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The Art of War (Barnes & Noble Classics Series)
The Art of War (Barnes & Noble Classics Series)
The Art of War (Barnes & Noble Classics Series)
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The Art of War (Barnes & Noble Classics Series)

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&&LDIV&&R&&LDIV&&R&&LI&&RThe Art of War&&L/I&&R, by &&LB&&RSun Tzu&&L/B&&R, is part of the &&LI&&R&&LI&&RBarnes & Noble Classics&&L/I&&R &&L/I&&Rseries, which offers quality editions at affordable prices to the student and the general reader, including new scholarship, thoughtful design, and pages of carefully crafted extras. Here are some of the remarkable features of &&LI&&RBarnes & Noble Classics&&L/I&&R: &&LDIV&&R
  • New introductions commissioned from todays top writers and scholars
  • Biographies of the authors
  • Chronologies of contemporary historical, biographical, and cultural events
  • Footnotes and endnotes
  • Selective discussions of imitations, parodies, poems, books, plays, paintings, operas, statuary, and films inspired by the work
  • Comments by other famous authors
  • Study questions to challenge the readers viewpoints and expectations
  • Bibliographies for further reading
  • Indices & Glossaries, when appropriate
All editions are beautifully designed and are printed to superior specifications; some include illustrations of historical interest. &&LI&&RBarnes & Noble Classics &&L/I&&Rpulls together a constellation of influences—biographical, historical, and literary—to enrich each readers understanding of these enduring works.&&L/DIV&&R&&L/DIV&&R&&L/DIV&&R&&LDIV&&R &&L/DIV&&R&&LDIV&&R“A clever fighter is one who not only wins, but excels in winning with ease.” So wrote Sun Tzu 2,500 years ago.&&LBR&&R&&LBR&&RSun Tzu’s incisive blueprint for battlefield strategy is as relevant to today’s combatants in business, politics, and everyday life as it once was to the warlords of ancient China. &&LI&&RThe Art of War&&L/I&&R is one of the most useful books ever written on leading with wisdom, an essential tool for modern corporate warriors battling to gain the advantage in the boardroom, and for anyone struggling to gain the upper hand in confrontations and competitions. &&LBR&&R&&LBR&&RHere Lionel Giles’s famed 1910 translation, laced with commentary from illustrious Chinese experts, is brought up to date with relevant quotations from Western writers and thinkers.  This new edition offers Sun Tzu’s timeless classic, both with and without annotation, making it more accessible to aspiring leaders and military strategists than ever before. &&L/DIV&&R&&LDIV&&R&&LP&&R&&LB&&RDallas Galvin&&L/B&&R, a writer and journalist specializing in international affairs and the arts, has reported on military affairs in Latin America and Asia and produced documentaries for the NATO Alliance.&&L/P&&R&&L/DIV&&R
LanguageEnglish
Release dateJun 1, 2009
ISBN9781411431751
The Art of War (Barnes & Noble Classics Series)
Author

Sun Tzu

Sun Tzu, also known as Sun Wu or Sunzi, was an ancient Chinese military strategist believed to be the author of the acclaimed military text, The Art of War. Details about Sun Tzu’s background and life are uncertain, although he is believed to have lived c. 544-496 BCE. Through The Art of War, Sun Tzu’s theories and strategies have influenced military leaders and campaigns throughout time, including the samurai of ancient and early-modern Japan, and more recently Ho Chi Minh of the Viet Cong and American generals Norman Swarzkopf, Jr. and Colin Powell during the Persian Gulf War in the 1990s.

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  • Rating: 2 out of 5 stars
    2/5
    Vapid martial homilies.
  • Rating: 4 out of 5 stars
    4/5
    I read the 1910 translation by Lionel Giles, available for free on the internet. This edition was complemented with notes offering commentary by a wide range of Chinese near-contemporaries who offered their examples, corollaries, etc. The translator added further illumination throughout which added considerably to what I gleaned. What Sun Tzu seems to offer is the codifying of common sense, but that's easy for me to say. He covers all of his bases thoroughly in his opening chapter, outlining categories of consideration and then throwing in a paragraph noting that other considerations may also come into play, every battle is different, etc. Cynically, I feel this makes it easier to take a stand as the ultimate authority: "The general that hearkens to my counsel and acts upon it will conquer."Sun Tzu is silent on the topic of avoiding war altogether (notwithstanding his advice to conquer without combat), as if the first diplomacy he prefers to resort to is raising an army. He also hasn't much to say about keeping an army supplied, only its necessity. His advice is entirely practical, unconcerned with any concept resembling honour, eschewing pride as weakness. The only advice that puzzled me was his recommendation to face the sun; I thought you would want the sun to shine in your enemy's eyes. Everything points to his having been a man of experience, one who knew cost and consequence. I was more impressed as I read further, finding short precise sentences used to convey enormous meaning, and sometimes in multiple ways.
  • Rating: 4 out of 5 stars
    4/5
    For my second reading I decided to try the audiobook version read by Aidan Gillen. His dynamics greatly improved my understanding and appreciation for the short work.
  • Rating: 4 out of 5 stars
    4/5
    Interesting read that applies to different situations in life. I will definitely purchase a hard copy so I can make notes of passages I love and found useful in everyday life and experiences.
  • Rating: 3 out of 5 stars
    3/5
    I admit to reading this out of curiosity - why did Dr. Melfi recommend Tony Soprano read this and how did he then apply it. Interesting reading but as I already knew, I would make a lousy general.
  • Rating: 5 out of 5 stars
    5/5
    A wise warrior avoids the battle or something along these lines. The book is no literary wonder written simply as a series of bullet points. What makes it amazing is the fact that it was written before 2500 years & it is still relevant to our modern day. The set of rules outlined can be applied by any leader in any field.
    PS: of course the financial details associated with the armies can be safely discarded.
  • Rating: 3 out of 5 stars
    3/5
    “Move not unless you see an advantage, use not your troops unless there is something to be gained, fight not unless the position is critical.”

    I read The Art of War by Sun Tzu through an app called Serial Reader, which breaks up longer books, novellas and short stories into manageable pieces that a reader can read in 12 minutes a day. I love to use Serial Reader when I’m waiting for the bus, in the line at the post office, whenever I feel like I have a few moments, but not necessarily long enough to take out a book and find my place.

    I also really like Serial Reader because I tend to read things I wouldn’t otherwise read, but so far I’ve really enjoyed all the stories and novels that I’ve read.

    I found The Art of War to be surprisingly readable, considering it was written around the 5th century, BCE and has been translated countless times since then. It’s much more philosophical than I had anticipated, and in a way, deeply spiritual.

    Of course it’s dry. It is. It is an ancient military self-help book, none of it is relevant to me. There are lots of lists about the different kinds of ground an army might fight on, different types of weather, how to traverse it all.

    And yet I found it interesting.

    I appreciated that this translator (and, I suppose, author) warned against fighting at all. If you want to occupy a town, best to get the enemy to surrender to you painlessly, so that the town is in tact and nothing is destroyed. Sun Tzu really speaks to the desperation of war, how the last thing anyone wants to do in a war is fight, but if you have to fight, this is what you need to do.

    I’m glad I read this text. I often found myself reading it and wondering about all the people, leaders, warriors, stay-at-home mothers who’d read it before, who were reading it with me. What did they learn from it? How did they feel reading it? Was it more relevant to their lives than it was to mine?

    That, in and of itself, is a fascinating thing to think about, don’t you think?
  • Rating: 4 out of 5 stars
    4/5
    I have other versions of Sun Tzu's Art of War, and the first one I purchased in Italian was actually a new translation published by the Army publisher, as a Chinese officer part of an exchange programme saw that all the Italian versions at the time were actually... translations of translationsI have also read the Sawyer edition, among others, but I picked up this one in a library as it was the only one I saw so far that, beside the translation, included also a rewriting in ChineseInteresting series of books, as they republished classics from Chinese history following the same approach- so, I was curious to see the differences (on the English side- my abilities in Chinese will be enough to read in Chinese... in few years- in modern Chinese)
  • Rating: 4 out of 5 stars
    4/5
    Defiantly some good tips in here. I can see why other countries armies are so well disciplined if they still use these tactics. Some of them could also work for dealing with people as well. Some handy things in here.

    It's easy to read, but he repeats things a lot, and some of the sentence are worded strangely. And then, some lines are written like poetry.

    It was a something different, and I'm glad I picked it up.
  • Rating: 4 out of 5 stars
    4/5
    I'm so glad I finally read this historic book. I found it very interesting and understand why it has been adapted to suit other fields -- notably management. And the version of the book I bought is beautiful in itself. Bound in traditional Chinese style, with each page folded in half and only printed on the outside. Hard to rate -- it is what it is as they say -- but I'm rating it highly because it has stood the test of time.
  • Rating: 5 out of 5 stars
    5/5
    An enduring classic, an absolute must-read for every business person and military mind the world over.
  • Rating: 3 out of 5 stars
    3/5
    What a curious book. I listened to a reading of it and so my reading could scarcely be called more than an overview. This short book is definitely one to be read contemplatively and over a long time.
  • Rating: 5 out of 5 stars
    5/5
    I wasn't sure what to expect when I picked up this book, to be honest. I just made a promise to myself I would read more classics and this was a short one to get in so I can reach my reading goal. However, I ended up really, really enjoying it. I'm not a soldier by any stretch of the imagination, but there is good, solid advice in this book that is still relevant thousands of years after it was written. It's worth a read for sure, and it's so short you can get through it quickly. I would recommend it. 5 out of 5 stars.
  • Rating: 5 out of 5 stars
    5/5
    I have read this several times in a variety of translations. This version is formatted like a poem and is a quick read. Interesting that Sun Tzu echoes many of the issues raised by Thucydides. I remember an Instructor Gunnery during my Regimental Officers Basic Course from the United States artillery beginning every lesson with: "Sun Tzu says...". And, "If a 155 round lands on a tank, the tank is toast". So much in such a short book and it was quite possibly written before Thucydides was born.
  • Rating: 5 out of 5 stars
    5/5
    Bought at the Upstart Crow bookstore & coffee house in San Diego in 1997.
  • Rating: 2 out of 5 stars
    2/5
    During a sermon, the rabbi talked about this book and said that it was really a philosophy on how to live life. When I started reading it, I saw that it really is a book on how to wage war. Definitely not what I expected and definitely not a book I would ever want to read.
  • Rating: 4 out of 5 stars
    4/5
    I read this and let my mind wander a little, but not too much. Invariably whatever I think about mixes with the words, and elegant, clear observations come out. It's like guided meditation.
  • Rating: 5 out of 5 stars
    5/5
    The version I have also has a second section for commentaries on all the passages. It's an incredibly useful and insightful book, and not necessarily just for literal war.
  • Rating: 3 out of 5 stars
    3/5
    Another translation (Ralph Sawyer) and lots of background history & hints of textual analysis - but fails to grab.Read July 2006
  • Rating: 5 out of 5 stars
    5/5
    Sun Tzu's "The Art of War" is a great book.This ancient classic was written over 2,500 years ago by the legendary Chinese general Sun Tzu, being aa timeless masterpiece of interaction of power and politics this book teaches many good lessons to anyone who will ever have to command a group of people, in the workplace, in school, or on the battlefield.The Art of War is an ageless book that teaches human nature and how to deal with difficult situations in life and business.The lessons learned in this book can be allied to relationship, friendship, career and make you a more complete person in general. I I recommend this book to be read by all those who wants to succeed in anything they do, It is not just about lessons in war but can be used and applied for everyday life."The Art of War" is a must read.
  • Rating: 5 out of 5 stars
    5/5
    Everyone should read this.

    It tells you as much about motivation and human compunction than any other book Ive ever read. This should be required reading for teachers, businessmen, cops, everyone that every has to deal with a group of people in a possibly hostile setting.
  • Rating: 4 out of 5 stars
    4/5
    It's amazing that this advice is still quite relevant 2500 years after the fact. Some of it, of course, isn't, but that'll happen. The historical allusions in Giles' translation/commentary are pretty useful, though occasionally it gets really deep into Chinese history and you forget who you are and what you're reading. What dynasty are we in again?
  • Rating: 3 out of 5 stars
    3/5
    The original book was interesting but the commentary portion of the book was insightful. I liked hearing perspective on Master Sun's work from other ancient military leaders.
  • Rating: 4 out of 5 stars
    4/5
    Fascinating. My particular copy (an audiobook) included modern comparisons between each chapter which was horribly annoying. The observations in the book maintain their usefulness to the present.
  • Rating: 4 out of 5 stars
    4/5

    I decided to read The Art of War because of references to it in the best/only good general marketing book I read during my commerce education: Marketing Strategy and Competitive Positioning. I was curious to see why a modern marketing handbook would have references to a classic handbook in ancient warfare, and why The Art of War is such a famous book.

    I can see now why the book is famous: it is because its warfare principles are generally applicable to competitive situations - including marketing and politics (maybe office politics too?)

    I expected a heavy brick of an analytic strategy book, but it is the opposite: a thin, minimalist poetry book.

    It is a piece of art. The pattern of words is aesthetically pleasing and produces vivid imagery of ancient armies moving and camping in harsh terrains; yet the strange scenery and poetic style conveys core strategic principles for competition with great accuracy.

    Essentially, The Art of War encourages careful consideration of the dynamics of all situational variables (listing them), and discourages impulsive and dumb warfare, which is any warfare driven by an irrational motive, or which can not be won quickly with minimal loss.








  • Rating: 3 out of 5 stars
    3/5
    Very fundamental axioms of strategies put forward by an ancient Chinese general. Influential even today not only in military matters but in the business world as well.
  • Rating: 5 out of 5 stars
    5/5
    Quite possibly the most influential book on military tactics of all time. I was incredibly surprised by its brevity. A must-read for any historian. 
  • Rating: 3 out of 5 stars
    3/5
    Inspiration comes from many places and The Art of War is one of those books mentioned frequently in my circles. It's one of those books I've been meaning to get to for years and, while I am not sorry that I finally got to it, its usefulness to me is limited.Most of the non-strategic advice is good leadership advice. Things such as being a leader means setting the standard for how the work should be done, including getting one's hands dirty with the lowliest tasks. I've read plenty of stuff about leadership, and setting the example, that there really wasn't anything new for me here.Since I'm not interested in military strategies, the rest was dry.From a strictly historic perspective, I can understand the importance of this treatise. But as an outstanding example of leadership and strategy in the 21st century? I'm not seeing it.
  • Rating: 2 out of 5 stars
    2/5
    Don't like this edition. The history is boring and confusing (chi, Ch'i, ch'i all mean different things) 1 star for the edition and history part.

    The actual Art of War is good. 3 stars.
  • Rating: 4 out of 5 stars
    4/5
    There was a lot of repetition in this book, but maybe it's to enforce some of the most important things to remember when conducting a war.

    I was surprised by how much from this ancient text seems applicable today. I guess that can be chalked up to the knowledge and foresight of Sun Tzu, as well as our sad inability to change our violent ways.

    One particular bit of text seemed particularly relevant:

    When the army engages in protracted campaigns the resources of the state will not suffice.

    Good advice.

Book preview

The Art of War (Barnes & Noble Classics Series) - Sun Tzu

Table of Contents

From the pages of The Art of War

Title Page

Copyright Page

SUN TZU

THE WORLD OF SUN TZU AND THE ART OF WAR

Introduction

Dedication

PREFACE

THE ART OF WAR

Sun Tzu on The Art of War

I. LAYING PLANS

II. WAGING WAR

III. ATTACK BY STRATAGEM

IV. TACTICAL DISPOSITIONS

V. ENERGY

VI. WEAK POINTS AND STRONG

VII. MANOEUVRING

VIII. VARIATION OF TACTICS

IX. THE ARMY ON THE MARCH

X. TERRAIN

XI. THE NINE SITUATIONS

XII. THE ATTACK BY FIRE

XIII. THE USE OF SPIES

THE ART OF WAR

Sun Tzu on The Art of War

I. LAYING PLANS

II. WAGING WAR

III. ATTACK BY STRATAGEM

IV. TACTICAL DISPOSITIONS

V. ENERGY

VI. WEAK POINTS AND STRONG

VII. MANOEUVRING

VIII. VARIATION OF TACTICS

IX. THE ARMY ON THE MARCH

X. TERRAIN

XI. THE NINE SITUATIONS

XII. THE ATTACK BY FIRE

XIII. THE USE OF SPIES

APPENDIX: THE COMMENTATORS

FOR FURTHER READING

From the pages of The Art of War

The art of war is of vital importance to the State. It is a matter of life and death, a road either to safety or to ruin. Hence it is a subject of inquiry which can on no account be neglected.

(chapter I, paragraphs 1-2)

All warfare is based on deception.

(chapter I, paragraph 18)

There is no instance of a country having benefited from prolonged warfare.

(chapter II, paragraph 6)

Hence to fight and conquer in all your battles is not supreme excellence; supreme excellence consists in breaking the enemy’s resistance without fighting.

(chapter III, paragraph 2)

If you know the enemy and know yourself, you need not fear the result of a hundred battles. If you know yourself but not the enemy, for every victory gained you will also suffer a defeat. If you know neither the enemy nor yourself, you will succumb in every battle.

(chapter III, paragraph 18)

We cannot enter into alliances until we are acquainted with the designs of our neighbours.

(chapter VII, paragraph 12)

Rapidity is the essence of war.

(chapter XI, paragraph 19)

If the enemy leaves a door open, you must rush in.

(chapter XI, paragraph 65)

Be subtle! Be subtle! and use your spies for every kind of business.

(chapter XIII, paragraph 18)

001002

Published by Barnes & Noble Books

122 Fifth Avenue

New York, NY 10011

www.barnesandnoble.com/classics

Lionel Giles’s translation of Sun Tzu’s The Art of War was first published in 1910.

Published in 2003 by Barnes & Noble Classics with new Introduction, Notes, Biography, Chronology, Comments & Questions, and For Further Reading.

Introduction and For Further Reading

Copyright © 2003 by Dallas Galvin.

Note on Sun Tzu, The World of Sun Tzu and The Art of War, Inspired by The Art of War, and Index

Copyright © 2003 by Barnes & Noblea, Inc.

All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system, without the prior written permission of the publisher.

Barnes & Noble Classics and the Barnes & Noble Classics colophon are trademarks of Barnes & Noble, Inc.

The Art of War

ISBN-13: 978-1-59308-017-4 ISBN-10: 1-59308-017-4

eISBN : 978-1-593-08017-4

LC Control Number 2003100876

Produced and published in conjunction with:

Fine Creative Media, Inc.

322 Eighth Avenue

New York, NY 10001

Michael J. Fine, President and Publisher

Printed in the United States of America

QM

11 13 15 17 19 20 18 16 14 12

SUN TZU

STRATEGY, ESPIONAGE, DECEPTION, military tactics—these are the themes elucidated in the ancient Chinese text The Art of War, the indispensable handbook to a subject that has occupied kings and generals for millennia. Little is known about the historical figure of the book’s author, Sun Tzu. The earliest accounts of his life were written hundreds of years after he died, and the surviving information is clouded by legend.

Thought to have lived in the fifth century B.C., at roughly the same time as Confucius, Sun Tzu was born as Sun Wu—Sun was his family name, Wu his given name, and Tzu an honorific title. His family was part of a clan of experts on arms and fighting; in that era, clans and families owned information, just as in the medieval European guilds fathers passed on specialized knowledge and training to their sons. Sun Tzu’s teachings are most likely a combination of his clan’s ideas and his own, as well as concepts associated with early Taoism.

Throughout ancient times, the political and social climate of China was characterized by violent upheaval, the rise and fall of great dynasties, and almost continuous military conflict. Sun Tzu followed the profession of his clan and, on the basis of his growing reputation, entered the service of Ho Lu, king of the state of Wu, as a traveling adviser for hire. His military stratagems intrigued the king, and Sun Tzu eventually became general of the king’s army. Employing psychology, deceit, strategic power, and diplomacy as the fundamental arts of combat, Sun Tzu defeated numerous opponents and created a systematic treatise on war.

Military history offers dramatic testimony of Sun Tzu’s wisdom—the adoption of his methods by the leaders of history’s great armies, and the failure of those who disregarded them.

THE WORLD OF SUN TZU AND THE ART OF WAR

c.1700-c.1027 B.C. The Shang Dynasty is the first documented Chinese civilization. Cities are built, and writing and techniques of bronze metallurgy are developed.

c.1027 The Chou Dynasty begins. The golden age of Chinese philosophy, including the works of Confucius and Lao Tze, it will last until 221 B.C. The first part of the Chou Dynasty, known as the Western Chou Dynasty, will last until 772 B.C., when the Chinese rulers are forced east by barbarians from the north; the king is killed, but his son establishes a new capital at Loyang.

772 The Eastern Chou Dynasty begins; its first part, the Spring and Autumn period, is a time of continuous wars for survival among many small city-states. The Chou emperor steadily loses power as the feudal lords realize he can be beaten, as proved by the defeat in the west. By the end of the Spring and Autumn period (around 481 B.C.) only about a dozen consolidated central states will remain.

685-643 An early state hegemony is established under Duke Huan of Qi. He introduces new state institutions such as taxation, a state-funded army, and state ownership of natural resources; he also establishes an alliance of central states to oppose the power of the large southern kingdom of Chu.

632 A new hegemony of Jin is established under Duke Wen.

c.551 Confucius is born in the northern state of Lu. Over the course of his life, he rises from a warehouse manager to become one of history’s best-known teachers.

546 The state of Sun, which is bordered by the warring states of Chu and Jin, invites a delegation of eleven states to sign a nonaggression pact. The peace lasts forty years and gives the larger states a reprieve from several hundred years of constant war.

544 Sun Wu is born in the state of Chi. Later he will be given the honorific title Sun Tzu, meaning Master Sun.

514 The rule of King Ho Lu of the state of Wu begins.

510 Sun Tzu enters the service of Ho Lu.

506 The forty-year peace brokered by the state of Sun in 546 B.C. is broken by the state of Wu, which was not part of the peace agreement.

500 To defend against marauding barbarians from the north, the northern Chinese states begin building walls that are later connected to form the Great Wall of China.

496 King Ho Lu dies of wounds sustained in battle. Although Sun Tzu’s death is never confirmed, it is assumed he did not outlive the king.

482 Wu gains power and becomes the dominant state in ancient China.

479 Confucius dies, leaving many followers who spread his teachings about the proper management of society, based on sympathy or human-heartedness.

472 The state of Wu is defeated by the upstart state of Yue.

c.403 The Eastern Chou Dynasty’s Warring States period begins; it is characterized by a power struggle between the large states of China, each trying to gain control over the entire area. The Warring States period will last until the end of the Chou Dynasty, about 221 B.C.

c.380 Sun Pin, a descendant of Sun Tzu, is born. Sun Pin is the supposed author of The Lost Art of War, which is considered a companion piece to The Art of War. Sun Pin will achieve great fame as a general, and his writings will build on ideas and tactics found in Sun Tzu’s seminal work.

221 B.C. China is unified under the harsh rule of Ch’in Shih Huang-ti. The Chou Dynasty ends and the Ch’in Dynasty begins. Bureaucratic government is established, and a written language is standardized. Roads and canals are built, as is much of the Great Wall.

91 The Shih Chi (Historical Records), the first known history of China, is completed. It includes one of two ancient biographies of Sun Tzu.

1st century A.D. The Wu Yueh Ch’un-ch’iu appears. It contains a biography of Sun Tzu that details his fabled arrival into the service of King Ho Lu. The Wu Yueh Ch’un-ch’iu is entertaining, but it is most likely a romanticized embellishment of the tales found in the Shih Chi.

1772 The Art of War is translated into French by Father J. J. Amiot, a Jesuit who learned of Sun Tzu and The Art of War while he was a missionary in China. The translation is probably read by Napoleon.

1905 In Tokyo, the first English translation of The Art of War, by Captain E. F. Calthrop, appears under the title Sonshi, the Japanese form of Sun Tzu.

1910 Lionel Giles publishes his English translation of The Art of War.

1972 An archaeological dig unearths a lost text of The Art of War in the Shantung province of modern China. The text contains long sections of thirteen chapters that are already known as well as passages from five lost chapters. The texts appear to have been buried around 140 B.C.

INTRODUCTION

It is mere illusion and pretty sentiment to expect much from mankind if it forgets how to make war. As yet no means are known which call so much into action as a great war, that rough energy born of the camp, that deep impersonality born of hatred, that conscience born of murder and cold-bloodedness, that fervor born of effort in the annihilation of the enemy, that proud indifference to loss, to one’s own existence, to that of one’s fellows, to that earthquake-like soul-shaking which a people needs when it is losing its vitality.

Friedrich Wilhelm Nietzsche, Human, All Too Human (1878)

003

War . . . is in its essence, and it is a main condition of its success, to kindle into fierce exercise among great masses of men the destructive and combative passions—passions as fierce and malevolent as that with which the hound hunts the fox to its death. . . . Destruction is one of its chief ends. Deception is one of its chief means, and one of the great arts of skillful generalship is to deceive in order to destroy. . . . It would be difficult to conceive a disposition more remote from the morals of ordinary life, not to speak of Christian ideals. . . . Hardly any one will be so confident of the virtue of his rulers as to believe that every war . . . is just and necessary.

W. E. H. Lecky, The Map of Life (1899)

004

WAR IS A HOWLING, BAYING JACKAL. Or is it the animating storm? Suicidal madness or the purifying fire? An imperialist travesty? Or the glorious explosion of a virile nation made manifest upon the planet? In all recorded history, this debate is recent, as is the idea of peace to describe an active state happier than a mere interregnum between fisticuffs. Astounding as it may seem, war has consistently won the debate. In fact, it never had serious competition—not until August 24, 1898, anyway, when Czar Nicholas II of Russia called for an international conference specifically to discuss the most effectual means to a real and durable peace. That was the first time nations would gather without a war at their backs to discuss how war might be prevented systematically. Nicholas was successful. His first Peace Conference was held in 1899. It was followed by a second, in 1907. These meetings gave rise to a process in which the world gained a common code of international laws.

It was a moment when peace and the trials of war were under the microscope of the civilized world. Off in a very quiet corner of this stage, there also appeared two scholars: one, a ghost, Sun Wu—this is Sun Tzu’s actual name; Sun is the family name, and Tzu an honorific—a member of a Chinese clan of experts on arms and fighting, who had lived some 2,400 years earlier; the other, a librarian and student of the Chinese classics, Lionel Giles, who published his translation of The Art of War in 1910. He, too, was a son of eminence—his father was the great sinologist Herbert Giles—and he transported Sun Tzu’s urgent injunctions on the nature of war across vast reaches of time and culture; the task was extraordinary, the impetus behind it almost saintly. The influence of the work of these two men colors our lives even as this text is written. But it did not come without effort, and even today, with a century of English-language scholarship on Asian literature, religion, and societies behind us, there is still much to puzzle the general reader.

World War I and its carnage would soon burst upon the world, leaving an estimated 25 million dead, twice the tally for all the wars of nineteenth-century Europe. Nicholas and his entire class would disappear amid the terrors of revolution in Russia, China, and Mexico, to name but the grandest uprisings. World War II would follow with no fewer than 60 million dead, and on its heels a whirl of wars for independence, civil wars, and the surrogate wars of Vietnam, Korea, Africa, the Balkans, and the Middle East—all in all, a century-long testament to the failure of humanity’s best intentions. It would be an odd soul who did not find himself feeling as Abraham Lincoln did in his Second Inaugural Address, on March 4, 1865, as the American Civil War was ending: Fondly do we hope—fervently do we pray—that this mighty scourge of war may speedily pass away.

Yet it takes little experience to understand the futility of belligerence alone, as Sun Tzu wrote: [H]e who is destined to defeat first fights and afterwards looks for victory (chap. IV, paragraph 15). On the world front or the level of the individual, the issue is not force, not arms—it is strategy. In his study of Mao Tse-tung, modern warfare’s most ardent student of Sun Tzu, Robert Payne notes: Sun Wu’s ideas on war are exceedingly adaptable, . . . nearly all of them demonstrating how the commander of a small force can overcome a powerful enemy, given suitable conditions of his own making. These apothegms have a peculiarly Chinese flavor, hardheaded, deeply philosophical, often showing a disturbing knowledge of the human soul under stress (Robert Payne, Mao Tse-tung; see For Further Reading). But how did Sun Tzu know what he knew? Where did he get his information? Can we trust it?

Sometime (most historians suggest about 500 B.C.) during the Spring and Autumn period of the Eastern Chou Dynasty (see section "The World of Sun Tzu and The Art of War"), a strikingly serious fellow, dressed in simple monkish gray, the living man named Sun Tzu, contemplated the madness of his times as deeply and clearly as he could. According to modern Chinese scholars, Sun Tzu belonged to an extended family whose members for generations had made their living as military advisers. The revelations Sun Tzu provides us would have been a combination of the journeyman ideas taught (and preserved) by his clan, as well as his own. He would also have been imbued with the ideas we associate with Taoism, which were very much a part of the times.

Foremost among them for a supremely disciplined military adviser like Sun Tzu would have been two commands, both of which required methodical and deliberate decisions. First is the mandate for the strong and the knowledgeable to help the weak. Evening out the playing field carried the charge of religious duty for these advisers. Along with that comes the question of virtue, the mandate of Heaven. That meant Sun Tzu would have assessed the intrinsic virtue of the weaker and the stronger powers, adhering to the rule of t’ien ming, the mandate of Heaven, as described in the Classical Chinese text The Book of Documents. As Burton Watson explains, would-be conquerors, by their just and virtuous actions, receive from Heaven—a vague, half-personalized spiritual power which rules the universe—a command to set up a new rule. So long as the successive leaders of the new dynasty continue to follow the virtuous course which first entitled their predecessors to the mandate, Heaven will continue to sanction their power. But if they do not maintain virtue, all bets are off: If they sink into negligence and evil, Heaven will bestow its sanction upon another group of leaders. In other words, it is virtue alone that entitles a ruler to rule, and when he sets aside virtue, he sets aside the right to call himself a sovereign. The throne is conferred . . . only for as long as the dynasty proves worthy of it (Watson, Early Chinese Literature). Sun Tzu would have considered these issues quite seriously. Even given the frailty of all human flesh, sayings equivalent to our common phrases It’s not my problem and It’s just business or even the excuse of the tyranny of the bottom line would have been unthinkable.

The resulting document—for Sun Tzu was a man of the aristocracy and could write—is a treatise that has come down through history to be called Sun-tzu ping-fa, Sun Tzu on the Art of War, just Sun Tzu (the customary nomenclature the Chinese use instead of a book title), or, as in many modern editions, The Art of War. For Sun Tzu, war, like most of mankind’s social, biological, and financial activities, followed certain patterns that can be distilled into laws. He codified his observations into the first military treatise in recorded history. Significantly, he was not only the first to teach that the side that controls those laws of engagement wins, but the long-term influence of his and certain other texts meant that Imperial China, once it had taken shape, rarely needed to wage war outside its boundaries. At the time Lionel Giles made his translation, in fact, China was considered something of a teddy bear among the bellicose hotheads of empire. So Giles in this translation is braiding the two warring streams of thought about war—that it is senseless butchery and that it serves as a sacred restorative to the body politic—into a work that cautions against war, then argues for how it may best be carried out. This is an extraordinary document at an extraordinary turning point in world history.

Equally important, though perhaps startling to Western ears, is the statement that Sun Tzu was a humanist. He adv-cated waging

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