12 min listen
Securities Helpline for Seniors: Celebrating 5 Years of Senior Investor Protection
FromFINRA Unscripted
Securities Helpline for Seniors: Celebrating 5 Years of Senior Investor Protection
FromFINRA Unscripted
ratings:
Length:
27 minutes
Released:
Apr 14, 2020
Format:
Podcast episode
Description
With about 10,000 Americans reaching 65 years old every day, FINRA is committed to the protection of senior investors and other vulnerable adults. That’s why FINRA launched the Securities Helpline for Seniors. Senior Helpline’s managers Brooke Hickman and Rob Mascio explain how the Helpline has developed not just as a resource for seniors, but as a resource for broker-dealers as well. On this episode, we celebrate the five-year anniversary of the Senior Helpline’s launch with a look at how the Helpline has helped senior investors, notable trends and themes and how the Helpline has evolved over the last five years. Resources mentioned in this episode:Protecting Senior InvestorsRegulatory Notice 19-36Toll-Free Number: 844-57-HELPS or 844-574-3577
Released:
Apr 14, 2020
Format:
Podcast episode
Titles in the series (100)
Building A More Transparent Organization: Long before transparency was a buzzword, it was central to FINRA’s mission. Transparent markets and educated investors ensure our markets remain strong and public trust in our markets remain high. Today, we sit down with FINRA’s Marcia Asquith, EVP for Board and External Relations, to hear how FINRA is improving transparency not only in financial markets, but also in its own operations. by FINRA Unscripted