Project Leadership
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About this ebook
Timothy J. Kloppenborg PhD, PMP
Timothy J. Kloppenborg, Ph.D., PMP is an associate professor of Management at Williams College of Business, Xavier University, and President of Kloppenborg and Associates, a consulting and training company that specializes in project management. He holds an MBA from Western Illinois University and a Ph.D. in Operations Management from the University of Cincinnati.
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Project Leadership - Timothy J. Kloppenborg PhD, PMP
The books in the Project Management Essential Library series provide project managers with new skills and innovative approaches to the fundamentals of effectively managing projects.
Additional titles in the series include:
Managing Project Integration, Denis F. Cioffi
Managing Projects for Value, John C. Goodpasture
Effective Work Breakdown Structures, Gregory T. Haugan
Project Planning and Scheduling, Gregory T. Haugan
Managing Project Quality, Timothy J. Kloppenborg and Joseph A. Petrick
Project Measurement, Steve Neuendorf
Project Estimating and Cost Management, Parviz F. Rad
Project Risk Management: A Proactive Approach, Paul S. Royer
www.managementconcepts.com
PROJECT
LEADERSHIP
Timothy J. Kloppenborg
Arthur Shriberg
Jayashree Venkatraman
8230 Leesburg Pike, Suite 800
Vienna, VA 22182
(703) 790-9595
Fax: (703) 790-1371
www.managementconcepts.com
Copyright © 2003 by Management Concepts, Inc.
All rights reserved. No part of this book may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording, or by an information storage and retrieval system, without permission in writing from the publisher, except for brief quotations in review articles.
Printed in the United States of America
Library of Congress Cataloging-in-Publication Data
Kloppenborg, Timothy J., 1953–
Project leadership / Timothy J. Kloppenborg, Arthur Shriberg, Jayashree Venkatraman.
p. cm. — (The project management essential library)
Includes bibliographical references and index.
ISBN 13 978-1-56726-145-5
ISBN 10 1-56726-145-0 (pbk.)
1. Project management. 2. Leadership. I. Shriberg, Arthur. II. Venkatraman, Jayashree, 1967– III. Title. IV. Series.
HD69.P75 K5983 2003
658.4’04—dc21
2002037863
About the Authors
Timothy J. Kloppenborg is an associate professor of Management at Williams College of Business, Xavier University, and President of Kloppenborg and Associates, a consulting and training company based in Cincinnati, Ohio, that specializes in project and quality management. He holds an MBA from Western Illinois University and a PhD in Operations Management from the University of Cincinnati. He is a Certified Project Management Professional (PMP®) and has been active in the Project Management Institute for more than 15 years. Dr. Kloppenborg has published in journals including Project Management Journal, PM Network, and Quality Progress. He also published another book in this series entitled Managing Project Quality. Dr. Kloppenborg is a retired United States Air Force Reserve officer. He has served in many practitioner, research, and consulting capacities on construction, information systems, and research and development projects.
Arthur Shriberg is a professor of Leadership at Xavier University. Dr. Shriberg has been vice president or dean at four universities. He has served as a consultant or training facilitator for 100 industrial, governmental, educational, and health care organizations. He is currently the chair of the Board of Commissioners for the Cincinnati Human Relations Commission and a senior consultant for Pope & Associates, an international diversity and management consulting firm. He is senior author of the textbook Practicing Leadership: Principles and Application as well as the author of numerous articles about leadership, management skills, and diversity. He holds degrees from the Wharton School of Business (BS), Xavier University (Executive Business), Boston University (MEd), and Teachers College, Columbia University (EdD).
Jayashree Venkatraman is an independent consultant providing business-to-business solutions and other software solutions to companies. She holds a BS in physics and an MS in computer applications from the University of Madras, India, and an MBA from Xavier University. She also earned a certificate in Project Management from the University of Cincinnati. She has more than 12 years of experience in leading, designing, developing, implementing, and integrating software applications in a project environment for varied industries. She is a member of PMI®.
Table of Contents
Preface
Acknowledgments
CHAPTER 1 The Origins of Project Leadership
Management
Leadership
Trait Theory
Group Skills
Situational Leadership
Organizational Skills
Leadership and Politics
Charismatic Leadership
Humane and Ethical Leadership
Leadership Action Formulas
Global and Societal Leadership
Multicultural Leadership
Project Management
Definition of Project Management
Project Lifecycle
Project Leadership
Project Lifecycle
Types of Project Leadership Decisions
The Business to Business (B2B) Project Case Study
Business Model
Business Philosophy
Management Team
Operational Highlights of CSM
CHAPTER 2 Project Initiating
Align the Project with the Parent Organization
Perform Risk Analysis
Justify and Select the Project
Select Key Project Participants
Determine Team Operating Methods
Develop Top Management Support
Commit to the Project
CHAPTER 3 Project Planning
Understand and Respond to the Customer
Oversee Detailed Plan Development
Integrate Project Plans
Select Remainder of Project Participants
Develop Communications Plan
Motivate All Participants
Secure Stakeholder Approval
CHAPTER 4 Project Executing
Authorize Work
Monitor Progress and Control Changes
Coordinate Work across Multiple Projects
Supervise Work Performance
Lead Teams
Maintain Morale
Secure Customer Acceptance
CHAPTER 5 Project Closing
Audit Project
Terminate Project
Capture and Share Lessons Learned
Reassign Workers
Reward and Recognize Participants
Celebrate Project Completion
Oversee Administrative Closure
CHAPTER 6 Project Leadership Challenges
APPENDIX A Project Leadership Assessment: Organizational
APPENDIX B Project Leadership Assessment: Individual
APPENDIX C Project Leadership Assessment: Team
Glossary
Bibliography
Index
Preface
People have performed projects all through history. Many of the great wonders of the ancient world required a generation or more to complete. While personal leadership often was essential to the completion of these huge projects, it was the exception rather than the rule.
In the early part of the twentieth century, management came to be studied as a formal discipline. Scientific management, management science, and many other developments led to the systemization of management concepts. This first generation approach was a great step forward, but it dealt primarily with managing ongoing operations.
Simultaneously during the second half of the twentieth century, leadership and project management evolved as separate disciplines. These second generation approaches dealt with inspiring workers and managing change. They represented another significant step forward. An explosion of ideas developed both in leadership and in project management—but largely independent of each other.
Now, early in the twenty-first century, we are reuniting these two disciplines into a third discipline: project leadership. Because of their temporary nature and unique output, projects are different from ongoing operations. For this reason, we synthesize a number of the leadership concepts and techniques that are especially relevant to projects and present them in a project lifecycle framework. This is truly a third generation approach to accomplishing project work.
The primary intended audience for this book is anyone who works in a project setting. We specifically address many of our suggestions to project sponsors, project managers, functional managers, project core team members, and project customers. Each has several important roles to play in project leadership.
A second intended audience for this book is any leader. Most people spend at least part of their time on projects. This book can be useful to help them adapt their leadership techniques and knowledge for use on projects.
This book starts by briefly outlining the roots of project leadership from management in the early twentieth century through project management and leadership during the late twentieth century. We specifically develop a project leadership model in which task, human resource, and commitment responsibilities are delineated.
The next four chapters of the book represent the stages in the four-stage project lifecycle: project initiating, project planning, project executing, and project closing. Each stage has a defined starting and ending point, with a sequence of activities that would normally be performed to lead a project through to its successful conclusion. The activities we describe are at a level of detail appropriate for a middle of the road
project. A project that is simple, short, and familiar could be streamlined in the manner in which the activities are completed, but the spirit of the activities would still need to be accomplished. On a large, complex, or unfamiliar project, the activities would need to be performed in more detail. This middle of the road
approach is designed to give project participants a good starting point from which to scale up or down.
Features included in this book to assist the reader include:
• An overall science of project leadership
model to provide guidance on what project leadership responsibilities need to be accomplished at each stage in the four-stage project lifecycle
• A project case study that provides examples of what decisions need to be made at each point in the project’s life
• Twenty-eight Project Leadership Lessons, which summarize each of the seven major project leadership challenges at each stage of a project
• Numerous figures and tables to help the reader visualize our ideas and tools.
The extent to which Project Leadership succeeds in presenting a useful model and adapted tools to our readers is our ultimate measure of success. Please let us know how this book has helped you in your work and where you think it could be improved. We welcome all your comments and examples.
Timothy J. Kloppenborg
Arthur Shriberg
Jayashree Venkatraman
Acknowledgments
We would like to thank Warren Opfer, who was an author of Chapter 5 and who developed the three Project Leadership Assessments. The authors would also like to thank Praxis Management International for their contribution in the development of the Project Leadership Assessments.
We thank our department (Management and Entrepreneurship Department, Williams College of Business at Xavier University) for the encouragement provided. We thank the following individuals for their assistance: Marjorie Shriberg, Shannon Borowski, Shirlee James, Donna Waymire, Rose Kutschbach, Joy Davis, and our many students who read drafts of the book. We also thank everyone at Management Concepts for their assistance in all aspects of the book, especially our editor Cathy Kreyche for her helpful comments and support.
We thank our parents; our wives, Elizabeth Kloppenborg and Marjorie Shriberg; and our children, Kathryn and Nicholas Kloppenborg, and David, Michael, Amy, Rebecca, and Steven Shriberg, for their patience, understanding, love, and support, which made this book possible.
Jayashree Venkatraman thanks her parents, Venkataraman Padmanabhan and Lakshmi Venkataraman; her sister, Parvatharavardhini Venkataraman; her brother, Ramakrishnan Venkataraman, and his wife Sabitha Ramakrishnan; her nephew Sanjay; Mr. Durairajan and family for their love and support; her friends who have supported her; and her co-authors for their encouragement and support.
Please let us know both how this book has helped you and how you think it can be improved.
Timothy J. Kloppenborg
kloppenb@xu.edu
(513) 745-4905 (home)
(513) 745-4383 (fax)
CHAPTER 1
The Origins of Project Leadership
In this chapter we first discuss the basics of management and then review the two children
of management that evolved in the latter part of the last century: leadership and project management. As we help the reader understand the basics of these three key disciplines, we will pave the way for discussion of a new approach that is evolving in the twenty-first century: project leadership. Figure 1-1 illustrates this evolution from management to project leadership.
MANAGEMENT
The practice of management, defined for many centuries as planning, organizing, directing, and controlling, has existed since early times. Building the Great Wall of China, running the Roman Empire, and preparing armies for battle all required management skills; until the late nineteenth century, however, management was usually viewed as an art that was passed on from generation to generation by oral tradition. In the last hundred years, the science of management has developed. While management was once defined as the ability work through others,
today most definitions are similar to the one offered by Courtland Bouee, in his book Management: Management is the process of attaining organizational goals by effectively and efficiently planning, organizing, leading and controlling the organization’s human, physical, financial and informational resources.
¹ This definition is presented graphically in Figure 1-2.
FIGURE 1-1 The Evolution of Project Management
These four management activities can be described as:
• Planning. The process of creating goals and developing ways to achieve them has undergone dramatic changes in recent years as organizations have begun to think of goals and plans at three levels. Strategic planning is set at organizational levels and is usually of long duration. Tactical planning is set by middle managers to support corporate goals, is related to individual departments, and is usually of middle duration, often less than year. Operational planning is set by first-line management, to be achieved in the short run by individuals or departments.
• Organizing. The traditional method of organizing is by function or division. In recent years the trend has been to organize work by teams and networks with the aim of minimizing levels of decision-making. Organizations are flatter, and line and staff rules are being integrated in new ways.
FIGURE 1-2 The Elements of Management
Source: Based on Courtland Bouee, Management (New York: McGraw Hill, 1993), p. 5.
• Leading. Today, the whole question of the leader’s role in ethical decision-making and responding to a wide variety of stakeholders—not just more senior leaders—is a central question.
• Controlling. We have moved from a very centralized controlling system to a model whereby every associate is in the quality control business. Continuous improvement is key in all organizations.
All these functions are now being viewed in the context of the organizational mission and values. The development of a statement of purpose or mission statement,
once just assumed to be profit maximization, is now a central and continuous function of management.
Throughout the twentieth century, several schools of management thought developed. These approaches, all of which still play a role, include the classical approach, the human relations movement, management science, systems theory, total quality management, and learning organizations.
The classic