Developmental Psychopathology, Risk, Resilience, and Intervention
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Developmental Psychopathology is a four-volume compendium of the most complete and current research on every aspect of the field. Volume Four: Genes and Environment focuses on the interplay between nature and nurture throughout the life stages, and the ways in which a child's environment can influence his or her physical and mental health as an adult. The discussion explores relationships with family, friends, and the community; environmental factors like poverty, violence, and social support; the development of coping mechanisms, and more, including the impact of these factors on physical brain development. This new third edition has been fully updated to incorporate the latest advances, and to better reflect the increasingly multilevel and interdisciplinary nature of the field and the growing importance of translational research. The relevance of classification in a developmental context is also addressed, including DSM-5 criteria and definitions.
Advances in developmental psychopathology are occurring increasingly quickly as expanding theoretical and empirical work brings about dramatic gains in the multiple domains of child and adult development. This book brings you up to date on the latest developments surrounding genetics and environmental influence, including their intersection in experience-dependent brain development.
- Understand the impact of childhood adversity on adulthood health
- Gauge the effects of violence, poverty, interparental conflict, and more
- Learn how peer, family, and community relationships drive development
- Examine developments in prevention science and future research priorities
Developmental psychopathology is necessarily interdisciplinary, as development arises from a dynamic interplay between psychological, genetic, social, cognitive, emotional, and cultural factors. Developmental Psychopathology Volume Four: Genes and Environment brings this diverse research together to give you a cohesive picture of the state of knowledge in the field.
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Developmental Psychopathology, Risk, Resilience, and Intervention - Dante Cicchetti
Table of Contents
Title Page
Copyright
Dedication
Preface to Developmental Psychopathology, Third Edition
References
Contributors
Chapter 1: Childhood Adversity and Adult Physical Health
Defining Childhood Adversity
Defining Health Outcomes
Childhood Adversity and Later Disease: Epidemiological Evidence
Conceptual Models Linking Childhood Adversity to Adult Physical Health
Biological Intermediaries Linking Early Adversity to Adult Physical Health
Concluding Comments and Directions for Future Research
References
Chapter 2: Community Violence Exposure and Developmental Psychopathology
Introduction: Violence Is Common but Problematic
Violence Perpetration and Exposure Are Important but Poorly Defined Developmental Psychopathology Constructs
Rates and Patterns of Exposure to Community Violence
What Are the Mental Health and Behavioral Effects of Community Violence?
Risk and Protective Factors Associated with Community Violence Exposure and Effects
Theories about How Community Violence Exposure Causes or Increases Individual Risk for Psychopathology
Neurodevelopmental Processes that Might Be Implicated in Community Violence Exposure
Interventions for Community Violence Exposure
Advancing Knowledge, Practice, and Policies Related to Community Violence Exposure
Conclusion
References
Chapter 3: Social Support and Developmental Psychopathology
Defining Social Support
Social Support and Stress
Social Support in Relationships and Social Networks
Giving and Receiving Social Support in a Cultural Context
Interim Conclusions
Social Support and Developmental Psychopathology
Conclusions and Future Directions
References
Chapter 4: Poverty and the Development of Psychopathology
Rationale and Background
Poverty and Psychopathology
Mediators and Moderators of Poverty's Effects on Psychopathology
Practice and Policy
Future Directions
References
Chapter 5: Determinants of Parenting
Introduction
Parenting and Parents
Some Methodological Considerations and Future Directions
Determinants of Parenting
Determinants in the Parent
Determinants in the Child
Determinants in the Context
Translational Implications
Conclusions
References
Chapter 6: Resilience in Development: Progress and Transformation
Introduction
Historical Perspectives
Concepts and Models
Methods
Psychological Promotive and Protective Processes
Child-in-Context Resilience Processes
Neurobiological Promotive and Protective Processes
Translational Research and Implications
Controversies Old and New
Progress and Future Directions
References
Chapter 7: Vulnerability and Resiliency of African American Youth: Revelations and Challenges to Theory and Research
Historical and Contextual Framing of Vulnerability and Resiliency
Human Vulnerability and Resiliency
Methodological Considerations
Translational Practices
Conclusion: Reframing the Future
References
Chapter 8: Social Inequalities and the Road to Allostatic Load: From Vulnerability to Resilience
Introduction
Social Inequalities Influencing Allostatic Load
Innovative Biochemical, Neurological, and Cogntive Perspectives
Conclusions
References
Chapter 9: Competence and Psychopathology in Development
Defining Competence and Psychopathology: Historical Legacies and Theoretical Work
Relations between Competence and Psychopathology
Impairment and Mental Disorder: Systems, Measures, and Research Support
Cascade Models
Interventions to Promote Competence and Reduce Psychopathology
Conclusions and Future Directions
References
Chapter 10: The Development of Coping: Implications for Psychopathology and Resilience
Goal of the Chapter
Transactional Perspectives: Coping as Individual Differences in Appraisal and Coping Processes and Resources
Normative Developmental Perspectives: Coping as a Set of Basic Adaptive Processes that Are Reorganized with Age
Developmental Systems Perspectives: Coping as Part of Developmental Cascades toward Psychopathology and Resilience
Future Research and Translation of Research into Action
Summary and Conclusion
References
Chapter 11: Temperament and Developmental Psychopathology
Introduction
What Is Temperament?
The Structure of Temperament
Temperament and Personality
The Measurement of Temperament
Temperament and Developmental Psychopathology
Temperament and Psychopathology: Review of the Research Literature
Temperament × Temperament Interactions
Neurobiology Linking Temperament and Developmental Psychopathology
Final Remarks: Summary and Future Directions
Translational Implications
Conclusion
References
Chapter 12: Interparental Conflict and Child Adjustment
Introduction and History
Interparental Conflict and Child Adjustment Problems
Theory Explaining the Link between Interparental Conflict and Child Adjustment
Child Attributes and Family/Community Factors Contributing to Individual Differences
Translational Implications
Directions for Future Research
Conclusion
References
Chapter 13: Relational Aggression: A Developmental Psychopathology Perspective
Introduction
Defining Relational Aggression
Developmental Change in Relational Aggression
Aggression and Gender
Risk Factors: Biobehavioral Processes
Risk Factors: Cognitive and Emotional Processes
Risk Factors: Social Processes
Developmental Outcomes: Maladaptive Correlates
Developmental Outcomes: Potential Positive Correlates
Cultural Perspectives
Relational Aggression Interventions
Developmental Psychopathology Perspectives
Future Directions
Conclusion
References
Chapter 14: Culture, Peer Relationships, and Developmental Psychopathology
Theoretical Perspectives on Culture, Peer Relationships, and Adaptive and Maladaptive Development
Socioemotional Functioning and Problems in Peer Settings Across Cultures
Culture and Parental Attitudes
Culture, Peer Evaluation, and the Regulatory Function of Peer Interactions
Children's Peer Experiences and Adaptive and Maladaptive Outcomes: The Role of Culture
Conclusions, Practical Implications, and Future Directions
References
Chapter 15: Classroom Processes and Teacher–Student Interaction: Integrations with a Developmental Psychopathology Perspective
Considering the Intersection of Education and Human Development
Educational Demands and Opportunities that Shape Student Experience and Outcomes
Conceptualizing and Measuring Teacher–Student Classroom Interactions
Psychological and Contextual Factors Related to Qualities of Teachers' Interactions with Students
Activating the Classroom as a Setting for Development
Future Directions: Deepening Knowledge on the Links between Classroom Processes and Development of Children and Youth
The Developmental Science of Applied Practice in Schools
Individualization of Classroom Process Effects on Teachers and Students: Biological Sensitivity to Experience
References
Chapter 16: Advances in Prevention Science: A Developmental Psychopathology Perspective
Introduction
Selective Review of Programmatic Preventive Interventions
Current Directions in Conceptualizing Complexity
Methodological Considerations and Challenges
Translational Research
Future Directions and Recommendations
References
Chapter 17: Culturally Adapted Preventive Interventions for Children and Adolescents
Why Cultural Adaptation in Developmental Psychopathology
Definition of Culture
Historical Context of Cultural Adaptation Research
The Rationale for Cultural Adaptation: Guidelines toward a more Systematic and Targeted Approach
The Content of Cultural Adaptation: Surface Structure, Deep Structure, and Core Components
Process Models of Cultural Adaptation: Systematic Application of Best Practices
Parent Training Interventions
Youth Risk Prevention Programs
Prevention of Anxiety and Mood Disorders
Health-Focused Interventions
Conclusions and Future Research Directions
References
Chapter 18: The Effects of Early Psychosocial Deprivation on Brain and Behavioral Development: Findings from the Bucharest Early Intervention Project
Précis
History of Institutional Care in Romania
Effects of Institutionalization on Neuropsychological Functioning
Experimental Design and Methodology
Summary
Implications of the BEIP for Developmental Psychopathology
Conclusions
References
Chapter 19: Preventing Sensitization and Kindling-like Progression in the Recurrent Mood Disorders
Introduction
Types of Sensitization Mechanisms in the Recurrent Affective Disorders and Their Cross-Reactivity
Neurobiological Commonalities in Stress, Episode, and Substance Abuse Sensitization
Therapeutic Implications
Modulation of Sensitization Mechanisms
Lessons from the Neurobiological Mechanisms Involved in Kindling Progression
Neurobiological Correlates of Illness Progression in the Recurrent Affective Disorders
More Malignant and Progressive Course of Bipolar Disorder in the United States Compared with Some European Countries
Public Health Implications
Conclusions
References
Chapter 20: Mental Health Stigma: Theory, Developmental Issues, and Research Priorities
Defining Stigma and Stigmatization
Theoretical Perspectives on Stigma
Historical Perspectives on Stigma: Change and Cyclicity
Empirical and Cultural Evidence for Stigma
Developmental Themes
Toward an Integrative Model of the Social Stigma of Mental Illness
Key Research Directions
Strategies for Overcoming Stigma
References
Author Index
Subject Index
End User License Agreement
List of Illustrations
Chapter 4: Poverty and the Development of Psychopathology
Figure 4.1 Conceptual model of SES and parenting.
Chapter 5: Determinants of Parenting
Figure 5.1 Mothers with College Education.
Figure 5.2 Unmarried Mothers.
Figure 5.3 Mothers Ages 18–64 with a Young Child at Home.
Figure 5.4 Age of First-Time Mothers.
Figure 5.5 Mothers' expected number of children.
Figure 5.6 Births to Unmarried Mothers.
Figure 5.7 Hours Spent Working Outside the Home per Week by Mothers.
Figure 5.8 Hours Spent on Housework per Week by Mothers.
Figure 5.9 Mothers with Children Younger than 18 in the Labor Force.
Figure 5.10 Households with the Mother as the Primary or Sole Source of Income.
Figure 5.11 Stay-at-Home Mothers in Poverty.
Figure 5.12 Percentage of Single-Parent Families with Children under 18.
Chapter 6: Resilience in Development: Progress and Transformation
Figure 6.1 Resilience Pathways After Acute Trauma. Model of resilience pathways after acute trauma. The gray zone represents normal or typical adaptive function. Path A represents stress resistance. Path B illustrates breakdown and recovery. Path C represents posttraumatic growth.
Figure 6.2 Resilience Pathways after Chronic Adversity. Model of resilience pathways showing a period of chronic exposure to severe adversity followed by a period when conditions improve. Path A shows declining adaptive function during chronic adversity followed by recovery when conditions improve. Path B shows a normalization pattern when conditions improve.
Figure 6.3 Risk or Promoter Gradient. A cumulative risk or promoter gradient illustrating how adaptive function falls as accumulating risk factors rise or promotive factors fall. Stars represent individuals who are functioning well even though their risk levels are high.
Figure 6.4 Risk and Promoter Model. Basic main effects
model of risk and promotive factors that influence an adaptive outcome of interest. This model includes an intervention with a promoter effect.
Figure 6.5 Mediated Risk Model with Intervention. Risk affects an intermediate variable that in turn changes adaptive outcome. This model includes an intervention intended to indirectly improve the outcome by mitigating risk effects on the mediator or by supporting the mediator.
Figure 6.6 Moderated Risk Model. Moderated risk model showing one independent moderator that mitigates or enhances the effects of the risk (adversity) variable and one risk-activated moderator that is triggered by risk or adversity and then buffers or exacerbates the effects of the risk/adversity.
Figure 6.7 Differential Sensitivity Model. Moderator model of differential sensitivity to experience showing one differential sensitivity
moderator that enhances or attenuates the impact of both bad (adversity) or good (advantage) experiences and a second vantage sensitivity
moderator that moderates the impact only of good (advantage) experiences. Vulnerability (a moderator of adverse experiences) is not shown.
Chapter 8: Social Inequalities and the Road to Allostatic Load: From Vulnerability to Resilience
Figure 8.1 (A) A transdisciplinary framework in relation to other research frameworks (adapted from Juster et al., 2011). Multidisciplinarity approaches combine knowledge from different disciplines additively. Interdisciplinary approaches involve the appreciation of disciplinary overlap and the integration of discipline-based constructs into higher-order concepts encompassing several disciplines. Transdisciplinarity emerges as a higher-order framework that integrates all knowledge into new concepts and perspectives that encompass complex interactions reaching across disciplinary boundaries. This approach is consistent with perspectives espoused in the field of developmental psychopathology and is best measured by triangulating methods. Adapted from A transdisciplinary perspective of chronic stress in relation to psychopathology throughout life span development,
Development and Psychopathology, 2011, Volume 23, Issue 3, p. 761, Cambridge University Press. (B) Allostatic load is an exemplar of trandisciplinarism (Juster et al., 2011). Aspects of AL are illustrated here as topic triangles forming a holistic triangle according to diverse disciplines; namely, biological, psychological, sociological, behavioral, and spiritual. As reviewed in Juster, McEwen, and Lupien (2010), each of these life domains has been empirically substantiated in relation to multisystemic biomarkers representing AL that are consequently associated with clinical outcomes. In relation to Figure 8.A, AL is best understood from a transdisciplinary perspective whereby complex interactions among risk factors and protective factors can be identified.
Chapter 10: The Development of Coping: Implications for Psychopathology and Resilience
Figure 10.1 Coping Depicted as a Transactional Process of Appraising and Dealing with Demands.
Figure 10.2 Four Models of the Role of Coping in the Processes that Connect Stress to Psychopathology, as a (1) Moderator; (2) Mediator; (3) Mechanism; and (4) Reciprocal Process.
Figure 10.3 Depiction of the Coping System as a Set of Fundamental Adaptive Processes Used to Detect, Respond to, and Learn from Encounters with Potential Challenges, Threats, and Dangers.
Figure 10.4 Integrative Multilevel Conceptualization of Coping as a Set of Interrelated Processes that Function on the (1) Neurophysiological, (2) Psychological, (3) Action, (4) Interpersonal, and (5) Societal Levels.
Figure 10.5 Underlying Neurophysiological Factors and Overarching Socialization Factors that Contribute to the Differential Development of Maladaptive Coping and Increase the Risk of Behavior Problems and Psychopathology.
Chapter 12: Interparental Conflict and Child Adjustment
Figure 12.1 Organizational Framework for Mechanisms and Pathways by which Interparental Conflict and Violence are Theorized to Influence Child Adjustment.
Chapter 13: Relational Aggression: A Developmental Psychopathology Perspective
Figure 13.1 The Reformulated Social Information Processing Model.
Figure 13.2 Gender-Linked Model of Aggression Subtypes.
Chapter 18: The Effects of Early Psychosocial Deprivation on Brain and Behavioral Development: Findings from the Bucharest Early Intervention Project
Figure 18.1 Example of Congregate Care in One Romanian Institution.
Figure 18.2 Illustration of the initial recruitment of children into the study and over time, their placement status at age 8 years.
Chapter 19: Preventing Sensitization and Kindling-like Progression in the Recurrent Mood Disorders
Figure 19.1 Parallelisms in Kindling of Seizures and Affective Episodes.
Figure 19.2 Cross-Sensitization among Stressors, Drugs of Abuse, and Episodes.
Figure 19.3 Postulate: The ratio of pathological versus adaptive changes accounts for cyclic emerge of episodes and tolerance development.
Figure 19.4 More Vulnerability Factors and Bipolar Illness Adversity in the United States Compared to Europe.
Figure 19.5 Bipolar Disorder in the United States Compared to the Netherlands and Germany.
Figure 19.6 Bipolar Disorder Stage Progression in Childhood-Onset versus Adult-Onset Illness: Schematic Illustration.
List of Tables
Chapter 10: The Development of Coping: Implications for Psychopathology and Resilience
Table 10.1 Three Perspectives on How the Study of the Development of Coping Can Contribute to Research on Developmental Psychopathology and Resilience
Table 10.2 Six Dimensions of Parenting
Chapter 11: Temperament and Developmental Psychopathology
Table 11.1 Dimensions of contemporary developmental models of temperament
Chapter 17: Culturally Adapted Preventive Interventions for Children and Adolescents
Table 17.1 Models of Cultural Adaptation by Date of First Publication
Chapter 18: The Effects of Early Psychosocial Deprivation on Brain and Behavioral Development: Findings from the Bucharest Early Intervention Project
Table 18.1 Attachment-Related Measures
Table 18.9 Illustration of the Social Emotional Development Battery that Was Deployed at Different Ages
Chapter 19: Preventing Sensitization and Kindling-like Progression in the Recurrent Mood Disorders
Table 19.1 N-acetylcysteine (NAC) Dampens Conditioned (Cued) Glutamate Release in the Nucleus Accumbens: Is this a Common Mechanism for Suppressing Habit-Based Psychopathologies?
Table 19.2 Common Effects of Stress-, Episode-, and Cocaine-Induced Sensitization on BDNF in Brain Systems Mediating Habit and Representational Memory
Table 19.3 Differential Pharmacology as a Function of the Stage of Amygdala-Kindled Seizure Evolution
Table 19.4 Does Drug Effectiveness Vary as a Function of Stage of Bipolar Illness Evolution?
Table 19.5 Neurobiological Correlates of Number of Mood Episodes or Duration of Illness: Evidence of Illness Progression
Table 19.6 Consequences of Childhood Adversity in Adulthood
DEVELOPMENTAL PSYCHOPATHOLOGY
THIRD EDITION
Volume Four: Risk, Resilience, and Intervention
Editor
DANTE CICCHETTI
Title PageThis book is printed on acid-free paper. 10
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Library of Congress Cataloging-in-Publication Data:
Developmental psychopathology / editor, Dante Cicchetti. – Third edition.
pages cm
Includes index.
ISBN 978-1-118-12087-3 (volume 1 : cloth : alk. paper) – ISBN 978-1-118-12091-0 (volume 2 : alk. paper) – ISBN 978-1-118-12092-7 (volume 3 : alk. paper) – ISBN 978-1-118-12093-4 (volume 4 : alk. paper) 1. Mental illness–Etiology. 2. Developmental psychology. 3. Mental illness–Risk factors. 4. Adjustment (Psychology) I. Cicchetti, Dante.
RC454.4.D483 2016
616.89–dc23
These volumes are dedicated to Marianne Gerschel in recognition of her great vision and staunch support of the field of developmental psychopathology.
Preface to Developmental Psychopathology, Third Edition
A decade has passed since the second edition of Developmental Psychopathology was published. The two prior editions (Cicchetti & Cohen, 1995, 2006) have been very influential in the growth of the field of developmental psychopathology. The volumes have been highly cited in the literature and have served as an important resource for developmental scientists and prevention and intervention researchers alike. In the present third edition, we have expanded from the three volumes contained in the second edition to four volumes. The increased number of volumes in this current edition reflects the continued knowledge gains that have occurred in the field over the past decade.
A not insignificant contributor to this growth can be found in the very principles of the discipline (Cicchetti, 1984, 1990, 1993; Cicchetti & Sroufe, 2000; Cicchetti & Toth, 1991, 2009; Rutter & Sroufe, 2000; Sroufe & Rutter, 1984). Theorists, researchers, and prevention scientists in the field of developmental psychopathology adhere to a life span framework to elucidate the numerous processes and mechanisms that can contribute to the development of mental disorders in high-risk individuals as well as those operative in individuals who already have manifested psychological disturbances or who have averted such disorders despite their high-risk status (Cicchetti, 1993; Masten, 2014; Rutter, 1986, 1987, 2012). Not only is knowledge of normal genetic, neurobiological, physiological, hormonal, psychological, and social processes very helpful for understanding, preventing, and treating psychopathology, but also deviations from and distortions of normal development that are seen in pathological processes indicate in innovative ways how normal development may be better investigated and understood. Similarly, information obtained from investigations of experiments of nature, high-risk conditions, and psychopathology can augment the comprehension of normal development (Cicchetti, 1984, 1990, 1993; Rutter, 1986; Rutter & Garmezy, 1983; Sroufe, 1990; Weiss, 1969).
Another factor that has expedited growth within the field of developmental psychopathology has been its ability to incorporate knowledge from diverse disciplines and to encourage interdisciplinary and translational research (Cicchetti & Gunnar, 2009; Cicchetti & Toth, 2006). In keeping with its integrative focus, contributions to developmental psychopathology have come from many disciplines of the biological and social sciences. A wide array of content areas, scientific disciplines, and methodologies has been germane. Risk and protective factors and processes have been identified and validated at multiple levels of analysis and in multiple domains.
The increased emphasis on a multilevel, dynamic systems approach to psychopathology and resilience, the increased attention paid to gene–environment interplay in the development of psychopathology and resilience, and the application of a multiple levels of analysis developmental perspective to mental illnesses that have traditionally been examined nondevelopmentally (e.g., bipolar disorder, schizophrenia, and the personality disorders) not only have contributed to a deeper understanding of the dysfunctions but also have educated the public about the causes and consequences of mental disorder (see Cicchetti & Cannon, 1999; Cicchetti & Crick, 2009a, 2009b; Miklowitz & Cicchetti, 2006, 2010; Tackett & Sharp, 2014).
Advances in genomics, GxE interactions, and epigenetics; growth in our understanding of neurobiology, neural plasticity, and resilience; and progress in the development of methodological and technological tools, including brain imaging, neural circuitry, hormone assays, immunology, social and environmental influences on brain development, and statistical analysis of developmental change, pave the way for interdisciplinary and for multiple levels of analysis research programs that will significantly increase the knowledge base of the development and course of maladaptation, psychopathology, and resilience. Moreover, randomized control prevention and intervention trials are being conducted based on theoretical models and efforts to elucidate the mechanisms and processes contributing to developmental change at both the biological and psychological levels (Belsky & van IJzendoorn, 2015; Cicchetti & Gunnar, 2008).
Despite the significant advances that have occurred in the field of developmental psychopathology, much important work lies ahead. Undoubtedly these future developments will build on the venerable contributions of the past; however, as work in the field becomes increasingly interdisciplinary, multilevel, and technologically sophisticated, it is essential that even more emphasis be directed toward the process of development (Harter, 2006; Sroufe, 2007, 2013). It is not only genes and environments but also the cumulative developmental history of the individual that influences how future development will unfold (Sroufe, 2007, 2013).
Developmental psychopathologists have incorporated concepts and methods derived from other disciplinary endeavors that are too often isolated from each other, thereby generating advances in knowledge that might have been missed in the absence of cross-disciplinary dialogue. The continuation and elaboration of the mutually enriching interchanges that have occurred within and across disciplines interested in normal and abnormal development not only will enhance the science of developmental psychopathology but also will increase the benefits to be derived for individuals with high-risk conditions or mental disorders, families, and society as a whole.
Dante Cicchetti, Ph.D.
Minneapolis, MN
January 2015
References
Belsky, J., & van IJzendoorn, M. (2015). What works for whom? Genetic moderation of intervention efficacy. [Special Section]. Development and Psychopathology, 27, 1–6.
Cicchetti, D. (1984). The emergence of developmental psychopathology. Child Development, 55(1), 1–7.
Cicchetti, D. (1990). A historical perspective on the discipline of developmental psychopathology. In J. Rolf, A. Masten, D. Cicchetti, K. Nuechterlein, & S. Weintraub (Eds.), Risk and protective factors in the development of psychopathology (pp. 2–28). New York, NY: Cambridge University Press.
Cicchetti, D. (1993). Developmental psychopathology: Reactions, reflections, projections. Developmental Review, 13, 471–502.
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Contributors
Manuel Barrera, Jr., PhD
Arizona State University
Tempe, Arizona
Marc H. Bornstein, PhD
National Institute of Child Health and Human Development
Bethesda, Maryland
Keith B. Burt, PhD
University of Vermont
Burlington, Vermont
Jocelyn S. Carter, PhD
DePaul University
Chicago, Illinois
Juan F. Casas, PhD
University of Nebraska
Omaha, Nebraska
Edith Chen, PhD
Northwestern University
Evanston, Illinois
Xinyin Chen, PhD
University of Pennsylvania
Philadelphia, Pennsylvania
Dante Cicchetti, PhD
Institute of Child Development
University of Minnesota
Minneapolis, Minnesota
J. Douglas Coatsworth, PhD
Colorado State University
Fort Collins, Colorado
Nicki R. Crick, PhD
University of Minnesota
Minneapolis, Minnesota
Jessica Dollar, PhD
University of North Carolina
Greensboro, North Carolina
Sophia Duffy, PhD
DePaul University
Chicago, Illinois
Katherine B. Ehrlich, PhD
Northwestern University
Evanston, Illinois
Gary W. Evans, PhD
Cornell University
Ithaca, New York
Nathan A. Fox, PhD
University of Maryland
College Park, Maryland
Nancy A. Gonzales, PhD
Arizona State University
Tempe, Arizona
Rebecca Goodvin, PhD
Western Washington University
Bellingham, Washington
Kathryn Grant, PhD
DePaul University
Chicago, Illinois
Julie A. Gravener-Davis, PhD
Mt. Hope Family Center
Rochester, New York
Elizabeth D. Handley, PhD
Mt. Hope Family Center
Rochester, New York
Stephen P. Hinshaw, PhD
University of California
Berkeley, California
Ernest N. Jouriles, PhD
Southern Methodist University
Dallas, Texas
Robert-Paul Juster, MSc, PhD
McGill University
Montreal, Canada
Chrystyna D. Kouros, PhD
Southern Methodist UniversityDallas, TX
Dave Lanoix, PhD
Centre for Studies on Human Stress
Montreal, Canada
Anna S. Lau, PhD
University of California
Los Angeles, California
Cindy H. Liu, PhD
Harvard Medical School
Boston, Massachusetts
Sonia J. Lupien, PhD
University of Montreal
Montreal, Canada
Ian Mahar, BSc
McGill University
Montreal, Canada
Andres G. Martinez, PhD
University of California
Berkeley, California
Ann S. Masten, PhD
Institute of Child Development
University of Minnesota
Minneapolis, Minnesota
Renee McDonald, PhD
Southern Methodist University
Dallas, Texas
Bruce S. McEwen, PhD
Rockefeller University
New York, New York
Naguib Mechawar, PhD
McGill University
Montreal, Canada
Gregory E. Miller, PhD
Northwestern University
Evanston, Illinois
Dianna Murray-Close, PhD
University of Vermont
Burlington, Vermont
Velma M. Murry, PhD
Vanderbilt University
Nashville, Tennessee
Charles A. Nelson, PhD
Harvard University
Boston, Massachusetts
and
Boston Children's Hospital
Boston, Massachusetts
David A. Nelson, PhD
Brigham Young University
Provo, Utah
Jamie M. Ostrov, PhD
University at Buffalo, The State University of New York
Buffalo, New York
Isabelle Ouellet-Morin, PhD
University of Montreal
Montreal, Canada
Christie L. M. Petrenko, PhD
Mt. Hope Family Center
Rochester, New York
Robert C. Pianta, PhD
University of Virginia
Charlottesville, Virginia
Martin Picard, PhD
Columbia University
New York, New York
Armando A. Pina, PhD
Arizona State University
Tempe, Arizona
Pierrich Plusquellec, PhD
University of Montreal
Montreal, Canada
Robert M. Post, MD
Bipolar Collaborative Network
Bethesda, Maryland
Zoltan Sarnyai, PhD, MD
James Cook University
Townsville, Australia
Teresa Seeman, PhD
University of California
Los Angeles, California
Shireen Sindi, PhD
McGill University
Montreal, Canada
Ellen A. Skinner, PhD
Portland State University
Portland, Oregon
Nathan Grant Smith, PhD
University of Houston
Houston, Texas
Juliana Souza-Talarico, PhD
University of São Paulo
São Paulo, Brazil
Margaret Beale Spencer, PhD
University of Chicago
Chicago, Illinois
Cynthia Stifter, PhD
Pennsylvania State University
University Park, Pennsylvania
Dena Phillips Swanson, PhD
University of Rochester
Rochester, New York
Ross A. Thompson, PhD
University of California
Davis, California
Patrick H. Tolan, PhD
University of Virginia
Charlottesville, Virginia
Sheree L. Toth, PhD
Mt. Hope Family Center
Rochester, New York
Martha E. Wadsworth, PhD
Pennsylvania State University
University Park, Pennsylvania
Charles H. Zeanah, PhD
Tulane University
New Orleans, Louisiana
Melanie J. Zimmer-Gembeck, PhD
Griffith University
Gold Coast, Australia
Chapter 1
Childhood Adversity and Adult Physical Health
Katherine B. Ehrlich, Gregory E. Miller, and Edith Chen
DEFINING CHILDHOOD ADVERSITY
Child Maltreatment
Socioeconomic Disadvantage
Summary
DEFINING HEALTH OUTCOMES
CHILDHOOD ADVERSITY AND LATER DISEASE: EPIDEMIOLOGICAL EVIDENCE
Maltreatment and Later Disease
Socioeconomic Disadvantage and Later Disease
Other Forms of Adversity and Later Disease
Limitations and Alternative Explanations
CONCEPTUAL MODELS LINKING CHILDHOOD ADVERSITY TO ADULT PHYSICAL HEALTH
Cumulative Models
Diathesis–Stress Models
Differential Susceptibility
Buffering Models
Developmental Trajectory Models
Developmental Cascades
BIOLOGICAL INTERMEDIARIES LINKING EARLY ADVERSITY TO ADULT PHYSICAL HEALTH
Hypothalamic-Pituitary-Adrenocortical Axis
Allostatic Load
Telomeres
Epigenetics
Evidence for the Role of Epigenetic Modifications as a Biological Intermediary
Epigenetic Modifications as a Biological Intermediary: Considerations and Caveats
Inflammation
CONCLUDING COMMENTS AND DIRECTIONS FOR FUTURE RESEARCH
Expanding Research to Other Periods of Development
Strengthening Study Designs
Buffers and Protective Factors
Translational Implications
Linking Research on Developmental Psychopathology and Health Psychology
Conclusions
REFERENCES
A consensus in the developmental psychopathology literature is that the experience of early adversity—particularly the experience of chronic, uncontrollable stress—is a risk factor for a diverse set of poor outcomes across development (e.g., Appleyard, Egeland, van Dulmen, & Sroufe, 2005; Poulton et al., 2002; Shonkoff et al., 2012). In the last three decades, a growing number of studies have provided convincing evidence to conclude that adversity in childhood has a lasting influence on adult physical health, particularly chronic diseases associated with aging, like cardiovascular disease, diabetes, arthritis, and some cancers (Gluckman & Hanson, 2006; Miller, Chen, & Parker, 2011; Repetti, Taylor, & Seeman, 2002). This susceptibility to the chronic diseases of aging resulting from early adversity has been identified in diverse samples with a range of adverse risk factors, including socioeconomic disadvantage, maltreatment, and chaotic family environments. These findings suggest that these early stressful experiences leave a biological residue,
manifesting in physical health problems in adulthood.
This chapter provides a review of the current knowledge linking childhood adversity to adult physical health. We first provide a discussion of childhood adversity and the varied ways that children encounter stressful experiences in their daily lives. Then we review evidence for links between childhood adversity and chronic diseases of aging, with a focus on cardiovascular disease and metabolic disorders, where most of the research to date has occurred. We then describe conceptual models that help guide empirical investigation of the processes through which early adversity influences later health. We also review biological mechanisms that might play an intermediary role in translating psychosocial stress into health problems, which can help explain how early adversity gets under the skin
and influences the onset of disease in adulthood. Our goal is to highlight the advantages and limitations in the conclusions we can draw from research on these biological processes. Finally, we end this chapter with a series of important research questions that should be a focus in the next generation of empirical investigation on early adversity and adult physical health.
Defining Childhood Adversity
There are a number of ways that children could experience significant adversity. In this chapter, we focus on adversity that is both chronic and severe in nature. We define chronic adversity as one that remains present in the child's life over a significant period of time (e.g., lack of material resources due to poverty). Adversity can also be chronic when children experience lingering threat over the possibility of a repeated stressful experience (e.g., stress resulting from a traumatic experience, such as abuse, that could reoccur) or aftereffects of adversities that create severe disruptions to daily life (e.g., long-term displacement resulting from a natural disaster). Adversity is considered severe when it results in a profound unsettling of normative childhood experiences and threatens the well-being of the child (e.g., exposure to gang violence while living in poverty).
Studies that have attempted to estimate the prevalence of adverse life experiences in childhood have found that these stressors actually are fairly common. Kessler and colleagues (Kessler, Davis, & Kendler, 1997) categorized early-life adversities into four domains, including (a) interpersonal traumas (e.g., rape, physical attacks); (b) loss events (e.g., death of a parent); (c) parental psychopathology (e.g., parental depression, antisocial personality disorder); and (d) a miscellaneous category of stressful life events (e.g., life-threatening accidents, man-made disasters). Using the National Comorbidity Survey, a nationally representative sample of families in the United States, Kessler et al. found that by the age of 16, nearly 75% of children have experienced at least one significant adversity and approximately 50% of children have experienced multiple adversities. In this sample, the most frequent adversities that children faced were maternal depression, paternal verbal abuse, paternal substance abuse, and parental separation or divorce.
Further, a startling number of children currently face adversity in impoverished or economically stressed conditions. According to the Children's Defense Fund (2012), 22% of children in the United States were living in poverty in 2010, meaning that a family of four earns less than $22,350 a year (U.S. Department of Health and Human Services, 2011). An additional 22% of children live in low-income families, defined as less than 200% of the federal poverty level (or less than $44,700 for a family of four). Children in low-income families may be exposed to many of the same stressors that children living below the poverty line face, including dangerous neighborhoods, material deprivation, parental underemployment, and familial mental health problems, all contributing to strained family relationships.
Overwhelmingly, research on the links between early adversity and later physical health has focused on two types of adversity: child maltreatment and socioeconomic disadvantage. Although these experiences of early adversity fall under the definition of adversity proposed above, they differ from each other in some critical aspects, including the nature and source of threatening experiences; the duration, frequency, and severity of those experiences; and the opportunities for coping. Yet maltreatment and socioeconomic disadvantage share several overlapping qualities, which may include cold, insensitive parenting; harsh discipline; exposure to conflict and violence; limited access to resources; and uncertainty of future environmental stability (Repetti et al., 2002). Next we take a closer look at several forms of adversity that are thought to be particularly detrimental for later physical health.
Child Maltreatment
A fundamental component of attachment theory is the notion that individuals develop representations (or internal working models) that reflect the extent to which a caregiver serves as a secure base for exploration and as a safe haven when needed for comfort and support (Bowlby, 1969/1982, 1973). These representations are experience-based, and they are developed over the first year of life in response to repeated interactions with a caregiver. When these caregiving experiences include neglect or abuse, children learn that their caregiver is not an available secure base or safe haven. Further, these children may develop unusual behaviors, characterized by odd, fearful, and disorganized patterns of interactions with a caregiver—characteristics that emerge when the caregiver becomes their primary source of fear and support (Lyons-Ruth & Jacobvitz, 2008). These behavioral responses reflect the child's inability to cope with a chaotic environment. Importantly, children who are maltreated by caregivers grow up without the experience of knowing that a reliable caregiver is available when needed—an aspect of the family emotional climate that plays a fundamental role in children's abilities to regulate distress and cope with negative emotions (Bowlby, 1988).
Child maltreatment is a serious public health concern that poses significant mental and physical health burdens on its victims (Cicchetti & Toth, 2005) as well as substantial economic burdens on society as a whole (Fang, Brown, Florence, & Mercy, 2012). Estimates suggest that almost 700,000 children were victimized in the United States in 2011, almost half of whom were under 6 years old at the time of the abuse (U.S. Dept. of Health and Human Services, 2011). Of course, because a large number of cases are unreported and a third of reported cases are not investigated (Cicchetti & Toth, 2005), the actual rate of child maltreatment may in fact be higher. The vast majority of cases (78%) included children suffering from neglect, but each year, hundreds of thousands of children are also victims of physical, sexual, or psychological abuse. Alarmingly, childhood maltreatment is perpetrated most often by primary caregivers, with over 80% of cases involving abuse by one or more parents.
Explanations for the causes of child maltreatment widely recognize that the phenomenon is multiply determined. Attempts to characterize the contexts of maltreatment have cited parental factors (e.g., mental illness, substance abuse), child factors (e.g., difficult temperament, disruptive behavior), interactional factors—that is, the dynamic transactions that take place between parents and children that might incite abuse (e.g., a child's aggressive behavior elicits physical punishment from parents that subsequently escalates to abuse), and environmental factors (e.g., cultural attitudes, poverty; Belsky, 1993; Cicchetti & Toth, 2005).
Socioeconomic Disadvantage
Children growing up with socioeconomic disadvantage have a higher probability of being exposed to stressful conditions across virtually every domain of daily life. Many of these stressful conditions center on the lack of security for basic resources, such as food and housing. For example, over 10% of children live in food-insecure
families who struggle to provide enough food to meet children's daily nutritional needs, and over 20 million children receive free or reduced-cost lunches at school—meals they are eligible to receive because of their family's scarce financial resources (Children's Defense Fund, 2012). Children in poverty often do not have adequate access to medical care, resulting in infrequent visits to the doctor and risk for serious complications from untreated illnesses. Children growing up in poverty are at risk for low educational attainment, meager job success, and incarceration (Duncan, Kalil, & Ziol-Guest, 2008). Notably, children in poverty also face neighborhood stressors, and they are at increased risk for becoming victims of violence, theft, and other crimes (Ross & Mirowsky, 2001). Further, their caregivers are burdened by numerous demands, such as multiple part-time jobs, unaccommodating schedules, and psychosocial stress brought on by their lack of resources, making it more difficult for them to serve as sensitive sources of support for their children. The accumulation of deficits in resources—both material and psychological—cluster to create an environment that is ill-equipped to foster children's healthy development. Children living in disadvantaged families can face daily threats to their basic needs and be exposed to additional stressors that can jeopardize their mental and physical well-being.
Presumably, other adverse experiences in childhood (including many of the factors that Kessler et al. 1997 identified) have repercussions for adult health. To date, however, these links between exposure to other early adversities besides poverty and maltreatment and adult health have not been a primary focus in the literature. For example, with the exception of a handful of studies, we know very little about how the loss of a parent, the experience of severe interparental conflict, or exposure to neighborhood stress plays a role in shaping chronic disease outcomes in adulthood. Children are exposed to a wide array of adverse experiences, and it will be important to understand the extent to which each of these adversities is associated with long-term physical health outcomes.
Summary
Chronic adversity is a problem for many children in the United States. So far, the literature on health consequences has focused mainly on maltreatment and disadvantage. But an important question for future studies to consider is the impact of other significant adversities (e.g., interparental conflict, long-term separations from parents, natural disasters) on adult physical health. One challenge to this line of research, however, is that many forms of adversity—and socioeconomic disadvantage and maltreatment in particular—co-occur more often than would be expected by chance alone (Crouch, Hanson, Saunders, Kilpatrick, & Resnick, 2000), thus creating a unique challenge to parsing out the effects of different forms of adversity on later physical health outcomes. The use of a variety of statistical techniques (e.g., variable-centered and person-centered approaches to data analysis) as well as comprehensive models (described in more detail later in this chapter) offer opportunities to circumvent the challenges associated with identifying the complex connections between early adversity and adult physical health.
Defining Health Outcomes
Studies documenting the link between early adversity and adult physical health have assessed everything from the frequency of minor physical symptoms like headaches and constipation to rates of disorders and death from various conditions. As much as possible we focus on disease morbidity (the diagnosis of a disease or a clinical manifestation of it) and mortality rather than symptom reports. The advantages of focusing on disease endpoints and death are that they can be ascertained objectively and are viewed as reflecting differences in an underlying disease process. Further, these outcomes are much simpler to interpret than symptoms reported by patients, which tend to be heavily shaped by individual differences in symptom perception, labeling, and reporting (Feldman, Cohen, Doyle, Skoner, & Gwaltney, 1999).
Our focus in this chapter rests on the major chronic diseases associated with aging, including studies of risk for cardiovascular disease, stroke, cancer, diabetes, and metabolic syndrome, which is a precursor of cardiovascular disease and diabetes (Grundy et al., 2005). These diseases account for the vast majority of suffering and disability in the United States (and well over 1 million deaths in the United States each year; Murphy, Xu, & Kochanek, 2012). Further, the economic burden associated with health care costs for treating these chronic diseases—which amounts to more than three-quarters of the nation's health care spending—accounts for approximately $300 billion annually (DeVol & Bedroussian, 2007).
Childhood Adversity and Later Disease: Epidemiological Evidence
Mounting evidence suggests that early childhood adversity is associated with a number of chronic health problems later in life, including cardiovascular disease, diabetes, cerebrovascular disease, and even some cancers (Adler & Rehkopf, 2008; Gluckman & Hanson, 2006; Shonkoff et al., 2012). This quickly growing body of research has implicated psychosocial stress as a primary mediator of adversity's association with morbidity and mortality from chronic diseases of aging (Matthews & Gallo, 2011; Shonkoff, Boyce, & McEwen, 2009). In the sections that follow, we review epidemiological evidence for the role of early adversity in contributing to later disease. We focus mainly on the role of maltreatment and socioeconomic disadvantage, two forms of adversity that have been studied extensively in relation to later health problems. Where applicable, we review available literature documenting other forms of early adversity that have been linked to chronic diseases of aging. When possible, we selected studies that used nationally representative studies with large sample sizes, assessment of possible confounds, prospective study designs, and objective measures of health outcomes in adulthood. In some domains, these criteria could not be met within any single study, so we review available evidence and note the methodological concerns. Further, our discussion is restricted to studies that link childhood adversity to adult physical health. Although a growing body of research has documented links between exposure to stress in childhood and childhood disease outcomes, these studies are beyond the scope of this chapter.
Maltreatment and Later Disease
Studies of the long-lasting sequelae resulting from maltreatment in childhood have identified robust links between childhood abuse and chronic diseases of aging, including cardiovascular disease and diabetes. Evidence for these links comes from studies that focus on different forms of maltreatment, including physical abuse, sexual abuse, and neglect (e.g., Anda et al., 2006; Goodwin & Stein, 2004). The vast majority of these studies used retrospective reports about maltreatment, which presents some methodological concerns about the accuracy of the reports. Next we review a selection of studies that have examined links between maltreatment and specific disease outcomes.
Maltreatment and Cardiovascular Disease
Links between early maltreatment and cardiovascular disease are well documented (e.g., Batten, Aslan, Maciejewski, & Mazure, 2004; Dong et al., 2004; Draper et al., 2008; for meta-analytic findings, see Irish, Kobayashi, & Delahanty, 2010; Wegman & Stetler, 2009). For example, using data from the National Comorbidity Survey, Goodwin and Stein (2004) found that recalled sexual abuse in childhood was associated with increased risk for cardiovascular disease, including heart attacks. Similarly, findings from the Nurses' Health Study revealed links between women's recollections of childhood physical and sexual abuse and cardiovascular disease (Rich-Edwards et al., 2012). In this study, severe physical abuse was associated with a 46% greater risk of having a cardiovascular event (e.g., heart attack, stroke). Similarly, sexual abuse was associated with 56% increased odds of having a cardiovascular event.
Links between maltreatment and cardiovascular disease have been found even in complex analyses that include possible alternative explanations, including adult health risk behaviors (e.g., smoking), stressors in adulthood (e.g., daily stress, low educational attainment), depression, and childhood stressors other than maltreatment (e.g., parental divorce). Even after accounting for these potential confounding variables, Fuller-Thomson, Brennenstuhl, and Frank (2010) found that recalled childhood physical abuse was associated with 45% greater likelihood of being diagnosed with heart disease. Felitti and colleagues (1998) have suggested that some of these confounding variables may serve as mediating mechanisms in the progression of heart disease (e.g., the experience of maltreatment may lead individuals to engage in unhealthy lifestyles), but the findings from many of these studies indicate that maltreatment still accounts for some of the risk for cardiovascular disease even after accounting for health behaviors, which may point to other mechanisms linking early maltreatment to cardiovascular disease.
Several investigations have identified gender-specific links between maltreatment and cardiovascular disease (e.g., Batten et al., 2004; Draper et al., 2008; Fuller-Thomson, Bejan, Hunter, Grundland, & Brennenstuhl, 2012; Goodwin & Stein, 2004). For example, Fuller-Thomson et al. (2012) found that childhood sexual abuse was associated with a greater risk for heart attacks for men but not for women. In contrast, in the National Comorbidity Survey, Goodwin and Stein (2004) and Batten et al. (2004) found connections between maltreatment and cardiovascular disease for women but not for men. Unfortunately, insufficient evidence exists currently to make broad conclusions about gender-specific risk for cardiovascular disease resulting from early maltreatment. Nevertheless, it will be important for future research to examine whether the link between maltreatment and cardiovascular disease differs for men and women. It may be that certain forms of maltreatment (e.g., sexual abuse or neglect) are associated with unique risk outcomes for men versus women.
These findings suggest that exposure to early maltreatment is linked to adult cardiovascular disease, but the studies' methodological limitations make it difficult to conclude that maltreatment causally contributes to heart disease. For example, these studies rely exclusively on retrospective self-reports of maltreatment (often with a single question about whether participants were ever abused or neglected), which calls into question the accuracy of the assessment due to possible memory errors or informant biases. In addition, most of these studies use participant reports about their medical diagnoses, which are less trustworthy than medical records. These study weaknesses are not easily discounted, and they limit our ability to make strong conclusions about the role of maltreatment in contributing to disease outcomes. To address these concerns, future studies will need to identify and control for factors that could give rise to spurious associations between maltreatment and subsequent cardiovascular disease (e.g., neuroticism). The use of strong methodological designs, including studies from administrative databases that can utilize objectively verified records of maltreatment and cardiovascular disease, would help assuage skepticism about the link between child maltreatment and adult cardiovascular disease.
Maltreatment and Metabolic Risk
Childhood maltreatment has been found to be predictive of diabetes and other metabolic abnormalities in adulthood (e.g., Danese et al., 2009; Felitti et al., 1998; Goodwin & Stein, 2004; Rich-Edwards et al., 2010; Thomas, Hyppönen, & Power, 2008). In recent investigations, researchers have examined a cluster of metabolic abnormalities known as the metabolic syndrome (Cornier et al., 2008; Grundy et al., 2005; previously known as Syndrome X). Metabolic syndrome is increasingly viewed as a precursor to cardiovascular disease and diabetes and reflects sedentary lifestyles and overnutrition. Its connection to potentially fatal cardiac events (e.g., heart attacks, strokes) and high prevalence in modern society (estimates suggest that around 30% of adults in the United States meet criteria for metabolic syndrome; Cornier et al., 2008) make it a promising predisease marker for individuals who have not yet developed chronic diseases.
In the first study of links between early maltreatment and diabetes, Felitti et al. (1998) found that diabetes was more prevalent when individuals reported four or more indicators of childhood risk (including maltreatment and family dysfunction). Similarly, in a community sample of women in New Zealand, Romans, Belaise, Martin, Morris, and Raffi (2002) found that childhood abuse was associated with increased diabetes prevalence. Further evidence for a link between maltreatment and metabolic risk comes from the National Comorbidity Survey (Goodwin & Stein, 2004). In this sample, recalled childhood neglect (but not physical or sexual abuse) was associated with increased odds of having diabetes. Despite variations in definitions of maltreatment (e.g., neglect versus abuse), these studies suggest that the experience of poor caregiving conditions in childhood is a risk factor for diabetes in adulthood. Interestingly, Goodwin and Stein's (2004) findings of the specific type of maltreatment experience that was associated with metabolic risk suggests that certain types of maltreatment may be particularly influential in shaping diabetes onset.
To date, only a handful of studies have examined whether maltreatment in childhood is a predictor of prediabetes metabolic risk in adulthood, but preliminary evidence provides some support for this link. Midei, Matthews, Chang, and Bromberger (2013) examined connections among emotional, physical, and sexual abuse and the onset of metabolic syndrome in a sample of women in middle adulthood. In this study, childhood physical abuse, but not sexual or emotional abuse, was associated with the onset of metabolic syndrome over a 7-year span.
In one of the only prospective studies of maltreatment and metabolic risk, Danese et al. (2009) examined the separate predictive roles of child maltreatment, social isolation, and socioeconomic status (SES) as well as the cumulative exposure to adversity across these domains. Using the Dunedin Multidisciplinary Health and Development Study, Danese et al. grouped participants into three categories according to their exposure to maltreatment in childhood: (a) no maltreatment; (b) probable maltreatment—meaning that children experienced one out of five indicators of maltreatment; and (c) definite maltreatment, wherein children experienced two or more indicators of maltreatment. Although low SES and social isolation were independently predictive of metabolic risk, child maltreatment was not reliably associated with higher rates of metabolic risk factors. Somewhat surprisingly, adults who were categorized as probable maltreatment
had elevated risk for metabolic abnormalities, but adults who were categorized as definite maltreatment
were not at increased risk. This finding is particularly noteworthy, as it is the only study to our knowledge that has multiple informant ratings of maltreatment assessed when participants were children and does not rely on retrospective reports. Given that participants were still relatively young (32 years old) and healthy at the time of assessment of metabolic indicators, it is not entirely surprising that maltreatment was not a reliable risk factor for metabolic disruptions. It may be the case that maltreatment takes longer to manifest itself in metabolic disruptions that will be seen when these participants are older. Yet it is also possible that other studies that have used retrospective self-reports of maltreatment have overstated the link between early maltreatment and adult metabolic risk. Thus, although it appears that early maltreatment is a risk factor for both diabetes and prediabetes metabolic risk, additional research with multiple informants and prospective study designs will be important for shedding light on the extent to which harsh caregiving experiences and maltreatment are predictive of later metabolic disruptions.
Maltreatment and Cancer
Compared to the well-established literature that examines early maltreatment and cardiovascular disease and diabetes, much less is known about the extent to which maltreatment in childhood confers additional risk for cancer. A handful of studies have studied this link using retrospective study designs, with mixed findings (e.g., Brown et al., 2010; Draper et al., 2008; Felitti et al., 1998; Fuller-Thomson & Brennenstuhl, 2009; Morton, Schafer, & Ferraro, 2012). In the first reported examination of this link, Felitti et al. (1998) found that individuals were at increased risk for cancer when they experienced four or more adverse childhood risk factors. Similarly, in the National Survey of Midlife Development in the United States (MIDUS), Morton and colleagues (2012) examined links between childhood abuse and cancer and found that emotional and physical abuse were associated with increased risk of cancer at midlife. These links remained significant even after controlling for potential confounding variables, including age, race, SES, and health-related behaviors (e.g., smoking). Additional evidence for a link between childhood maltreatment and cancer comes from a sample of over 13,000 Canadians who took part in the Canadian Community Health Survey (Fuller-Thomson & Brennenstuhl, 2009). In this sample, recalled physical abuse was associated with 47% higher odds of cancer, even when adjusting for risk factors, such as childhood stressors, adult health behaviors, and adult SES. Morton et al. and Fuller-Thomson and Brennenstuhl (2009) relied on studies that used self-reports of abuse and cancer, which raises interpretational ambiguities, as we noted earlier. However, self-reports about cancer diagnosis may be less subject to false reports than other disease outcomes or symptom reports. Prospective studies and studies utilizing administrative databases with objective measures of maltreatment and disease diagnoses will bolster support for the notion that child maltreatment is a risk factor for adult cancer diagnosis.
Other studies, however, have not found links between early maltreatment and later cancer risk. In a sample of over 21,000 older adults, Draper et al. (2008) examined links between childhood physical and sexual abuse and adult mental and physical health outcomes. In this study, although adults who had been abused reported worse mental and physical health, abused participants were not at greater risk for experiencing cancer in adulthood. Similarly, Korpimäki, Sumanen, Silanmäki, and Mattila (2010) did not find a link between maltreatment and cancer in a large epidemiological study in Finland. A number of factors could account for these inconsistent findings. For one, researchers vary in their definitions of maltreatment: Some studies include a range of harsh parenting indices, whereas other studies take a more explicit approach by asking participants if they had been abused as children. Moreover, there is considerable variability across studies in sample characteristics and analytical approaches (e.g., the extent to which possible confounding variables are included in statistical models, whether maltreatment is considered as a continuous or binary variable). Another difficulty is that cancer prevalence rates are lower than the rates of heart disease and diabetes, thus making it a more difficult outcome to predict. Further, cancer is a much more heterogeneous disease compared to diabetes and cardiovascular disease; this heterogeneity may explain some of the inconsistent findings, particularly if studies vary in their focus on particular cancers versus all cancer diagnoses. Additional investigation into the connections between maltreatment and cancer risk will provide insight into whether the experience of maltreatment in childhood is a risk factor for later cancer diagnosis.
Summary of Research on Early Maltreatment and Later Disease
Consistent with the notion that early exposure to adversity is linked to many of the chronic diseases of aging, preliminary evidence suggests that maltreatment in childhood may be a risk factor for poor health outcomes in adulthood. In the vast majority of these studies, however, researchers have relied on retrospective reports of maltreatment, which are subject to significant reporting biases. Moreover, these reporting biases might not be random: It is possible that individuals with poor health remember their prior experiences in negatively biased ways. Further, many of these studies use self-reports of physician diagnoses of diseases. Although we prefer these markers of physical health over informants' own symptom reports, these assessments are nevertheless vulnerable to inaccurate reports.
Additional research will be useful for shedding light on the specific contexts in which maltreatment is likely to be a serious risk for later health problems. For example, it is possible that certain forms of maltreatment are more likely to contribute to health problems for women but not for men, or for people from particular racial or ethnic backgrounds. Another lingering question concerns the relative weight of various forms of maltreatment in the progression of long-term health problems: Do all forms of maltreatment pose risk for health problems, or are certain forms of abuse or neglect especially likely to have a negative effect on later physical health? Moreover, the experience of a particular type of maltreatment (e.g., physical abuse) and its impact on later health may depend, in part, on the cultural context in which it occurs. For example, in cultures that condone corporal punishment, links between childhood physical abuse and later health may be less identifiable. These research questions await empirical examination.
Socioeconomic Disadvantage and Later Disease
The literature on the role of childhood socioeconomic disadvantage in shaping risk for later disease and mortality risk is extensive and suggests that, like early maltreatment, it is a risk for poor health outcomes in adulthood. In particular, low SES in childhood is a risk factor for early mortality, cardiovascular disease, diabetes, and some cancers (Cohen, Janicki-Deverts, Chen, & Matthews, 2010; Galobardes, Lynch, & Smith, 2004, 2008; Kumari, Head, & Marmot, 2004).
When studying the long-term health outcomes associated with childhood socioeconomic disadvantage, an important factor to consider is that SES tends to be stable across the lifespan (Hertzman, 1999). Such stability makes attempts to disentangle the effects of early versus adult SES on health particularly difficult. Given that adult SES is a robust predictor of morbidity and mortality from chronic diseases of aging (Adler & Rehkopf, 2008; Lynch & Smith, 2005), many studies of early childhood SES statistically control for adult SES in analyses, thus allowing for better insight into the role that early-life experiences play in influencing the risk for later disease. In order to avoid multicollinearity issues associated with highly stable childhood and adult SES estimates, recently researchers have developed statistical modeling techniques to better account for early and adult SES (e.g., Nandi, Glymour, Kawachi, & VanderWeele, 2012).
Socioeconomic Disadvantage and Cardiovascular Disease
In their systematic review of the literature on SES and cardiovascular disease, Galobardes, Smith, and Lynch (2006) concluded that low SES in childhood is a significant risk for cardiovascular disease in adulthood. Even when adult SES was controlled in statistical analyses, the link between childhood SES and disease risk was still significant, accounting for 20% to 40% of the risk for cardiovascular disease. In a large-scale investigation of socioeconomic disadvantage and cardiovascular disease, Claussen, Smith, and Thelle (2003) found that cardiovascular disease-related mortality was associated with childhood SES. Similarly, researchers found evidence for the role of early socioeconomic disadvantage in predicting cardiovascular disease in the British Whitehall II study (Singh-Manoux, Ferrie, Chandola, & Marmot, 2004). Another study tracked the onset of coronary heart disease over