Innovative and Efficient Laboratory Management
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About this ebook
The issues addressed in the book include a proposal of the administrative setup of a laboratory or test facility, laboratory design considerations, which obviously have a significant impact on the quality of results generated. The principles of good laboratory practices and the importance of biosafety and biosecurity are specially addressed.
The author also reiterates the importance of a procurement strategy for each laboratory or test facility, whose aim should be to set out a planned approach for cost-effective purchasing of required goods and services, taking into account several factors such as the timeline for procurement, the funding and budget and the projected risks and opportunities. Here, the need for a defined and documented policy and procedures for selection and use of purchased external goods and services in addition to an inventory control system for laboratory supplies is highlighted. Laboratory operators need to have an overview of different categories and types of laboratory equipment at their disposal with good knowledge of their safe handling, operation, and maintenance following well-set schedules. Besides this concern, the book also dwells on laboratory information management system (LIMS), which is an important and integral part of laboratory operations relevant for efficient laboratory management.
A whole chapter is consecrated to quality control (QC), quality assurance (QA) and total quality management (TQM) as the three major elements of quality, which effectively sets the stage for laboratory accreditation, which demonstrates legitimacy and credibility of research results. In fact, laboratory accreditation is the process by which an independent and authorized agency certifies the quality system and competence of a laboratory on the basis of certain predefined standards. It is the formal recognition, authorization, and registration of a laboratory that has demonstrated its capability, competence and credibility to carry out the tasks it is claiming to be able to do. In this book, the reader will discover the whole process of laboratory accreditation with the various agencies involved as well as the benefits of laboratory accreditation.
The book closes up with ethical issues in research management. It is obvious that the consideration of ethics in research should enhance mature decision-making in harmony with changing technology. The chapter on this issue points out the fact that efficient research and laboratory management must be based on ethical principles that guarantee all stakeholders access to the benefits of new technologies with increased understanding of biological systems and responsible use of technology. Some basic guidelines are given at the end on how to implement knowledge gained from the book to efficiently run a modern laboratory or research facility.
Godswill Ntsomboh Ntsefong
Godswill Ntsomboh Ntsefong currently serves as laboratory manager of the Lipids Analysis Laboratory of the Institute of Agricultural Research for Development, IRAD Dibamba, in Cameroon. He is also the chief of Seed Production and Phytopathology Units of the same institution. He was born to Fomenop Thomas Ntsefong and Monica Matang on February 11, 1976, in Bamenda-Cameroon and obtained the First School Leaving Certificate and Common entrance (list A) from G. S. Santa in 1987. He attended secondary school in Cameroon Protestant College (CPC) Bali, NCVHS Santa, and CCC Mankon Bamenda from where he obtained the GCE O-Level in 1992. By 1994, he obtained the GCE A-Level from GHS Santa and later obtained a BSc. degree in botany in 2001 from the University of Dschang (Cameroon). He then went through a master’s degree program in Botany in the same University, though without final certification, and later obtained an MSc. I (Maîtrise) in 2003 and MSc. II (Diplôme d’Etudes Approfondies, DEA) in 2007 both in plant biotechnology from the University of Yaounde I. While pursuing university studies, he served from 2003 to 2010 as teacher of science subjects, music, sports, and computer literacy in several schools in Cameroon. Godswill enrolled for an MBA in 2009, which he didn’t complete due to particular constraints! He is currently a doctorate/PhD fellow, and his research interests have so far been focused on integrated crop protection, breeding, and genetic improvement, with special regards on dietary oil quality improvement. As a laboratory manager, he has been more concerned recently with good laboratory practices and management principles. Godswill is father to four lovely children with Mrs. Dzeufouo Tapinfo Celestine, a plant biotechnologist.
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Innovative and Efficient Laboratory Management - Godswill Ntsomboh Ntsefong
Copyright © 2015 by Godswill Ntsomboh Ntsefong.
ISBN: Softcover 978-1-5035-6437-4
eBook 978-1-5035-6436-7
All rights reserved. No part of this book may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system, without permission in writing from the copyright owner.
The author has no responsibility for the persistence or accuracy of urls for external or third-party internet websites referred to in this publication, and does not guarantee that any content on such websites is, or will remain, accurate or appropriate.
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Rev. date: 04/23/2015
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Table of Contents
Dedication
Preface
Abbreviations
Acknowledgement
Introduction
Chapter 1 Laboratory or Test Facility management basics
SAFETY TRAINING
LABORATORY ADMINISTRATION
The Laboratory Organigramme
The Laboratory Manager
The Quality Manager
The IT Manager
Documentation Officer
Financial Officer
Chief Laboratory Technician
Chapter 2 Laboratory design considerations
OBJECTIVES AND PRECONDITIONS
Safety issues in Laboratory building design
Safe access
Sanitation considerations
Electrical and plumbing considerations
Chapter 3 Good Laboratory Practices
USE OF SOPS AND QUALITY MANUAL
USE OF MATERIAL SAFETY DATA SHEETS
LABELING AS A GLP
WORK PRACTICE AND ENGINEERING CONTROLS
USE OF PERSONAL PROTECTIVE EQUIPMENT
Establishing a PPE program
CATEGORIES OF PPE
Chapter 4 Biosafety and Biosecurity
THE RATIONALE FOR BIOSAFETY AND BIOSECURITY
RISK ASSESSMENT FOR BIOSAFETY AND BIOSECURITY
LABORATORY BIOSECURITY
Brief on the American Biosecurity experience
LABORATORY BIOSAFETY
Biosafety potentials for consideration as a separate academic discipline
Laboratory classification into Biosafety Levels
BSL-I Laboratory
BSL-II Laboratory
BSL-III Laboratory
BSL-IV Laboratory
Laboratory classification based on context and threat
The SARS-CoV experience
MANAGEMENT OF LABORATORY WASTE AS A GLP
Historical background of waste management
Laboratory waste management
Environmental impacts of Laboratory wastes and operations
Chapter 5 Procurement of Laboratory Supplies
LABORATORY GOODS AND SERVICES
LABORATORY SUPPLY CHAIN MANAGEMENT
Chapter 6 Laboratory equipment operation
CATEGORIES OF LABORATORY EQUIPMENT
LABORATORY EQUIPMENT MAINTENANCE
Chapter 7 Laboratory information management system
CORE FUNCTIONALITIES ASSOCIATED WITH LIMS
LIMS ARCHITECTURES
Thick-client LIMS
Thin-client LIMS
Hybrid LIMS architecture
Web-enabled LIMS architecture
Web-based LIMS architecture
Some limitations of LIMS
A case study of LIMS
Chapter 8 Quality Control and Quality Assurance
QUALITY CONTROL
QUALITY SYSTEM
QUALITY ASSURANCE
TOTAL QUALITY MANAGEMENT
Chapter 9 Laboratory Accreditation
ACCREDITATION PROCESS ESSENTIALS AND REQUIREMENTS
IMPLEMENTATION OF ACCREDITATION AT NATIONAL LEVEL
NATIONAL ACCREDITATION STANDARDS, A STEP TOWARDS CONFORMITY WITH INTERNATIONAL STANDARDS
INTERNATIONAL STANDARDS FOR LABORATORY ACCREDITATION
BENEFITS OF LABORATORY ACCREDITATION
Chapter 10 Ethical issues in research management
SOME STRATEGIES TO IMPLEMENT ETHICS
Material transfer and ethics
Conclusion
References
Dedication
I dedicate this work to my beloved father Nde Fomenop Thomas Ntsefong, whom I know would have been elated if still alive today, to see and appreciate the fruits of the precious moral and ethical education he gave me as heritage.
Preface
Within the last two decades, the phenomenon of management has acquired a remarkable visibility. The challenges of organizational management are directly related to economic growth, social development and the policy choices of societies. By developing this theme on the laboratory, a structure for research, diagnosis, prevention or production, the author recognizes it as a context where the future/wellbeing of people is designed and decided. Meanwhile, there are real gaps between technical knowhow and management, as well as between general management and laboratory management, the general objectives of laboratories must be attained for their activities to keep running smoothly and for their efficient contribution to the quality of life. The focus on the laboratory as an entity comprising all specialties is pertinent of this book.
Technologist, laboratory technician, operator, and laboratorian, are some designations of those who work day and night in various scientific domains. Usually considered as executors, their efficacy is limited when it comes to planning, organizing, directing and evaluating. The common perception is that such tasks are reserved for others and that being a technical specialist in the laboratory signifies no need of seeing beyond…the objectives of a microscope. Such duties are therefore trusted to others like trained managers or administrators whose basic training has nothing to do with the specified scientific domain. Such leaders find it difficult to make technical specialists understand the importance of putting in place and/or respect of policies, procedures and their application. This results to less implication of the latter, consequently leading to frustration, misunderstanding, wastage, supply shortages, equipment failures, erroneous or less authentic data or results, and bad reputation of laboratories.
The author has met these difficulties through his scientific journey. His interest in research is focused on Plant Biotechnology with a special objective of improving dietary oil quality. The high quality training he received on good laboratory practices and management principles has completely changed his vision on how to work as a laboratory manager. In this book, he puts together information that has been most useful for him to improve on his efficacy. His view is not limited on a precise type of laboratory but covers all scientific domains. Innovative and efficient laboratory management treats the laboratory from a global perspective: biosciences, industrial, and clinical research. The presentation is practical and can constitute a solution to all types of managers and laboratory personnel. From administrative organization to Good Laboratory Practices via Biosafety and Biosecurity and the notion of Quality Control, Quality Assurance and ethics in research, all is well set to give the reader a clear understanding of the importance of laboratory recognition through the process of accreditation.
The book is actually an innovative solution to the problem of laboratory efficiency and can constitute the basic competence of the laboratory. It can help to manage a laboratory project or develop a private or public career, while re-orientating or equiping in the jungle of laboratory careers. This document can valuably serve as course material for lectures in scientific programs of training institutions and universities, in order that the management culture
is inculcated right at the foundation of scientific training.
Are you a manager, biologist, technician, trainer or lecturer? Discover the content of "Innovative and efficient laboratory management" and progressively ‘unveil the blind’ that has so far prevented you from being efficient in the administrative organization of your laboratory, or in Good Laboratory Practices, Biosafety and Biosecurity, management of equipment, reagents and supplies, or in putting in place of a Quality System and the practice of Quality Control. The content can equally lead to an engagement in a sure process towards accreditation as the ultimate formal recognition of the quality of services of your laboratory.
Georgette NDONGO NKENG épse EKANGA
Biologist/Specialist in Management of Health Services
Chief of Medico-Sanitary Techniques Services
University Teaching Hospital (CHU) Yaounde, Cameroon
Abbreviations
ABSA: American Biological Safety Association
AEL: Airborne Exposure Limits
AMR: Analytical Measurement Range
APLAC: Asia Pacific Laboratory Accreditation Cooperation
BATA: Biological Agents and Toxins Act (Singapore)
BBFC: Bioscience-Bioethics Friendship Co-operative
BecA-ILRI Hub, Nairobi – Kenya
BLQS: The Bureau of Laboratory Quality and Standards (Thailand)
BMBL: National Institutes of Health Biosafety in Microbiological and Biomedical Laboratories of the United States of America.
BSE: Bovine Spongiform Encephalopathy (mad cow disease)
BSL: Biosafety Level
BW: Biowarfare
CDC: Centers for Disease Control and Prevention (USA)
CEREPAH: CEntre specialisé de REcherche sur le PAlmier à Huile de La Dibamba
CFRs: Codes of Federal Regulations
CJD: Creutzfeldt Jakob disease
CRR: Clinically Reportable Range
CWM: Clinical Waste Management
DRID: Deliberately Reemerging Infectious Disease
(bioterrorism)
EQAS: External Quality Assessment Schemes
GCLP: Good Clinical Laboratory Practice
GLP: Good Laboratory Practice
GMM: Genetically Modified Microorganism
GMP: Good Manufacturing Practices
HIV: Human Immunodeficiency Virus
IEC: International Electrotechnical Commission
ILAC: International Laboratory Accreditation Cooperation
IP: Intellectual Property
IQC: Internal Quality Control
IRAD: Institute of Agricultural Research for Development, Cameroon
ISO: International Standardization Organization
IT: Information Technology
KAN: National Accreditation Committee (Indonesia)
LAIs: Laboratory acquired infections (e.g. SARS, Ebola, vaccinia)
LIMS: Laboratory information management system
LIS: Laboratory Information System
LSDG: Laboratory Standard and Design Guide (Stanford)
MOHSW: Lesotho Ministry of Health and Social Welfare
MRA: Mutual Recognition of Accredited results
MSDS: Material Safety Data Sheets
MSW: Maintenance, Support, and Warranty
MTA: Material Transfer Agreements
NABL: National Accreditation Board for Testing and Calibration Laboratories (India)
NJDHSS: New Jersey Department of Health and Senior Services
OSHA: Occupational Safety and Health Administration of the U.S. Department of Labor
P&P: Laboratory process and procedure
PEL: Permissible Exposure Limit