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Managing Broker-Dealer Relationships

Managing Broker-Dealer Relationships

FromBond Investment Mentor®


Managing Broker-Dealer Relationships

FromBond Investment Mentor®

ratings:
Length:
23 minutes
Released:
Jul 21, 2021
Format:
Podcast episode

Description

Welcome to Bond Investment Mentor! This is a podcast dedicated to helping community financial institutions master the art of fixed-income investments.In this episode:Monthly prepayment report update (3:13)Federal Reserve watch (5:14)What’s the timeline for tapering and rates?Article by Bill DudleyPotential changes to Fed Board of GovernorsVoting member rotation at Federal Open Market CommitteeGraduate School of Banking at Colorado programs (8:58)For more information:  BondInvestmentMentor.com/ColoradoManaging broker-dealer relationships (10:56)How many brokers should you have?Due diligence for new broker relationshipsBroker Check report - download at BrokerCheck.finra.orgManaging existing broker relationshipsNew resource!  Broker-dealer due diligence checklist (20:51)Free download at BondInvestmentMentor.com/brokersIf you have questions about anything covered in this episode, please email me at Chris @ BondInvestmentMentor.com.Do you know someone who could benefit from this information? Please share this episode and podcast with them!You will find more articles, tips, and resources about fixed-income investing and portfolio management at BondInvestmentMentor.com. Check it out!Let’s Connect via Social Media!LinkedIn: Christopher Nelson, CFAFacebook: Bond Investment Mentor 
Released:
Jul 21, 2021
Format:
Podcast episode

Titles in the series (44)

Are you searching for an objective source to help you understand how to manage fixed income investments for your financial institution?  Each week, join Chris Nelson, a 30-year banking and investment veteran, as he covers fixed income securities and investment portfolio management, and discusses the latest news and developments in the financial markets.