17 min listen
Fraud Stoppers: FINRA’s Market Investigations Team
FromFINRA Unscripted
ratings:
Length:
24 minutes
Released:
Mar 22, 2022
Format:
Podcast episode
Description
Detecting and deterring fraud and insider trading is at the core of FINRA's mission of investor protection and market integrity. On this episode, Sam Draddy, the head of FINRA's Market Investigations team, joins us once again to talk about the latest trends and patterns in FINRA's fraud and insider trading investigations, including some stories about some of the craziest and most interesting cases of the past few years.How are we doing? Take the FINRA Unscripted survey today. Resources mentioned in this episode:Episode 23: Insider Trading: Finding the Needle in the Haystack
Released:
Mar 22, 2022
Format:
Podcast episode
Titles in the series (100)
A Touch Point for Politicians and Other Regulators: FINRA’s Office of Government Affairs: It is 2018. America is facing a wave of new government appointments and upcoming elections at all levels of the government. And with new leaders, come new priorities. How does FINRA navigate the changing environment? We are in the nation’s capital with FINRA’s Senior Vice President of Government Affairs Greg Dean to learn how. by FINRA Unscripted