUDES LIFETIME SELF ASSESSMENT UPDATES
Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.
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Risk Based Internal Auditing A Complete Guide - 2020 Edition - Gerardus Blokdyk
Risk Based Internal Auditing
Complete Self-Assessment Guide
The guidance in this Self-Assessment is based on Risk Based Internal Auditing best practices and standards in business process architecture, design and quality management. The guidance is also based on the professional judgment of the individual collaborators listed in the Acknowledgments.
Notice of rights
You are licensed to use the Self-Assessment contents in your presentations and materials for internal use and customers without asking us - we are here to help.
All rights reserved for the book itself: this book may not be reproduced or transmitted in any form by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of the publisher.
The information in this book is distributed on an As Is
basis without warranty. While every precaution has been taken in the preparation of he book, neither the author nor the publisher shall have any liability to any person or entity with respect to any loss or damage caused or alleged to be caused directly or indirectly by the instructions contained in this book or by the products described in it.
Trademarks
Many of the designations used by manufacturers and sellers to distinguish their products are claimed as trademarks. Where those designations appear in this book, and the publisher was aware of a trademark claim, the designations appear as requested by the owner of the trademark. All other product names and services identified throughout this book are used in editorial fashion only and for the benefit of such companies with no intention of infringement of the trademark. No such use, or the use of any trade name, is intended to convey endorsement or other affiliation with this book.
Copyright © by The Art of Service
http://theartofservice.com
service@theartofservice.com
About The Art of Service
The Art of Service, Business Process Architects since 2000, is dedicated to helping stakeholders achieve excellence.
Defining, designing, creating, and implementing a process to solve a stakeholders challenge or meet an objective is the most valuable role… In EVERY group, company, organization and department.
Unless you’re talking a one-time, single-use project, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions.
Someone capable of asking the right questions and step back and say, ‘What are we really trying to accomplish here? And is there a different way to look at it?’
With The Art of Service’s Standard Requirements Self-Assessments, we empower people who can do just that — whether their title is marketer, entrepreneur, manager, salesperson, consultant, Business Process Manager, executive assistant, IT Manager, CIO etc... —they are the people who rule the future. They are people who watch the process as it happens, and ask the right questions to make the process work better.
Contact us when you need any support with this Self-Assessment and any help with templates, blue-prints and examples of standard documents you might need:
http://theartofservice.com
service@theartofservice.com
Included Resources - how to access
Included with your purchase of the book is the Risk Based Internal Auditing Self-Assessment Spreadsheet Dashboard which contains all questions and Self-Assessment areas and auto-generates insights, graphs, and project RACI planning - all with examples to get you started right away.
How? Simply send an email to
access@theartofservice.com
with this books’ title in the subject to get the Risk Based Internal Auditing Self Assessment Tool right away.
You will receive the following contents with New and Updated specific criteria:
•The latest quick edition of the book in PDF
•The latest complete edition of the book in PDF, which criteria correspond to the criteria in...
•The Self-Assessment Excel Dashboard, and...
•Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation
•In-depth specific Checklists covering the topic
•Project management checklists and templates to assist with implementation
INCLUDES LIFETIME SELF ASSESSMENT UPDATES
Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.
Get it now- you will be glad you did - do it now, before you forget.
Send an email to access@theartofservice.com with this books’ title in the subject to get the Risk Based Internal Auditing Self Assessment Tool right away.
Purpose of this Self-Assessment
This Self-Assessment has been developed to improve understanding of the requirements and elements of Risk Based Internal Auditing, based on best practices and standards in business process architecture, design and quality management.
It is designed to allow for a rapid Self-Assessment to determine how closely existing management practices and procedures correspond to the elements of the Self-Assessment.
The criteria of requirements and elements of Risk Based Internal Auditing have been rephrased in the format of a Self-Assessment questionnaire, with a seven-criterion scoring system, as explained in this document.
In this format, even with limited background knowledge of Risk Based Internal Auditing, a manager can quickly review existing operations to determine how they measure up to the standards. This in turn can serve as the starting point of a ‘gap analysis’ to identify management tools or system elements that might usefully be implemented in the organization to help improve overall performance.
How to use the Self-Assessment
On the following pages are a series of questions to identify to what extent your Risk Based Internal Auditing initiative is complete in comparison to the requirements set in standards.
To facilitate answering the questions, there is a space in front of each question to enter a score on a scale of ‘1’ to ‘5’.
1 Strongly Disagree
2 Disagree
3 Neutral
4 Agree
5 Strongly Agree
Read the question and rate it with the following in front of mind:
‘In my belief,
the answer to this question is clearly defined’.
There are two ways in which you can choose to interpret this statement;
1.how aware are you that the answer to the question is clearly defined
2.for more in-depth analysis you can choose to gather evidence and confirm the answer to the question. This obviously will take more time, most Self-Assessment users opt for the first way to interpret the question and dig deeper later on based on the outcome of the overall Self-Assessment.
A score of ‘1’ would mean that the answer is not clear at all, where a ‘5’ would mean the answer is crystal clear and defined. Leave emtpy when the question is not applicable or you don’t want to answer it, you can skip it without affecting your score. Write your score in the space provided.
After you have responded to all the appropriate statements in each section, compute your average score for that section, using the formula provided, and round to the nearest tenth. Then transfer to the corresponding spoke in the Risk Based Internal Auditing Scorecard on the second next page of the Self-Assessment.
Your completed Risk Based Internal Auditing Scorecard will give you a clear presentation of which Risk Based Internal Auditing areas need attention.
Risk Based Internal Auditing
Scorecard Example
Example of how the finalized Scorecard can look like:
Risk Based Internal Auditing
Scorecard
Your Scores:
BEGINNING OF THE
SELF-ASSESSMENT:
Table of Contents
About The Art of Service8
Included Resources - how to access8
Purpose of this Self-Assessment10
How to use the Self-Assessment11
Risk Based Internal Auditing
Scorecard Example13
Risk Based Internal Auditing
Scorecard14
BEGINNING OF THE
SELF-ASSESSMENT:15
CRITERION #1: RECOGNIZE16
CRITERION #2: DEFINE:27
CRITERION #3: MEASURE:43
CRITERION #4: ANALYZE:58
CRITERION #5: IMPROVE:74
CRITERION #6: CONTROL:91
CRITERION #7: SUSTAIN:104
Risk Based Internal Auditing and Managing Projects, Criteria for Project Managers:129
1.0 Initiating Process Group: Risk Based Internal Auditing130
1.1 Project Charter: Risk Based Internal Auditing132
1.2 Stakeholder Register: Risk Based Internal Auditing134
1.3 Stakeholder Analysis Matrix: Risk Based Internal Auditing135
2.0 Planning Process Group: Risk Based Internal Auditing137
2.1 Project Management Plan: Risk Based Internal Auditing139
2.2 Scope Management Plan: Risk Based Internal Auditing141
2.3 Requirements Management Plan: Risk Based Internal Auditing143
2.4 Requirements Documentation: Risk Based Internal Auditing145
2.5 Requirements Traceability Matrix: Risk Based Internal Auditing147
2.6 Project Scope Statement: Risk Based Internal Auditing149
2.7 Assumption and Constraint Log: Risk Based Internal Auditing151
2.8 Work Breakdown Structure: Risk Based Internal Auditing154
2.9 WBS Dictionary: Risk Based Internal Auditing156
2.10 Schedule Management Plan: Risk Based Internal Auditing159
2.11 Activity List: Risk Based Internal Auditing161
2.12 Activity Attributes: Risk Based Internal Auditing163
2.13 Milestone List: Risk Based Internal Auditing165
2.14 Network Diagram: Risk Based Internal Auditing167
2.15 Activity Resource Requirements: Risk Based Internal Auditing169
2.16 Resource Breakdown Structure: Risk Based Internal Auditing170
2.17 Activity Duration Estimates: Risk Based Internal Auditing172
2.18 Duration Estimating Worksheet: Risk Based Internal Auditing175
2.19 Project Schedule: Risk Based Internal Auditing177
2.20 Cost Management Plan: Risk Based Internal Auditing179
2.21 Activity Cost Estimates: Risk Based Internal Auditing181
2.22 Cost