The Rites of Knighthood: The Literature and Politics of Elizabethan Chivalry
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Richard C. McCoy
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The Rites of Knighthood - Richard C. McCoy
THE RITES OF KNIGHTHOOD
The New Historicism: Studies in Cultural Poetics
STEPHEN GREENBLATT, GENERAL EDITOR
1. Holy Feast and Holy Fast: The Religious Significance of Food to Medieval Women, by Caroline Walker Bynum
2. 77ie Gold Standard and the Logic of Naturalism: American
Literature at the Turn of the Century, by Walter Benn Michaels
3. Nationalism and Minor Literature: James Clarence Mangan and the Emergence of Irish Cultural Nationalism, by David Lloyd
4. Shakespearean Negotiations: The Circulation of Social Energy in Renaissance England, by Stephen Greenblatt
5. The Mirror of Herodotus: The Representation of the Other in
the Writing of History, by François Hartog, translated by Janet Lloyd
6. Puzzling Shakespeare: Local Reading and Its Discontents, by Leah S. Marcus
7. The Rites of Knighthood: The Literature and Politics of Elizabethan Chivalry, by Richard C. McCoy
8. Literary Practice and Social Change in Britain, 1380-1530, edited by Lee Patterson
9. Trials of Authorship: Anterior Forms and Poetic Reconstruction from Wyatt to Shakespeare, by Jonathan Crewe
10. Rabelais’s Carnival: Text, Context, Metatext, by Samuel Kinser
11. Behind the Scenes: Yeats, Homiman, and the Struggle for the Abbey Theatre, by Adrian Frazier
12. Literature, Politics, and Culture in Postwar Britain, by Alan Sinfield
13. Habits of Thought in the English Renaissance: Religion, Politics, and the Dominant Culture, by Deborah Kuller Shuger
THE RITES OF
KNIGHTHOOD
THE LITERATURE AND
POLITICS OF ELIZABETHAN
CHIVALRY
Richard C. McCoy
University of California Press
Berkeley • Los Angeles ■ London
University of California Press
Berkeley and Los Angeles, California
University of California Press, Ltd.
London, England
© 1989 by
The Regents of the University of California
Library of Congress Cataloging-in-Publication Data
McCoy, Richard C, 1946-
The rites of knighthood: the literature and politics of Elizabethan chivalry I Richard C. McCoy.
p. cm.—(The new historicism: studies in cultural poetics: 7)
Includes index.
ISBN 0-520-06548-4
1. English literature—Early modern, 1500-1700—History and criticism. 2. Chivalry in literature. 3. Chivalry—History—16th century. 4. Knights and knighthood in literature. 5. Knightsand knighthood—Great Britain—History—16th century. 6. Politics and literature—Great Britain—History—16th century. 7. Great Britain—History—Elizabeth, 1558-1603. I. Title. II. Series: New historicism: 7.
PR428.C45M34 1989
820’.9'353—de 19 88-36946
CIP
Printed in the United States of America 123456789
To My Mother and Father
Contents 1
Contents 1
Illustrations
Acknowledgments
Introduction
Chivalric Compromise and Conflict
Robert Dudley: Favour Sufficient
Sir Philip Sidney: The Shepherd Knight
The Earl of Essex: A Dangerous Image
Samuel Daniel: The Voyce of Present Times
Edmund Spenser: Furthest from… Present Time
Epilogue
Notes
Index
Illustrations
1. Tilt with lances 22
2. Combat with swords 25
3. Castle of Loyalty 29
4. Coronation progress 33
5. Guy of Warwick and Colbame the Dane 38
6. Combat with lances 39
7. The Earl of Essex on horseback 97
Acknowledgments
This book has taken a long time to write, and I have a number of funding agencies, institutions, and individuals to thank. I began the project while on a research grant from the National Endowment for the Humanities several years ago, and I finished writing the final chapters while on leave with the assistance of a grant from the American Council of Learned Societies. Several travel grants from the Research Foundation of the Gty University of New York enabled me to return to England to continue archival research. That research proved very rewarding, and I am grateful to the librarians and archivists at a number of collections for their invaluable assistance: Robert Yorke at the College of Arms; Richard Luckett, Pepys Librarian at Magdalene College, Cambridge University; Kate Harris at Longleat House; Andrew Prescott at the British Library’s Department of Manuscripts; Norman Evans at the Public Record Office; Robin Harcourt Williams at Hatfield House; and Robert Babcock at the Beinecke Library, Yale University. I also relied on the collections of the University Library at Cambridge University, the Columbia University Libraries, and the Folger Shakespeare Library. The Society of Fellows at Columbia University provided me with a study and extended opportunities to discuss my work during my research leaves. I benefited greatly from participation in the Folger Institute’s seminar on Elizabethan political thought, run by Professor Donald Kelley.
Several friends and colleagues have read this work, or portions of it, at various stages of its development, and I would like to thank them for their encouragement and useful criticisms: Simon Adams, Jeffrey Alexander, Paul Alpers, Sir Geoffrey Elton, Julian Franklin, Stephen Greenblatt, Richard Helgerson, Arthur Kinney, F. J. Levy, Wallace MacCaffrey, Charles Molesworth, David Norbrook, Annabel Patterson, David Starkey, Joseph Wittreich, and two members of the Editorial Committee of the University of California Press. I am also grateful to those who offered useful advice—Vincent Crap- panzano, Ron Levao, Louis Montrose, Linda Leavy Peck, Kevin Sharpe, and Sir Anthony Wagner—and to those who provided indispensable practical assistance—Jonas Barish, Dean Helen Cairns, Wm. Theodore de Bary, Jean and Richard Gooder, Loretta Nassar, Lena Cowen Orlin, Janet and Nick Pott, and Dean Jack Reilly. My wife, Marsha Wagner, offered intelligent criticism and advice, practical assistance, and moral support while pursuing her own hectic schedule. Our children, Kate and Sarah, have been wonderful companions, especially during our travels to England. In the spirit of gratitude they inspire, I dedicate this book to my own parents, Hugh and Betty McCoy.
Introduction
In the opening scenes of Shakespeare’s Richard II Henry Bullingbrook, Duke of Herford, accuses Thomas Mowbray of treason and challenges him to single combat:
By that, and all the rites of knighthood else, Will I make good against thee, arm to arm, What I have spoke, or thou canst worse devise.¹
My book concerns the cultural practices and literary texts of Elizabethan chivalry, and the opening scenes of Richard II convey a vivid impression of chivalry’s ritual solemnity and vigor. These scenes also reveal the tensions latent within chi- valric ceremony, foreshadowing the more open antagonism between the King and his powerful noble subjects. I have chosen The Rites of Knighthood as my title because it is a typically pointed Shakespearean pun, showing how the rites of judicial combat are informed and driven by a belief in knighthood’s inviolable rights.² By his challenge, Bullingbrook declares his grievance before the King and demands satisfaction in a fair fight: What my tongue speaks, my right drawn sword may prove
(I.i.46). The King’s disruption of these proceedings is made to seem an almost sacrilegious violation of chivalric ritual as well as an intolerable abuse of the rights of knighthood. Richard continues to abuse the royalties and rights of banish'd Herford
(II.i.190) by seizing the latter’s inheritance, and Bullingbrook returns to England to reclaim his title and his lands. Denied the vindication of his rights within the chivalrous design of knightly trial
(I.i.Bl), the Duke defies the King to regain them by open revolt. Their contest ends with the deposition and murder of the King, crimes that in turn lead to civil war.
In Shakespeare’s later history plays, the Wars of the Roses thus originate in a mortal conflict between the nobility’s customary rights
(ILi.196) and the power of right royal majesty
(II.i.120). A similar conflict persisted in Shakespeare’s time, muted and unresolved for much of Elizabeth’s reign but erupting violently at its end in the revolt of the Earl of Essex. In fact, Richard II was explicitly linked to the revolt because the conspirators commissioned a performance of the play the night before, on February 7, 1601, hoping its scenes of courtly corruption and tyrannous abuse would rouse the London populace to join them in armed insurrection. Their hopes were disappointed. The badly organized rebellion failed, and the Earl was arrested and executed on February 24.
The Earl of Essex was a heroic paragon of Elizabethan chivalry, admired for his brave and reckless exploits in battle as well as his dazzling appearances in the Accession Day tilts, the annual tournaments celebrating the Queen’s accession to the throne. For many of his contemporaries, his tragic downfall made him an even greater hero. Long after his death he was celebrated in ballads as Sweet England’s Pride
and the valiant Knight of Chivalry.
³ In The Rites of Knighthood I want to analyze the more contentious aspects of Elizabethan chivalry, focusing on the careers of the Earl of Essex, Sir Philip Sidney, and the Earl of Leicester rather than more docile courtiers like Sir Henry Lee. Lee was the Queen’s champion for many years and the principal organizer of the Accession Day tilts, and his importance for Elizabethan chivalry has been clearly established by Frances Yates and Roy Strong.⁴ Yet Leicester, Sidney, and Essex played equally prominent roles in the court’s chivakic spectacles, and their political ambitions were greater and more disruptive than Lee’s. They joined in the rites of knighthood
to assert their own rights and interests, and they made the tilts and tournaments of Elizabeth’s court into symbolic power struggles rather than rituals of devotion.
From this perspective the conflicts and the energies at work in Elizabethan chivalry become clearer. Its ceremonial forms constitute a kind of cultural resolution of one of the central contradictions of Elizabethan politics, the conflict between honor and obedience, the customary rights
of knighthood and the duty to right royal majesty.
Through its conventions of feudal loyalty and romantic devotion, Elizabethan chivalry affirmed Tudor sovereignty. At the same time, it glorified aristocratic militarism and traditional notions of honor and autonomy. The chivalric ideology thus combined deference and aggression, accommodating these dangerously incompatible, often contradictory impulses within its codes and customs. When chivalric rituals worked, they allowed a compromise between the conflicting interests of the Elizabethan ruling class; this capacity to satisfy both crown and nobility explains the enduring popularity of chivalry in the sixteenth century.
Nevertheless, this ceremonial balance of power was often strained by emergent notions of the privileged subject’s rights, and the rites of knighthood
eventually failed to maintain a compromise solution. As in Richard II, ritual combat finally could not contain conflicts that were irreconcilable. The chivalric compromise worked for the Earl of Leicester, but Sidney’s insistence on his native and legal freedom
exposed the contradictions of the chivalric code.⁹ Even more challenging were the aspirations of the Earl of Essex, who sought to establish the ancient privileges of the Earl Marshal as a basis of independent authority. The historical researches he initiated in 1597 were continued by historians and antiquaries through the seventeenth century, supporting complex and provocative views of England’s ancient constitution. The documents commissioned by Essex, some of them previously undiscovered or unexamined, reveal links between the seventeenth-century constitutional theories and earlier ideas of knighthood’s customary rights.
Thus, even while they fail to contain or reconcile the conflicts of that time, the political texts of Elizabethan chivalry anticipate some of the ideological shifts of the next age, formulating the rights of the privileged subject against the crown.
My final subject is the chivalric literature that flourished during the reign of Queen Elizabeth, texts ranging from the occasional verse of George Peel to the epic poetry of Edmund Spenser. Many of the texts I shall examine are firmly embedded in cultural practices and bound by social circumstances because they were composed for courtly performance: George Gascoigne’s masque of Zabeta along with the antics he improvised for the Earl of Leicester’s extravagant show at Kenilworth in 1575, the florid tributes of the Four Foster Children of Desire devised for a tournament in 1581, and the Accession Day device written by Francis Bacon for the Earl of Essex in 1595 were all largely subordinated to their patrons’ larger designs. These compositions clearly serve the ceremonial function I ascribe to other events of Elizabethan chivalry since they were often explicitly devised to mediate conflicting interests within the ruling class. Kenneth Burke’s concept of symbolic action, so useful to anthropologists and literary critics alike, fits these performances perfectly since it grasps their combination of expressive, ritual, and social functions. As symbolic actions, Elizabethan tournaments and pageants resemble the Balinese cock fights described by Clifford Geertz because they allow a cathartic expression of open and direct interpersonal and intergroup aggression
without the dangerous consequences of actual combat. At the same time, they serve the purpose assigned to symbolic action by Fredric Jameson, who asserts that the will to read literary or cultural texts as symbolic acts must necessarily grasp them as resolutions of determinate contradictions.
Nevertheless, as we shall see, the conflicts these cultural texts sought to resolve frequently overwhelmed them, disrupting their conciliatory designs and happy endings.⁶
I also examine more purely literary texts, written at a greater distance from courtly performance and the urgent intensity of its conflicts. My last two chapters focus more closely on the careers and major works of two representative writers drawn to chivalric themes and heroes: Samuel Daniel and Edmund Spenser. Each man is also linked through ties of patronage to the historical figures I discuss in the earlier chapters, and both poets celebrate their patrons’ chivalric heroism in their verse. Daniel’s Civil Wars is an ambitious historical poem describing the struggle between crown and nobility in fifteenth-century England. Here too the comparable struggle of his own day encroaches on his work, forcing him to remove verses praising the Earl of Essex from editions published after the Earl’s revolt.
Far more pervasive are the effects of Daniel’s own ideological confusion, suffusing his verse with fretful inconsistencies and preventing him from bringing his prolonged project to completion. By contrast, Edmund Spenser’s verse addresses many of the contradictions of Elizabethan chivalry more obliquely. His greatest work, The Faerie Queene, is also unfinished, but its ending is not haunted by the sense of failure that marks The Civil Wars, nor does it simply break off. Finally, though Spenser’s verse does not reconcile or contain the contradictions it confronts, it manages to comprehend and accept them with greater equanimity. It is thus one of the most successful symbolic actions of Elizabethan chivalry.
Spenser’s success derives in part from his belief in the power of poetry, a power Daniel doubts and denies. Daniel declares at the beginning of The Civil Wars, I versifie the troth; not Poetize,
and he contends that history’s acted mischiefes
cannot be unwrought
by poetry’s imagined good.
Daniel’s verse becomes, in Sir Philip Sidney’s terms, a serving science,
subordinate to history and ultimately overwhelmed by its contradictions. For Edmund Spenser, poetry is the supreme vocation, and the poet moves beyond the mere historiographer.
While he does not escape from history altogether, his creation of an historical fiction
protects his work from the pressures of present time,
allowing a more detached and lucid perspective.⁷
Shakespeare achieves a similar perspective through his own quite different artistic strategies. As we have seen, the Essex revolt encroached on Richard II, and Shakespeare praised the Earl in Henry V in a speech written after the latter’s departure for Ireland, which anticipates a triumphant return:
Were now the general of our gracious Empress, As in good time he may, from Ireland coming, Bringing rebellion broached on his sword, How many would the peaceful city quit, To welcome him!
(Henry V V.Ch. 30-34)
Instead of returning with rebellion broached on his sword,
Essex came back to sow rebellion himself, using one of Shakespeare’s plays to do so. These events could have proved as discomfiting to Shakespeare as they were for Daniel, but apart from the suppression of the deposition scene in Richard II, an act of censorship that preceded the revolt, neither the play nor the playwright was apparently much affected. Instead, far from being overwhelmed by the conflicts they depict, Shakespeare’s histories comprehend them by placing them in a diminished but clear perspective. For all his apologetic humility about his unworthy scaffold
(Pr. 10), Shakespeare pursues his account of Henry V's triumphs to their less glorious conclusion in the epilogue. There the Chorus, in little room confining mighty men
(Epi. 3), announces the eventual defeat of the king’s dynastic and military achievements. The Chorus’s equivocal apology for confining and mangling… the full course of their glory
(Epi. 4) subtly deflates Henry’s triumphant boast that he cannot be confin'd within the weak list of a country’s fashion
(V.ii. 269-270).
Shakespeare’s stage, like Spenser’s Faery Land, sustains a kind of utopian displacement, its distance from the pressures of immediate controversy allowing a more detached perspective on its social situation. Through such means the literature of Elizabethan chivalry becomes a valuable ideological resource, a useful tool for confronting and comprehending the intractable struggles of the age. Literature of this sort is aptly described, in Kenneth Burke’s phrase, as equipment for living.
⁸ As Burke explains, the writer who works this way can fight on his own terms, developing a strategy for imposing the proper ‘time, place and conditions.’
⁹ A canny command of the terms of engagement is certainly a major component of both Spenser’s and Shakespeare’s artistic authority. Their authority is not absolute, but even when practical mastery fails, the intellectual mastery their poetry sustains proves valuable. As Burke explains, a writer can challenge a system even as he seems to submit to it, since he confronts contradictions. Insofar as they are resolvable contradictions he acts to resolve them. Insofar as they are not resolvable, he symbolically erects a ‘higher synthesis’ in poetic and conceptual imagery that helps him to ‘accept’ them.
¹⁰ Burke’s bracketed and ironic notion of acceptance
resembles Stephen Greenblatt’s concept of subversive submission
articulated in Renaissance Self-Fashioning, but Burke’s acceptance
is less easily contained.¹¹ Since, according to Burke, its poetic syntheses name both friendly and unfriendly forces, they fix attitudes that prepare for combat.
¹²
Burke’s pragmatic and combative notion of poetry as a valuable ideological tool is as important to my understanding of the literature of Elizabethan chivalry as his concept of symbolic action; so too is his emphasis on the intellectual freedom that poetry allows. This emphasis has been noted and criticized by others who have drawn on his thinking. Fredric Jameson says that Burke’s too immediate celebration of the free creativity of human language (in its broadest sense) overleaps the whole dimension of our (nonnatural) determination by transindividual historical forces.
¹³ Historical determinism is certainly the fashion in much current criticism, but it has become too grimly categorical in its nullification of all individual autonomy. Jonathan Goldberg declares that to live the poet’s life means to surrender to an other, authoring swallowed in authority. … Power encompasses and straitens poetic production, producing the poet and ‘his’ text.
¹⁴ The writer’s authority collapses often enough before the hegemony of political power in many of the texts and performances I discuss, but claims such as Goldberg’s are finally too undiscriminating. In my view, a belief in a greater degree of creative intellectual independence for some writers is justified by much of the political thought and literature of late Elizabethan England since several of the texts I examine anticipate the challenges to sovereign authority enacted in the Civil War: in Burke’s terms, they fix attitudes that prepare for combat.
Much of the value of Elizabethan chivalry for English political thought derives from its legitimation of combativeness itself. This pugnacity combined with an affirmation of the customary rights
of privileged subjects to keep alive fundamental principles of freedom and dissent throughout the sixteenth century. On its own, Elizabethan chivalry failed to realize these ideals in practice, as the careers of Leicester, Sidney, and Essex clearly demonstrate. Yet chivalry, in consort with other radical movements, constituted a significant ideological challenge. J. E. Neale has noted the important contribution of Puritanism to the art of opposition
in Elizabethan parliaments.¹⁵ Puritan clergymen also turned up at Essex House on the eve of the revolt to preach the right of the noble magnate to lead opposition to tyranny. This inchoate alliance between aristocratic chivalry and