Regulation of Securities, Markets, and Transactions: A Guide to the New Environment
()
Currently unavailable
Currently unavailable
About this ebook
Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation.
- Examines the current securities rules
- Provides an overview of the latest regulations for this industry
- Includes a description of the various government regulations of securities markets, and securities transactions
Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
Related to Regulation of Securities, Markets, and Transactions
Titles in the series (100)
Financial Simulation Modeling in Excel: A Step-by-Step Guide Rating: 3 out of 5 stars3/5Private Equity: History, Governance, and Operations Rating: 0 out of 5 stars0 ratingsMiddle Market M & A: Handbook for Investment Banking and Business Consulting Rating: 4 out of 5 stars4/5Environmental Finance: A Guide to Environmental Risk Assessment and Financial Products Rating: 1 out of 5 stars1/5The Risk Management Process: Business Strategy and Tactics Rating: 4 out of 5 stars4/5Pairs Trading: Quantitative Methods and Analysis Rating: 3 out of 5 stars3/5Credit Risk Measurement: New Approaches to Value at Risk and Other Paradigms Rating: 0 out of 5 stars0 ratingsThe Portable Financial Analyst: What Practitioners Need to Know Rating: 0 out of 5 stars0 ratingsAsian Financial Statement Analysis: Detecting Financial Irregularities Rating: 0 out of 5 stars0 ratingsMergers: What Can Go Wrong and How to Prevent It Rating: 0 out of 5 stars0 ratingsPrivate Equity: Transforming Public Stock to Create Value Rating: 0 out of 5 stars0 ratingsThe Securitization Markets Handbook: Structures and Dynamics of Mortgage- and Asset-backed Securities Rating: 0 out of 5 stars0 ratingsInvestor's Guide to Loss Recovery: Rights, Mediation, Arbitration, and other Strategies Rating: 0 out of 5 stars0 ratingsManaging Global Financial and Foreign Exchange Rate Risk Rating: 0 out of 5 stars0 ratingsRisk Budgeting: Portfolio Problem Solving with Value-at-Risk Rating: 0 out of 5 stars0 ratingsBusiness Exit Planning: Options, Value Enhancement, and Transaction Management for Business Owners Rating: 5 out of 5 stars5/5Strategic Corporate Tax Planning Rating: 0 out of 5 stars0 ratingsConvertible Arbitrage: Insights and Techniques for Successful Hedging Rating: 4 out of 5 stars4/5Equity Derivatives: Theory and Applications Rating: 0 out of 5 stars0 ratingsQuantitative Methods in Derivatives Pricing: An Introduction to Computational Finance Rating: 2 out of 5 stars2/5Absolute Returns: The Risk and Opportunities of Hedge Fund Investing Rating: 4 out of 5 stars4/5Behavioral Finance and Wealth Management: How to Build Optimal Portfolios That Account for Investor Biases Rating: 4 out of 5 stars4/5The Business of Options: Time-Tested Principles and Practices Rating: 0 out of 5 stars0 ratingsSalomon Smith Barney Guide to Mortgage-Backed and Asset-Backed Securities Rating: 0 out of 5 stars0 ratingsThe Mechanics of Securitization: A Practical Guide to Structuring and Closing Asset-Backed Security Transactions Rating: 0 out of 5 stars0 ratingsThe Exchange-Traded Funds Manual Rating: 0 out of 5 stars0 ratingsTechnology Valuation Solutions Rating: 0 out of 5 stars0 ratingsFinancial Modeling Using Excel and VBA Rating: 0 out of 5 stars0 ratingsInvestment Manager Analysis: A Comprehensive Guide to Portfolio Selection, Monitoring and Optimization Rating: 4 out of 5 stars4/5Energy and Power Risk Management: New Developments in Modeling, Pricing, and Hedging Rating: 1 out of 5 stars1/5
Related ebooks
1992-Planning for Financial Services and the Insurance Sector Rating: 0 out of 5 stars0 ratingsFinancial Instruments and Institutions: Accounting and Disclosure Rules Rating: 0 out of 5 stars0 ratingsFinance Director's Handbook Rating: 4 out of 5 stars4/5Few and Far: The Hard Facts on Stolen Asset Recovery Rating: 0 out of 5 stars0 ratingsThe Tax-Free Exchange Loophole: How Real Estate Investors Can Profit from the 1031 Exchange Rating: 0 out of 5 stars0 ratingsElectronic Health Records: An Audit and Internal Control Guide Rating: 0 out of 5 stars0 ratingsBelt and Road Economics: Opportunities and Risks of Transport Corridors Rating: 5 out of 5 stars5/5What is Sarbanes-Oxley? Rating: 3 out of 5 stars3/5The Evolution of the Trade Regime: Politics, Law, and Economics of the GATT and the WTO Rating: 5 out of 5 stars5/5Handbook of Asset and Liability Management: From Models to Optimal Return Strategies Rating: 0 out of 5 stars0 ratingsThe Insider's Guide to Securities Law: Navigating the Intricacies of Public and Private Offerings Rating: 5 out of 5 stars5/5Sarbanes-Oxley and the New Internal Auditing Rules Rating: 0 out of 5 stars0 ratingsThe Global Property Investor's Toolkit: A Sourcebook for Successful Decision Making Rating: 0 out of 5 stars0 ratingsLifecycle of a Technology Company: Step-by-Step Legal Background and Practical Guide from Startup to Sale Rating: 0 out of 5 stars0 ratingsDay Trading the Currency Market: Technical and Fundamental Strategies To Profit from Market Swings Rating: 0 out of 5 stars0 ratingsInternational Applications of U.S. Income Tax Law: Inbound and Outbound Transactions Rating: 0 out of 5 stars0 ratingsChina's Financial Markets: An Insider's Guide to How the Markets Work Rating: 3 out of 5 stars3/5Raising Money – Legally: A Practical Guide to Raising Capital Rating: 4 out of 5 stars4/5Sarbanes-Oxley Guide for Finance and Information Technology Professionals Rating: 0 out of 5 stars0 ratingsThe Future of Investing: In Europe's Markets after MiFID Rating: 0 out of 5 stars0 ratingsRegulating Wall Street: The Dodd-Frank Act and the New Architecture of Global Finance Rating: 3 out of 5 stars3/5Accounting Ethics Rating: 4 out of 5 stars4/5
Finance & Money Management For You
Capitalism and Freedom Rating: 4 out of 5 stars4/5Set for Life: An All-Out Approach to Early Financial Freedom Rating: 4 out of 5 stars4/5The Intelligent Investor, Rev. Ed: The Definitive Book on Value Investing Rating: 4 out of 5 stars4/5The Great Awakening: Defeating the Globalists and Launching the Next Great Renaissance Rating: 4 out of 5 stars4/5The Great Reset: And the War for the World Rating: 4 out of 5 stars4/5The Tax and Legal Playbook: Game-Changing Solutions To Your Small Business Questions Rating: 3 out of 5 stars3/5The Psychology of Money: Timeless lessons on wealth, greed, and happiness Rating: 5 out of 5 stars5/5Principles: Life and Work Rating: 4 out of 5 stars4/5Financial Words You Should Know: Over 1,000 Essential Investment, Accounting, Real Estate, and Tax Words Rating: 4 out of 5 stars4/5The 7 Habits of Highly Effective People: 15th Anniversary Infographics Edition Rating: 5 out of 5 stars5/5Buy, Rehab, Rent, Refinance, Repeat: The BRRRR Rental Property Investment Strategy Made Simple Rating: 5 out of 5 stars5/5The Richest Man in Babylon Rating: 4 out of 5 stars4/5Good to Great: Why Some Companies Make the Leap...And Others Don't Rating: 4 out of 5 stars4/5The Book on Advanced Tax Strategies: Cracking the Code for Savvy Real Estate Investors Rating: 4 out of 5 stars4/5Just Keep Buying: Proven ways to save money and build your wealth Rating: 5 out of 5 stars5/5Built to Last: Successful Habits of Visionary Companies Rating: 4 out of 5 stars4/5The Win-Win Wealth Strategy: 7 Investments the Government Will Pay You to Make Rating: 0 out of 5 stars0 ratingsThe Total Money Makeover by Dave Ramsey: Summary and Analysis Rating: 4 out of 5 stars4/5All Your Worth: The Ultimate Lifetime Money Plan Rating: 5 out of 5 stars5/5Quiet Leadership: Six Steps to Transforming Performance at Work Rating: 4 out of 5 stars4/5Strategy Skills: Techniques to Sharpen the Mind of the Strategist Rating: 4 out of 5 stars4/5How to Make Money in Stocks: A Winning System in Good Times and Bad, Fourth Edition Rating: 5 out of 5 stars5/5Wealthology: The Science of Smashing Money Blocks Rating: 3 out of 5 stars3/5The Freedom Shortcut: How Anyone Can Generate True Passive Income Online, Escape the 9-5, and Live Anywhere Rating: 5 out of 5 stars5/5
Reviews for Regulation of Securities, Markets, and Transactions
0 ratings0 reviews