20 min listen
Ep. 145: Supervisory Intervention by Retail Conduct Supervisors
Ep. 145: Supervisory Intervention by Retail Conduct Supervisors
ratings:
Length:
26 minutes
Released:
Apr 24, 2024
Format:
Podcast episode
Description
The nature of retail conduct supervision, which can often be more prescriptive and rules based, can result in different approaches to intervention.This TC Note and accompanying podcast discusses how supervisors should take a more proactive risk-based approach to dealing with potential areas of misconduct and apply the key principles of risk-based supervision to facilitate an earlier identification and remediation of issues.Speaker: Karen Badgerow, Program Leader, Toronto CentreHost: Chuin Hwei Ng, Senior Program Director, Toronto CentreRead the transcript here. Read their biographies here.https://www.torontocentre.org/
Released:
Apr 24, 2024
Format:
Podcast episode
Titles in the series (100)
Ep. #5 – Supervisory Technology (Suptech): Toronto Centre Program Leader Denise Dias discusses how supervisors can leverage technology for better supervision. by Toronto Centre Podcasts