Evolving the Dinosaur: Rebuilding Paediatric Clinical Trials as a Service
By Violet Ford
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About this ebook
In Evolving the Dinosaur, Violet Ford demonstrates how a transformative, data-driven change, measure and track framework, combined with adaptive practices, successfully turned around a pharmacy-managed paediatric clinical trials/research service.
Ford has made the intrapreneurial journey, and now she is sharing the lessons learned on how to expand on current practices to improve operational performance, patient safety and quality care through service optimisation, efficient interprofessional collaboration and streamlining cross-functional workflows.
Evolving the Dinosaur offers expert guidance and pragmatic solutions for various stakeholders either directly or indirectly involved with pharmacy trials services. Ford shows how to improve clinical trials' disconnected systems, substandard data collection tools and information resources, and develop more effective systems to meet the twenty-first-century demand for high-quality paediatric clinical research. It's time to evolve the dinosaur!
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Evolving the Dinosaur - Violet Ford
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Copyright © 2021 Violet Ford
All rights reserved, except as permitted under Australian and US Copyright Law. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of the copyright holder(s). Any trademarks, service marks, design rights, or similar rights mentioned, used, or cited in this book are their respective owners’ property. Their use here does not imply that readers may use them for a similar or any other purpose.
The moral rights of the author Violet Ford have been asserted. This book is based on the author’s experience, understanding, and opinion in the field and does not in any manner reflect the opinion of any present or past employers. The author aims to support learning, experience sharing, and professional development of paediatric clinical trials stakeholders. Examples and scenarios in this publication are for teaching purposes, and any resemblance to real persons or situations is purely coincidental. Because of ongoing research and changes in governmental regulations and the constant flow of information, readers should be aware that the advice and strategies contained herein may not suit their situation. They should consult with a specialist where appropriate. The author and the publisher do not make guarantees or promises about the results shown in this publication. Further, readers should know that websites listed in this work may have changed or disappeared between when this work was written and read. Neither the publisher nor the author shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages.
While the publisher and author have made every effort to ensure that the information was correct at the time of publication, they make no representations or guarantees to the accuracy or completeness of the contents of this work and hereby disclaim any liability to any party for any loss, damage, or disruption caused by errors or omissions, whether such errors or omissions result from negligence, accident, or any other cause, including without limitation any implied warranties of merchantability or fitness for a particular purpose.
The author and the publisher have attempted to trace the copyright holders of all material reproduced in this publication and apologise to copyright holders for any omissions. If any copyrighted material has not been acknowledged, please write and let the author know so it can be rectified in any future reprint.
The fact that an organisation, website, or product is referred to in this work as a citation and/or potential source of further information does not mean that the publisher and author endorse the information or services the organisation, website, or product may provide or recommendations it may make.
ISBN: 978-1-5445-2021-6
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Dedicated to my parents, who taught me self-reliance.
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Contents
Terminology Used Interchangeably (or in Preference of)
Abbreviations
Introduction and Aim
Part One: The Change Management Journey of Evolving the Dinosaur
1. Paediatric Clinical Trials
2. Paediatric Clinical Trial Pharmacists
3. Chaotic Paediatric Clinical Trials Service
4. Medication Safety in Paediatric Clinical Trials
Part Two: The Measurement Plan
5. What to Measure
6. New Clinical Trials
7. Pharmacy Clinical Trial Budget
8. New Clinical Trial Set Up
9. Pharmacy Clinical Trial Folder
Part Three: Tracking
10. Ongoing Service Monitoring
The Future
Further Reading
Appendix
Acknowledgements
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Terminology Used Interchangeably (or in Preference of)
Medicine, medication, and drug (in the context of a pharmaceutical substance used therapeutically) are used interchangeably throughout the book, even though there has been a move towards using the word medicine in preference of drug. Note the word drug has remained in adverse drug reaction (ADR).
Paediatric clinical research pharmacy, pharmacy clinical trial service, or investigational drug service are used interchangeably.
Paediatric pharmacy clinical trials/research as a service and paediatric RaaS or pharmacy RaaS or RaaS are used interchangeably.
Paediatric clinical trials and paediatric investigational drug trials and investigational product trials are used interchangeably.
Clinical trial pharmacists and research pharmacists are used in preference of investigational drug pharmacists.
Clinical research associate and study monitor are used interchangeably.
Clinical trial team, research team, and site team are used interchangeably.
Clinical trial visit, clinical visit, and trial visit are used interchangeably.
Clinical trial participant and trial participant and research participant are used interchangeably.
Investigational product and investigational medicinal product are used in preference of investigational drug.
Investigational products handling manual and pharmacy manual are used interchangeably.
Note: for this book, pharmacovigilance is used as defined by the World Health Organisation (WHO): ‘The science and activities related to the detection, assessment, understanding and prevention of adverse drug effects or any other possible drug-related problems.’ The scope of pharmacovigilance has grown remarkably. It includes ADRs or events, medication errors, counterfeit or substandard medicines, medicines misuse and/or abuse and interactions. Throughout paediatric trials implementation, pharmacists mainly survey medication errors, misuse, and assist principal investigators with reporting ADRs.
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Abbreviations
ADME: Absorption, distribution, metabolism, and excretion
ADR: Adverse drug reaction
BW: Body weight
CRA: Clinical research associate
CRC: Clinical research coordinator
CRO: Contract research organisation (aka clinical research organisation)
CT: Clinical trials
CTA: Clinical trial agreement (otherwise known as research agreement)
CTMS: Clinical trial management system
EC: Ethics committee
FPFV: First patient’s first visit date
FPLV: First patient’s last visit date
GCP: Good clinical practice
GMP: Good manufacturing practice
GRP: Good research practice
IB: Investigator’s brochure
ICH: International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use
IM: Intramuscular
IMP: Investigational medicinal product
IP/ID: Investigational product/investigational drug
IPAL: Investigational product accountability log
IPHM: Investigational product handling manual (better known as pharmacy manual)
IRB: Institutional review board
IRT: Interactive response technology
IV: Intravenous
KPI: Key performance indicator
LPFV: Last patient’s first visit date
LPLV: Last patient’s last visit date
NG: Nasogastric
NTF: Note to file
PI: Principal investigator
PK: Pharmacokinetic
RaaS: Research as a service
SI: Sub investigator
SIV: Site initiation visit
SOP: Standard operational procedures
WFI: Water for injection
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Introduction and Aim
‘Sixty-five million years ago the dinosaurs had a bad day’.
—Phil Plait
Kids love dinosaurs because they are big and powerful. Being extinct, they can be admired without the worry of bumping into one.
However, this book is not about dancing dinosaurs wishing sweet dreams to kids. Instead, it is about evolving a paediatric pharmacy managed clinical trials (CTs) service within the complex health system, where one solution cannot solve all problems, but small, safe, and high impact changes can drive faster transformation. Evolving the Dinosaur is a snapshot of how the service implemented a change-measure-track framework to attain higher performing systems that can support the increase in number and complexity of paediatric clinical trials to meet the needs and demands of the twenty-first century.
Evolving the Dinosaur represents intrapreneurship*; a stance for changing and adopting agile mindsets. This book was inspired by my passion for more effective and efficient trial services and enhanced participants experience.
We are accustomed to the Silicon Valley way of disrupting an industry from outside, disrupting quickly and dealing with consequences later. Unfortunately, the healthcare system cannot afford to ‘move fast and break things.’ It is evolving and advancing and cannot afford mistakes, even though it may need fast modernisation. While life-changing innovations in medical treatments are achieved at a reasonably rapid pace, improvements in healthcare delivery occur relatively slowly. The common denominator between the healthcare system, pharmacy profession, and paediatric research is that they are ethically challenging, heavily regulated, and not yet sufficiently standardised to enable rapid change.
Children have historically been excluded from clinical trials, but the landscape has changed after global legislative initiatives. Over the last twenty years, the science of paediatric drug development advanced and led to an increased number, variety, and complexity of CTs. To meet this exponentially increasing demand, hospitals’ and health organisations’ pharmacies began establishing specialised clinical trial services, a rapidly evolving area.
The answer to the question: What about the Dinosaur? Well, the Dinosaur’s story is part of our own. They give us a real sense of the changes that can happen through time. If those champions of resilience and persistence continued to exist, they would have influenced mammalian evolution and had plenty of potential niches if not killed by an asteroid.
*Pharmacist intrapreneurs identify and pursue the implementation of new ideas into their area of practice. They make sacrifices and leverage existing knowledge, skills, and resources to implement changes or achieve the envisioned services or patient care improvements. The journey can be bumpy. We may not get a green light right away. We may experience initial rejection, setbacks, or have to work outside of our regular duties. The best advice is to keep our focus on the achievements, not on the hurdles.
What to Expect
This book is written by an intrapreneurial pharmacist who has made the journey. I assert that the variety of challenges and concerns tackled here are more than just CT pharmacists pain points. Many of them are consequences of substandard quality information resources, data collection tools, not well-thought-out safety initiatives, and IP packaging posing an increased risk of errors, all of which are provided to site pharmacies by sponsors or CROs. Understandably, external stakeholders cannot solve unknown problems.
The book is based on my personal experiences with data-driven change implementation over five years. I intend to show, rather than tell and humbly suggest, some feasible solutions, frameworks, tools for service improvements, practical how-tos, and tips and tricks for medicines administration in infants and children, which I have successfully used.
The framework and solutions stem from my twenty years of experience as an advanced paediatric pharmacist, an intrapreneur, and an expert in the field across global healthcare systems, industries, and academia. While it cannot be guaranteed that what worked incredibly well for me will work equally well for others, if considering implementing changes more effectively in a workplace, Evolving the Dinosaur will guide you to achieve desired results and create value-added services faster.
The book opens with brief information about the history of paediatric clinical research evolution and the key challenges. Then, it introduces site research team members, defines their roles and impact on each other, and recounts the interactions with pharmacy CT service.
Part 1 is dedicated to the journey of change management. It focuses on identifying services, processes, and workflows requiring change and implementing it with emphasis on what it takes and what to avoid, all while Evolving the Dinosaur. For example, building bridges with various stakeholders is crucial to avoid misunderstanding or resistance. Effective communication, active involvement, and radical collaboration, along with goals and resources alignment, are necessary for gaining stakeholders’ engagement and commitment at each stage of a change management implementation.
Part 2 concentrates on measuring the implemented changes and the effectiveness of the framework. It also zeroes in on how to pre-select metrics to collect appropriate, accurate, and meaningful data, justified by examples. Finally, in Part 3, the focus is on the sustainability of the implemented change management through tracking the effectiveness of the service, workflows, and the performance of processes.
The Objectives
Disseminate and Onboard Knowledge
The first objective of Evolving the Dinosaur is to disseminate and onboard knowledge, expertise, and experiences by attaining targeted and sustainable outcomes with the RaaS framework. I am not aware of any formal education or training program offered by institutions or universities on how to manage understaffed pharmacy CT/research service with an exponentially growing number of trials while also balancing participant safety, delivery of quality and value-added services, consumer satisfaction, and keeping up effective communication and collaboration with hundreds of internal and external research personnel simultaneously.
There are country-specific pharmacy guidelines for managing investigational products (IPs) and standards of practice in clinical trials, which pharmacists create, but their centre of attention is predominantly the pharmacists’ duties. Books on paediatric drug development mostly focus on trial designs, challenges, stakeholder roles, ethical issues, regulatory changes, legislation, etcetera. Although these books offer a great deal of information and target a broad spectrum of readers, there is an awareness gap in the paediatric clinical research literature about the CT pharmacists, who manage the implementation of hundreds of trials simultaneously, despite protocols’ complexity or the medication safety risks inherent to investigational product nomenclature, look alike, packaging, and unstandardised labelling.
I hope that by the end of the book, readers shift their perception of CT/research pharmacists from the health professionals who just dispense and perform IP accountability to the health professionals who—while managing the trial pharmaceuticals—are having multidimensional input into paediatric research.
Throughout trial execution, CT pharmacists encounter unique challenges to prevent and eliminate risks and errors and ensure participants’ safety. Nevertheless, they remain unnoticed and under-consulted even on what is essential for them. Are pharmacists introverts who do not seek out attention? Are they research team misfits? Do they need to re-establish their professional identity and credibility in paediatric research? I hope to provide some answers to those intriguing questions.
Hospital pharmacy departments are restricted access areas. Thus, no internal health professionals or external parties, such as pharma industry representatives, sponsors, or members of the local research community, have direct access or detailed insights.
Hopefully, I shed some light and debunk the common belief that CT pharmacists have limited duties during trial implementation, only as specified by trial protocols.
Raise Awareness of Medication Safety Concerns
The second objective of Evolving the Dinosaur is to raise awareness about medication safety concerns surrounding paediatric investigational products. Currently, an IP’s error mitigation is managed mainly by the site’s pharmacists. Unlike commercially available medications, there is limited regulatory guidance about their nomenclature, labelling, and packaging to promote safety. Although IP-related errors can affect data accuracy of safety and efficacy clinical trials, actual improvements are yet to be realised.
Similarly, IP handling manuals and accountability logs are not always aligned with safe paediatric practice, but these issues are not formally addressed as they do not require approval by ethics committees or institutional review boards (EC/IRBs).
Intrapreneurship for Young Pharmacists
The third objective of Evolving the Dinosaur is to advance the educational approach for the next generation of pharmacists considering clinical trials/research as a career. By introducing them to intrapreneurship in clinical trials and walking them step by step through the framework, they can master change management, achieve desired results and create value in their professional lives faster.
RaaS framework encourages pharmacists to get out of the department to organise participants’ IP orders instead of waiting for them, to follow up on trial-related requirements, meet with research team members, and discuss streamlining cross-functional workflows. I found this approach very productive because it kept me well informed in advance of what, when, and why. My objective is to help others springboard faster by using the entire framework, or parts of it, subject to individual needs. The lessons learned and the benefits are itemised in the relevant chapters.
Who Will Benefit?
Evolving the Dinosaur is well-suited for people