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Translational Sports Medicine
Translational Sports Medicine
Translational Sports Medicine
Ebook2,111 pages16 hours

Translational Sports Medicine

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Translational Sports Medicine covers the principles of evidence-based medicine and applies these principles to the design of translational investigations. This title is an indispensable tool in grant writing and funding efforts with its practical, straightforward approach that will help aspiring investigators navigate challenging considerations in study design and implementation. It provides valuable discussions of the critical appraisal of published studies in translational sports medicine, allowing the reader to learn how to evaluate the quality of such studies with respect to measuring outcomes and to make effective use of all types of evidence in patient care.

In short, this practical guidebook will be of interest to every medical researcher or sports medicine clinician who has ever had a good clinical idea but not the knowledge of how to test it. Readers will come to fully understand important concepts, including case-control study, prospective cohort study, randomized trial and reliability study. Medical researchers will benefit from greater confidence in their ability to initiate and execute their own investigations, avoid common pitfalls in translational sports medicine, and know what is needed in collaboration.

  • Focuses on the principles of evidence-based medicine and applies these principles to translational investigations within sports medicine
  • Details discussions of the critical appraisal of published studies in translational sports medicine, supporting evaluation with respect to measuring outcomes and making effective use of all types of evidence in patient care
  • Written by experts in the sports medicine field
LanguageEnglish
Release dateAug 14, 2023
ISBN9780323913348
Translational Sports Medicine

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    Translational Sports Medicine - Jeffrey A. Bakal

    Translational Sports Medicine

    Edited by

    Adam E.M. Eltorai

    Brigham & Women’s Hospital, Harvard Medical School, Boston, MA, United States

    Jeffrey A. Bakal

    University of Alberta, Faculty of Medicine and Dentistry, Edmonton Alberta, Canada

    Steven F. DeFroda

    University of Missouri Department, Orthopaedic Surgery, Columbia, MO, United States

    Brett D. Owens

    Department of Orthopaedic Surgery, The Warren Alpert Medical School of Brown University, Providence, RI, United States

    Table of Contents

    Cover image

    Title page

    Handbook for Designing and Conducting Clinical and Translational Research

    Copyright

    List of contributors

    Preface

    Part I. Introduction

    Part I Introduction

    Chapter 1. Introduction

    Chapter 2. The translational process

    Key points

    Why it matters

    Translational research

    Get started

    Pitfalls to avoid

    Real-world examples

    Chapter 3. Scientific method

    Key points

    Why it matters?

    Making an observation

    Formulating a question

    Generating a hypothesis

    Making predictions

    Experimentation and data gathering

    Analysis and drawing conclusions

    Summary

    Get started

    Potential pitfalls

    Example case

    Chapter 4. Basic research

    Key points

    Why it matters?

    Reductionist approach

    Reductionist versus applied research

    Objectives

    Disciplines

    Common lab methods/techniques

    Major areas of current investigation

    Get started

    Pitfalls to avoid

    Real-world examples

    Part II. Pre-clinical

    Part II Pre-clinical

    Chapter 5. Overview of preclinical research

    Key points

    Why it matters

    Get started

    The process for preclinical research

    Common research techniques for preclinical research

    Types of common experimentation methods in preclinical research

    Common areas of preclinical sports medicine research

    Growth factor study and mechanisms of delivery

    Cell-based interventions

    Biomechanical testing of proposed surgical procedures using cadaver specimens

    Computer modeling for kinematics and implant design

    Potential pitfalls to avoid

    Translatability

    Controls

    Reproducibility

    Chapter 6. What problem are you solving?

    Key points

    Defining the problem

    Solving the problem

    Framing the problem for research

    Get started

    Pitfalls

    Examples

    Chapter 7. Types of interventions: drugs, devices, diagnostic, procedural technique, and behavior change

    Drugs

    Devices

    Diagnostic

    Procedural technique

    Behavior change

    Chapter 8. Beyond drugs and surgery: a look at orthobiologics

    Key points

    Cell therapies

    Blood-derived products

    Recombinant growth factors

    Gene therapies

    Small molecules

    Fibrosis

    Exosomes

    Challenges associated with defining the orthobiologics' efficacy

    Chapter 9. Drug testing

    Key points

    Safety and toxicity testing

    Good Laboratory Practice

    Areas of current investigation

    Potential pitfalls

    Real-world examples

    Get started

    Funding considerations

    Chapter 10. Device discovery and prototyping

    Introduction

    Innovation in orthopedics

    Needs and market capacity assessments

    Prototyping

    Cost and budgetary considerations

    Conclusion

    Chapter 11. Device testing

    Key points

    Potential pitfalls

    Chapter 12. Diagnostic discovery

    Introduction

    Areas of current investigation

    Potential pitfalls to avoid

    Get started

    Real-world example

    Resources and funding sources

    Chapter 13. Diagnostic testing

    Key points

    Introduction

    Learning and defining terms

    Goals: what does a good diagnostic test look like?

    Real-world examples

    Regulatory considerations

    Get started

    Potential pitfalls

    Chapter 14. Preclinical: discussion of FDA product categories (what the FDA covers, regulated or not)

    Key points

    Introduction

    Human foods and supplements

    Human drugs

    Biologics

    Medical devices

    Radiation producing devices

    Cosmetics

    Veterinary products

    Tobacco products

    Resources: additional reading, consultants, contractors

    Get started

    Potential pitfalls

    Real-world examples

    Chapter 15. Procedural technique development

    Key points

    Body of text

    Phases of development for surgical techniques

    Conclusion

    Real-world examples from the published literature to further illustrate the concept and to serve as references or additional resources

    Get started section

    Pitfalls to avoid

    Chapter 16. Behavioral intervention studies

    Key points

    Introduction

    Stage model for behavioral intervention studies

    Recently published representative studies

    Get started

    Pitfalls to avoid

    Chapter 17. Artificial intelligence

    Key points

    Introduction

    Designing a clinical research study using AI

    Steps to designing an AI-based clinical research study

    Examples of artificial intelligence in clinical research

    Get started

    Potential pitfalls

    Resources

    Part III. Clinical: Fundamentals

    Part III Clinical: Fundamentals

    Chapter 18. Introduction to clinical research: what is it? why is it needed?

    Key points

    Get started

    Real-world examples

    Chapter 19. The question: types of research questions and how to develop them

    Key points

    Why it matters?

    Types of clinical research questions

    Development of a clinical research question

    Get started

    Potential pitfalls

    Chapter 20. Study population: who and why them?

    Key points

    Why this matters

    Selecting sampling methods by study needs

    Types of sampling

    Get started

    Potential pitfalls

    Chapter 21. Outcome measurements: what data is being collected and why?

    Key points

    Why this matters

    What are outcome measures?

    Selecting outcome measures

    Patient-reported outcome measures

    Clinical versus statistical significance

    Get started

    Potential pitfalls

    Chapter 22. Optimizing the question: balancing significance and feasibility

    Key points

    Why it matters

    Real world examples

    Get started

    Potential pitfalls to avoid

    Resources/further reading

    Part IV. Statistical principles

    Part IV Statistical principles

    Chapter 23. Common issues in analysis

    Key points

    Introductory section/why it matters

    Limitations by study design

    Observational studies

    Statistical significance and the P-value: common misunderstood concepts in analysis

    Conclusions

    Get started

    Potential pitfalls

    Examples of …

    Resources

    Chapter 24. Basic statistical principles

    Sensitivity

    Specificity

    Positive predictive value

    Negative predictive value

    Risk quantification

    Incidence

    Prevalence

    Precision

    Accuracy

    Statistical distribution

    Chapter 25. Distribution

    Key points

    Introduction

    Discrete distribution

    Continuous distribution

    Potential pitfalls to avoid

    Chapter 26. Research hypothesis and error types

    Hypothesis

    Errors

    Chapter 27. Power

    Key points

    Why it matters?

    Power

    Pitfalls to avoid

    Chapter 28. Multivariable regression models

    Key points

    Why it matters

    Types of regression

    Get started

    Chapter 29. How to choose appropriate bivariate test

    Key points

    Introductory section/why it matters

    Get started

    Potential pitfalls

    Examples

    Single sample t-test

    Paired t-test

    Independent group t-test

    Independent sample t-test assuming unequal variances

    Wilcoxon–Mann–Whitney test

    Chapter 30. Categorical variable analyses: chi-square, Fisher exact, Mantel–Haenszel

    Key points

    Introduction

    Chi-square

    The Fisher's exact test

    Mantel–Haenszel

    Pitfalls to avoid

    Chapter 31. Analysis of variance: ANOVA

    Key points

    Introduction

    One-way ANOVA

    Conclusions

    Get started

    Chapter 32. Correlation

    Introduction

    Key aspects

    Chapter 33. Statistical bias

    Chapter 34. Basic science statistics

    Chapter 35. Sample size

    Chapter 36. Statistical software

    Key points

    Excel

    SPSS

    SAS

    STATA

    R

    Potential pitfalls to avoid

    Get started

    Part V. Clinical: Study types

    Part V Clinical: Study types

    Chapter 37. Design principles: hierarchy of study types

    Key points

    Why it matters

    Body of text

    Get started

    Potential pitfalls to avoid

    Real-world examples

    Chapter 38. Case series: design, measures, and an example

    Why it matters

    Definition of a case series

    Benefits and limitations to investigator

    Step-by-step design

    Examples of case series

    Budgetary considerations

    Get started

    Potential pitfalls

    Chapter 39. Case-control study

    Key points

    Introduction

    Benefits and limitations

    Budgetary considerations

    Standard research personnel and roles

    Study design and getting started

    Pitfalls to avoid

    Get started

    Examples from current literature

    Chapter 40. Cohort studies

    Key points

    Introduction

    Design

    Potential pitfalls to avoid

    Research team personnel

    Budgetary considerations

    Get started

    Chapter 41. Cross-section study

    Key points

    Introduction

    Benefits and limitations

    Budgetary considerations

    Standard research personnel and roles

    Study design and getting started

    Get started

    Pitfalls to avoid

    Examples from current literature

    Chapter 42. Longitudinal study: design, measures, classic example

    Key points

    Get started

    Real-world example

    The research team

    Budgetary considerations

    Potential pitfalls to avoid

    Resources additional reading

    Chapter 43. Meta-analysis

    Key points

    Introduction

    Design

    Strengths and limitations

    Potential pitfalls to avoid

    Research team personnel

    Budgetary considerations

    Get started

    Chapter 44. Cost-effectiveness study: design, measures, classic example

    Key points

    Why it Matters?

    Introduction

    Study design

    Examples

    Research personnel and budgetary considerations

    Potential pitfalls to avoid

    Get started

    Resources

    Chapter 45. Diagnostic test evaluation: design, measures, classic example

    Key points:

    Getting started: Diagnostic test parameters

    Designing studies to avoid common biases

    Use of standards in antigen testing for COVID-19

    Potential pitfalls

    Resources

    Chapter 46. Reliability study: design, measures, classic example

    Key points

    What is reliability?

    How do we measure reliability?

    Study design

    Examples

    Budgetary considerations

    Pitfalls to avoid

    Get started

    Chapter 47. Database types and basic data management design principles for healthcare research

    Key Points

    Get started

    Potential pitfalls

    Resources

    Chapter 48. Survey studies and questionnaires

    Key points

    Why it matters?

    Designing a survey study

    Research team personnel and roles

    Benefits and limitations

    Budget and funding

    Real-world application

    Potential pitfalls

    Get started

    Chapter 49. Qualitative methods and mixed methods

    Key points

    Why it matters?

    Qualitative research

    Mixed methods research

    Designing a study

    Other considerations

    Real-world examples

    Get started

    Common pitfalls

    Resources

    Part VI. Clinical: Trials

    Part VI Clinical: Trials

    Chapter 50. Randomized controlled trials

    Key points

    Why it matters?

    Choosing a research question

    Randomization

    Unit of randomization

    Experimental design

    Control group

    Blinding

    Outcome measures

    Generalizability

    Attrition

    Ethical concerns

    Get started

    Potential pitfalls

    Chapter 51. Nonrandomized controlled trials

    Introduction

    Define your intervention

    Define the study population

    Define the study outcomes

    Allocation of subjects

    Study examples

    Potential pitfalls

    Starting your study

    Chapter 52. Historical control: design, measures, classic example

    Key points

    Chapter 53. Crossover studies

    Key points

    Introduction

    Overview crossover designs

    Analysis of simple crossover designs

    Advantages

    Limitations

    Ethics

    Crossover design for dosing trials

    Study design examples

    Potential pitfalls

    Get started

    Chapter 54. Withdrawal studies: design, measures, classic example

    Key points

    Introduction

    Benefits

    Limitations

    Standard research team personnel and roles

    Budgetary considerations and how to fund

    Chapter 55. Factorial design: design, measures, classic example

    Key points

    Get started

    Potential pitfalls to avoid

    What is a factorial design study?

    How is a factorial design study's data interpreted?

    Factorial design versus randomized control trial

    Real-world examples of factorial design application in translational sports medicine

    Chapter 56. Group or cluster controlled trials: design, measures, classic example

    Key points

    Why it matters?

    Group/cluster-allocated trials

    Case number calculation

    Get started

    Potential pitfalls

    Real-world examples

    Chapter 57. Hybrid design: design, measures, classic examples

    Key Points

    Introduction

    Get started (see Table 57.3)

    Benefits of HD

    Potential pitfalls

    Budgetary considerations

    Chapter 58. Large, pragmatic clinical trials

    Key points

    Benefits

    Limitations

    Steps to designing a pragmatic trial

    Standard research team and roles

    Budgetary considerations

    Get started

    Potential pitfalls

    Chapter 59. Equivalence and noninferiority: design, measures, classic example

    Key points

    Why it matters

    Real life example #1

    Real life example #2

    Real life example #3

    Potential pitfalls

    Get started

    Chapter 60. Translational sports medicine: handbook for designing and conducting clinical and translational research

    Key points

    Introduction

    Advantages

    Disadvantages

    Principles of designing an adaptive design clinical trial

    Practical considerations

    Potential pitfalls

    Get started

    Chapter 61. Randomization: fixed or adaptive procedures

    Key points

    Get started

    Potential pitfalls to avoid

    Chapter 62. Blinding: who, when and how? importance and impact on findings

    Key points

    Single blinding

    Double blinding

    Triple blinding

    Conclusion

    Get started

    Potential pitfalls to avoid

    Chapter 63. Multicenter considerations

    Key points

    Introduction

    Benefits and challenges

    How to design a multicenter study

    Chapter 64. Phase 0 trials: window of opportunity

    Key points

    Introductory section/Why it matters?

    Study design and practical considerations

    Benefits and challenges

    Standard research team and roles

    Budgetary considerations and funding this stage

    Conclusion

    Get started

    Potential pitfalls

    Chapter 65. Registries

    Key points

    Introduction

    Divisions of database research

    Clinical registries

    US databases utilized in arthroplasty research

    Functional comparison of available registries and databases

    Sample sizes of lower extremity arthroplasty procedures in databases

    Journals publishing database/registry research

    Conclusion

    Chapter 66. Phases of clinical trails

    Key points

    Avoiding pitfalls

    Chapter 67. IDEAL framework: framework for describing the stages of innovation in surgery

    Key points

    Introduction

    Stage 1: Innovation

    Stage 2a: Development

    Stage 2b: Exploration

    Stage 3: Assessment

    Stage 4: Long-term study

    Conclusions

    Get started

    Potential pitfalls to avoid

    Real-world examples

    Part VII. Clinical preparation

    Part VII Clinical preparation

    Chapter 68. Patient perspectives

    Key points

    Why it matters?

    Regulatory guidance on incorporating patient perspectives

    Building a study team to consider patient perspectives

    Considering patient perspective during research design

    Benefits of considering patient perspective during research design

    The informed patient

    Considering the patient during dissemination of findings

    Conclusions

    Get started

    Potential pitfalls

    Resources: additional reading, consultants, contractors

    Chapter 69. Budgeting

    Introduction

    Types of funding

    Considerations for budgeting

    Timelines for study funding

    Conclusion

    Chapter 70. Ethics and review boards

    Key points

    Why ethics in research matters

    Guiding principles

    Part A: Boundaries between practice and research

    Part B: Basic ethical principles

    Part C: Applications

    Getting started with human subject research

    Common pitfalls

    Resources

    Chapter 71. Regulatory considerations for sports medicine technologies: new drugs and medical devices

    Key points

    Regulatory pathways

    FDA requirements

    Data collection considerations for nonapproved technologies

    Issues with regulatory agencies for clinical studies

    Get started

    Potential pitfalls

    Real-world examples

    Resources

    Chapter 72. Funding approaches

    Sources of funding

    Grant writing

    Conclusion

    Chapter 73. Conflicts of interest

    Key points

    Get started

    Why it matters

    Body of text

    Potential pitfalls to avoid

    Real-world examples from published literature

    Chapter 74. Subject recruitment

    Key points

    Clinical research scenario

    Developing and implementing a recruitment strategy

    Ethical considerations in patient recruitment

    Get started

    Potential pitfalls

    Resources: additional reading, consultants, contractors

    Chapter 75. Data management: how to manage data safely and effectively in an organized manner

    Key points

    Introduction

    Data management considerations

    Data organization

    Resources

    Compliance/data management plan

    Data retention

    Real-world example

    Get started

    Potential pitfalls to avoid

    Chapter 76. A practical guide to conducting research in the acute setting

    Key points

    Introduction

    Benefits and challenges for engaging in research for sports medicine clinicians

    General guidelines for designing a research study in a medical setting

    Distilling clinical observations into research questions and hypotheses

    Planning the research

    Creating a research team with clinical expertise and awareness

    Positioning clinical research activity for funding

    Potential pitfalls

    Get started

    Conclusion

    Chapter 77. Special populations

    Key points

    Introduction

    Where are we today?

    The ideal research team

    Principles of the effective research team

    Orthopedic sports medicine research

    Nonphysician personnel

    Tactics to attract minorities

    Potential pitfalls

    Get started

    Real-world examples

    Chapter 78. Subject adherence

    Introduction

    Intention to treat

    Per protocol and as treated

    Stylized example

    Per protocol

    As treated

    Clinical example

    What have we learned?

    Pitfalls

    Get started

    Resources

    Chapter 79. Time-to-event outcomes and survival analysis

    Key points

    Why it matters

    A few foundational concepts

    Get started

    Potential pitfalls

    Examples

    Resources

    Chapter 80. Monitoring committee in clinical trials

    Key points

    Why it matters

    Get started

    Potential pitfalls

    Examples

    Resources

    Part VIII. Regulatory basics

    Part VIII Regulatory basics

    Chapter 81. FDA overview

    Key points

    Why it matters

    The FDA

    Mission

    Structure, organization, and hierarchy

    What does the FDA regulate?

    Foods

    Drugs

    Biologics

    Medical devices

    Electronic products that give off radiation

    Cosmetics

    Veterinary products

    Tobacco products

    Center for drug evaluation and research

    Structure

    Definition of a drug

    Prescription drugs

    Over-the-counter drugs

    Biological therapeutics

    Drug development and review

    Center for devices and radiological health

    Structure

    What is a medical device?

    What to avoid

    Chapter 82. Investigational new drug (IND) application

    Key points

    What is an IND and why is it important?

    What are the different types of IND?

    When is an IND required?

    When is it not necessary to have an IND?

    What does an IND consist of?

    Form 1571

    Form FDA-1572

    Additional information

    Protocol and information amendments

    Safety reports (FDA form 3500A)

    Annual reports

    Clinical holds, termination, and inactivation

    Conclusions

    Get started

    Real-world examples

    Potential pitfalls

    Additional resources

    Chapter 83. New drug application

    Introduction

    Get started

    Chapter 84. Medical devices

    Key points

    Overview

    Medical devices classification

    Pathways

    Funding

    Common challenges

    Chapter 85. Radiation-emitting electronic products

    Key points

    Why does it matter?

    Overview

    Components, processes, and pathways

    Common challenges and real-world examples

    Chapter 86. Orphan drugs

    Overview

    Process/pathways

    Components

    Common examples

    Budgetary considerations

    Chapter 87. Biological drugs

    Real-world examples

    Key points and potential pitfalls to avoid

    Chapter 88. Combination products

    Key points

    Get started

    Potential pitfalls

    Chapter 89. Cosmetics in sports medicine

    Process/Pathways1

    Components

    Examples

    Common challenges3

    Budgetary consideration and how to fund

    Chapter 90. CMC and GxP: chemistry, manufacturing, and controls & good practice' guidelines and regulations

    Key points

    Chemistry, manufacturing, and controls

    Good practice' guidelines and regulations

    Chapter 91. Non-US regulatory

    Key points

    Introductory section/Why it matters?

    Regulation outside the United States

    Chapter 92. Postmarket drug safety monitoring

    Chapter 93. Postmarket device safety monitoring

    Key points

    Introduction

    Interim Postmarket Surveillance Report

    Final Postmarket Surveillance Report

    Evaluation of Postmarket Surveillance Final Report

    Failure to comply with postmarket surveillance

    Public disclosure of postmarket surveillance plan

    Potential pitfall

    Get started

    Part IX. Clinical implementation

    Part IX Clinical implementation

    Chapter 94. Implementation research

    Key points

    Get started

    Chapter 95. Design and analysis

    Introduction

    Overview of implementation objectives and outcomes

    Intervention research methods example #1: RE-AIM framework for planning and evaluating outcomes

    Intervention research methods example #2: mixed methods

    Methodological challenges in implementation research

    Study design

    Experimental—waitlist randomized controlled trial

    Quasi-experimental—multiple baseline trial

    Observational study design

    Conclusion

    Get started

    Potential pitfalls

    Real-world examples

    Resources

    Chapter 96. Mixed methods in concussion research

    Summary

    Why it matters

    Defining mixed methods

    Types of mixed methods designs

    Examples in concussion research

    Get started

    Pitfalls to avoid

    Resources

    Chapter 97. Implementation of multimodal concussion research within military medical environments

    Key points

    Introduction

    Resources

    Translation example 1. Initial prototype of the Bethesda Eye and Attention Measure

    Translational example 2. Initial demonstration of sensitivity in the mTBI clinical population

    Translational example 3. Testing an advanced prototype in the military clinical environment

    Disclaimer

    Chapter 98. Guideline development

    Key points

    Introduction/why it matters

    Get started

    Part X. Public health

    Part X Public health

    Chapter 99. Public health

    Key points

    Why it matters

    Get started

    Examples

    Resources

    Chapter 100. Epidemiology of sports injuries

    Key points

    Introduction

    Sports injuries in adolescents

    Demographic data on sports injuries in the United States

    International sports injury data

    Population level effects of sports injuries

    Chapter 101. Factors

    Key points

    Multifactorial considerations in public health

    Get started

    Potential pitfalls

    Resources

    Chapter 102. Good questions—asking the right public health questions

    Key points

    Why it matters

    Examples

    Potential pitfalls to avoid

    Get started

    Chapter 103. Population- and environmental-specific considerations

    Key points

    Why it matters

    Population considerations

    Environmental considerations

    Potential pitfalls to avoid

    Get started

    Chapter 104. Law, policy, and ethics

    Key points

    Why it matters

    Overview

    Objectives of public health law, policy, and ethics in translational research

    Methods

    Impact

    Challenges

    Get started

    Potential pitfalls

    Chapter 105. Healthcare institutions and systems

    Key points

    Using translational research to impact policy

    Types of healthcare institutions

    Interactions between healthcare institutions

    Get started

    Potential pitfalls

    Examples of the influence of healthcare institutions on the translational research process

    Resources

    Chapter 106. Public health institutions and systems

    Key points

    Key public health institutions

    States and local departments of health

    Nongovernmental public health entities

    Partnership between translational researchers and public health entities

    Social determinants of health

    Get started

    Potential pitfalls

    CMS—Comprehensive Care for Joint Replacement

    PCORI

    Social determinants of health

    Resources

    Part XI. Practical resources

    Part XI Practical resources

    Chapter 107. Presenting data

    Chapter 108. Manuscript preparation

    Key points

    Preface

    Abstract

    Introduction

    Materials and methods

    Results

    Discussion

    Conclusion

    References

    Get started

    Pearls and pitfalls—suggested by Provenzale2

    Real-world examples

    Resources

    Chapter 109. Promoting research

    Key points

    Introduction

    Methods to promote research

    Real-world example on how to rewrite abstract components to be more direct and succinct

    Real-world example of an effective table that succinctly delivers data

    Real-world example of how to create an abstract that is tweetable and easily shared

    Author impact metrics

    Academic advancement

    Risks

    Get started

    Pitfalls to avoid

    Resources

    Chapter 110. Quality improvement

    Key points

    Why it matters?

    Introduction

    Reporting and disseminating results

    Example studies

    Personnel

    Funding

    Potential pitfalls to avoid

    Get started

    Additional resources

    Chapter 111. Team science and building a team

    Key points

    Why it matters

    What is team science?

    Why team science?

    Examples of team science

    Is team science right for you?

    Building a team

    Finding collaborators

    Get started

    Potential pitfalls to avoid

    Additional reading

    Chapter 112. Types of intellectual property

    Four main types

    Recommendations for timing of filing

    Example patent template21,22

    Budgetary considerations

    Chapter 113. Venture pathways

    Key points

    Main text

    Basics of starting a company

    Licensing

    Venture capital funding

    Exit strategies

    Get started

    Potential pitfalls to avoid

    Real-world examples

    Resources

    Chapter 114. Utilizing National Institutes of Health (NIH) grants to fund translational research: An Overview

    Key points

    Introduction to the National Institutes of Health grant application process

    Initial preparation for the application process and important personnel

    Application completion and review process

    Award processing

    Pitfalls to avoid

    Get started

    Real world examples

    Additional resources

    Chapter 115. Sample forms and templates

    Key points

    IRB protocols

    IRB budgets

    Grant proposals

    Consort diagram

    Equator guidelines

    Lincoln and guba framework

    Real-world examples

    Potential pitfalls to avoid

    Glossary

    Index

    Handbook for Designing and Conducting Clinical and Translational Research

    Series Editor

    Adam E. M. Eltorai, MD, PhD

    Copyright

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    No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions.

    This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein).

    Notices

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    Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility.

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    List of contributors

    Joseph Abboud,     Rothman Orthopedic Institute, Orthopedic Surgeon, Philadelphia, PA, United States

    Kyrillos M. Akhnoukh,     Department of Orthopedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Alexander Alexandrov,     The Warren Alpert Medical School of Brown University, Providence, RI, United States

    Anas Aljabi,     The University of Alabama at Birmingham, Department of Orthopaedic Surgery, Birmingham, AL, United States

    Giuliana Colombari Arce,     Universidad de Ciencias Medicas, Costa Rica

    Daniel Arias,     Universidad de Ciencias Médicas (UCIMED), Costa Rica

    Camilo Andres Avendaño Capriles,     Department of Medicine, Universidad del Norte, Barranquilla, Atlántico, Colombia

    Ali Azarpey,     Department of Orthopedic Surgery, Emory University, Atlanta, GA, United States

    Vu N. Bach,     The University of Toledo Medical Center, Toledo, OH, United States

    Catalina Baez,     Division of Arthroplasty and Joint Reconstruction, Department of Orthopedics and Sports Medicine, University of Florida College of Medicine, Gainesville, FL, United States

    Alissa Belzie

    Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Matthew J. Best,     Department of Orthopaedic Surgery, The Johns Hopkins University School of Medicine, Baltimore, MD, United States

    Julia Beyer,     The University of Toledo Medical Center, Toledo, OH, United States

    Meghan E. Bishop,     Department of Orthopaedic Surgery, Division of Sports Medicine, Rothman Orthopaedic Institute, New York, NY, United States

    Paulina Bogdan

    Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Trevor Bouck,     The University of Toledo Medical Center, Toledo, OH, United States

    Brandon Boyd,     Department of Orthopaedics, University of Alabama at Birmingham Hospital, Birmingham, AL, United States

    Bryanna Brown,     Department of Health, Human Performance and Recreation/Office for Sport Concussion Research, University of Arkansas, Fayetteville, AR, United States

    Michael P. Campbell,     Rothman Orthopaedic Institute, Division of Sports Medicine, Philadelphia, PA, United States

    Salvatore Capotosto,     Renaissance School of Medicine at Stony Brook University, Stony Brook, NY, United States

    Luis Felipe Cardiel Castro,     Oxford School of Public Health, Oxford University, Oxford, United Kingdom

    Noel Bien Tan Carlos,     University of Pittsburgh School of Medicine, Pittsburgh, PA, United States

    Felipe Carrasco,     Orthopedics and Traumatology, Universidad de Antioquia, Medellin, CO, Colombia

    Juan Cedeno-Serna,     Thoracic Surgery and Interventional Pulmonology, Beth Israel Deaconess Medical Center, Harvard Medical School, Boston, MA, United States

    Jaewon Chang,     William Beaumont Hospital, Department of Orthopaedic Surgery, Sports Medicine Division, Royal Oak, MI, United States

    Edward S. Chang,     Inova Orthopaedic and Sports Medicine Group, Fairfax, VA, United States; Washington Nationals, Inova Sports Medicine, Department of Medical Education, University of Virginia School of Medicine, Uniformed Services University of the Health Sciences Fairfax, VA, United States

    Christine Chen,     College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Philip Clark,     Department of Orthopaedic Surgery, University of North Carolina at Chapel Hill, Chapel Hill, NC, United States

    Geoffrey Cloud,     College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Laura Coco,     School of Speech, Language, and Hearing Sciences, San Diego State University, San Diego, CA, United States

    Brian H. Cohen,     Orthopedics Rhode Island, Sports Division, Warwick, RI, United States

    Charles Conway,     Department of Orthopedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Carolina Campuzano Cortina,     Instituto Colombiano del Dolor (Incodol), Medellín, Colombia

    Ryan M. Cox,     Rothman Orthopaedic Institute at Thomas Jefferson University, Philadelphia, PA, United States

    Katherine Coyner,     Department of Orthopaedic Surgery, University of Connecticut School of Medicine, Farmington, CT, United States

    Cameron Crasto,     The University of Toledo Medical Center, Toledo, OH, United States

    Ines Yaritza Cury Perea,     Universidad de Manizales, Caldas, Colombia

    Andrew Del Re

    The Warren Alpert Medical School of Brown University, Providence, RI, United States

    The Mount Sinai Hospital, New York, NY, United States

    Nicholas N. DePhillipo

    Department of Orthopaedic Surgery, University of Pennsylvania, Philadelphia, PA, United States

    Mechano-Therapeutics LLC, Philadelphia, PA, United States

    Keith Brett Diamond,     Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Michael B. DiCosmo,     Department of Orthopaedic Surgery, University of Connecticut School of Medicine, Farmington, CT, United States

    Meehir Dixit,     Brown University School of Public Health, Providence, RI, United States

    Christina M. Dollar,     Inova Health System Sports Medicine Concussion Clinic, Musculoskeletal Service Line, Fairfax, VA, United States

    Luke Donovan,     Department of Applied Physiology, Health, and Clinical Sciences, University of North Carolina at Charlotte, Charlotte, NC, United States

    Tyler C. Duffield,     Oregon Health & Science University, Portland, OR, United States

    Osama Elattar,     The University of Toledo Medical Center, Toledo, OH, United States

    R.J. Elbin,     Department of Health, Human Performance and Recreation/Office for Sport Concussion Research, University of Arkansas, Fayetteville, AR, United States

    Joseph Elphingstone,     Department of Family Medicine, Phoebe Putney Memorial Hospital, Albany, GE, United States

    Ahmed Emara,     Department of Orthopaedic Surgery, Cleveland Clinic, Cleveland, OH, United States

    Orry Erez,     Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    María Fernanda Escobar

    Facultad de Ciencias de la Salud, Universidad Icesi, Cali, Colombia

    Ginecology and Obstetrics, Telemedicine Department, Fundación Valle Del Lili, Cali, Colombia

    Mark L. Ettenhofer

    General Dynamics Information Technology, Falls Church, VA, United States

    Traumatic Brain Injury Center of Excellence, Silver Spring, MD, United States

    Naval Medical Center San Diego, San Diego, CA, United States

    University of California, San Diego, CA, United States

    Nathan P. Fackler,     University of California San Diego, Department of Orthopaedic Surgery, San Diego, CA, United States

    Ryan T. Fallon,     Department of Orthopaedic Surgery, The Warren Alpert Medical School of Brown University, Providence, RI, United States

    Aly M. Fayed,     Department of Orthopaedics and Rehabilitation, University of Iowa Health Care, Iowa City, IA, United States

    Mason Ferlic

    Exercise and Sport Science Initiative, University of Michigan, Ann Arbor, MI, United States

    Department of Statistics, University of Michigan, Ann Arbor, MI, United States

    María A. Fernández-Cásseres,     Universidad del Norte, Barranquilla, Colombia

    Andrzej Fertala,     Department of Orthopaedic Surgery, Sidney Kimmel Medical College, Thomas Jefferson University, Philadelphia, PA, United States

    Jorge H. Figueras,     Department of Orthopaedic Surgery, University of Cincinnati College of Medicine, Cincinnati, OH, United States

    Kevin B. Freedman,     Rothman Orthopaedic Institute, Division of Sports Medicine, Philadelphia, PA, United States

    Frederick J. Gallun,     Oregon Hearing Research Center, Oregon Health and Science University, Portland, OR, United States

    John Paul Garcia,     Division of Plastic Surgery, Mayo Clinic, Jacksonville, FL, United States

    Elizabeth E. Ginalis,     Department of Neurological Surgery, Rutgers New Jersey Medical School, Newark, NJ, United States

    Brian M. Grawe,     Department of Orthopaedic Surgery, University of Cincinnati College of Medicine, Cincinnati, OH, United States

    Lauren Gruffi,     College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Joseph Guettler,     William Beaumont Hospital, Department of Orthopaedic Surgery, Sports Medicine Division, Royal Oak, MI, United States

    Laura Harrison,     Resident Physician, Internal Medicine and Pediatrics, University of Tennessee Health Science Center, Memphis, TN, United States

    Joe Hart,     Department of Orthopaedic Surgery, University of North Carolina at Chapel Hill, Chapel Hill, NC, United States

    Davis A. Hartnett

    Internal Medicine Resident at Brigham and Women's Hospital, Boston, MA, United States

    Department of Orthopaedic Surgery, Brown University, Warren Alpert School of Medicine, Providence, Rhode Island, United States; Resident Physician, Internal Medicine, Brigham and Women's Hospital, Boston, MA, United States; Brigham and Women's Hospital, Department of Medicine, Boston, MA, United States

    Maria F. Henriquez Abramuk,     Barranquilla, Colombia

    Mario Hevesi,     Midwest Orthopaedics at Rush, Chicago, IL, United States

    Jessalyn K. Holodinsky,     Department of Clinical Neurosciences and the Hotchkiss Brain Institute, Cumming School of Medicine, University of Calgary, Calgary, AB, Canada

    Andrew Horn,     Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Zainab Ibrahim,     Department of Orthopaedic Surgery, Brown University, Providence, RI, United States

    Adem Idrizi

    Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate Health Sciences University, Brooklyn, NY, United States

    Gian Christian T. Ignacio,     The Warren Alpert Medical School of Brown University, Providence, RI, United Sates

    Mahshid Imankhan,     Tehran Azad University of Medical Sciences, Tehran, Iran

    Alexander S. Imas,     Department of Orthopedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Shreya Jain,     College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Meghana Jami,     Johns Hopkins Medicine, Baltimore, MD, United States

    Kyleen Jan

    Midwest Orthopaedics at Rush, Chicago, IL, United States

    Department of Sports Medicine, Department of Orthopedic Surgery, Rush University Medical Center, Chicago, IL, United States

    Che Hang Jason Wong,     Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Andrew Jawa

    Department of Orthopaedic Surgery, New England Baptist Hospital, Tufts University School of Medicine, Boston, MA, United States

    Boston Sports and Shoulder Center, Waltham, MA, United States

    Thelma R. Jimenez Mosquea

    Universidad Iberoamericana (UNIBE), Santo Domingo, Dominican Republic

    Department of Orthopedic Surgery, NYU Langone Health, New York, NY, United States

    Pinak Joshi

    CareDx, Inc., San Francisco, CA, United States

    Regis College, Weston, MA, United States

    Sneha Kamada,     Biomedical Engineering Department, Johns Hopkins University, Baltimore, MD, United States

    Kevin K. Kang,     Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Hafiz F. Kassam

    Hoag Orthopedic Institute, Irvine, CA, United States

    UC Davis Medical Center, Davis, CA, United States

    Nabil Z. Khan,     Department of Orthopedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    James A. King,     Provincial Research Data Services, Alberta Health Services, Centre for Health Informatics, Cumming School of Medicine, University of Calgary, Calgary, AB, Canada

    Christopher Klifto,     Department of Orthopedic Surgery, Duke University, Durham, NC, United States

    Rebecca Knebels,     Inova Health System Sports Medicine Concussion Clinic, Musculoskeletal Service Line, Fairfax, VA, United States

    Christopher Koch,     George Fox University, Newberg, OR, United States

    Melissa K. Kossman,     School of Health Professions, University of Southern Mississippi, Hattiesburg, MS, United States

    Ezan Kothari,     The University of Alabama at Birmingham, Department of Orthopaedic Surgery, Birmingham, AL, United States

    Thomas J. Kremen Jr. ,     Department of Orthopaedic Surgery, David Geffen School of Medicine at UCLA, Los Angeles, CA, United States

    Laura M. Krivicich,     Department of Sports Medicine, Department of Orthopedic Surgery, Rush University Medical Center, Chicago, IL, United States; Midwest Orthopaedics at Rush, Chicago, IL, United States

    Kristen L. Kucera

    Department of Exercise and Sport Science, University of North Carolina at Chapel Hill, Chapel Hill, NC, United States

    National Center for Catastrophic Sport Injury Research, University of North Carolina at Chapel Hill, Chapel Hill, NC, United States

    Christopher M. Kuenze,     Department of Kinesiology, University of Virginia, Charlottesville, VA, United States

    Michael Kutschke,     Brown University Warren Alpert School of Medicine, Providence, RI, United States

    Salomon Abuchaibe Lacouture,     Medicine, Universidad del Norte, Barranquilla, Colombia

    Natalia Andrea Lacouture Cardenas,     Atlantico, Universidad del Norte, Barranquilla, Colombia

    Aaron Lam,     Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Fabiola Langner Salinas,     Neuropathology Department, General Hospital of Mexico, Mexico City, Mexico

    Adam S. Lepley

    School of Kinesiology, University of Michigan, Ann Arbor, MI, United States

    Exercise and Sport Science Initiative, University of Michigan, Ann Arbor, MI, United States

    Laura Libreros-Peña

    Centro de Investigaciones Clínicas, Fundación Valle Del Lili, Cali, Colombia

    Department of Clinical Epidemiology and Biostatistics, Faculty of Medicine, Pontificia Universidad Javeriana, Bogotá, Colombia

    Jonathan Liu,     Brown University Warren Alpert School of Medicine, Providence, RI, United States

    Sean Liu,     Dartmouth Geisel School of Medicine, Hanover, NH, United States

    Ryan Lohre,     Department of Orthopaedic Surgery, Harvard Medical School, Massachusetts General Hospital, Boston Shoulder Institute, Boston, MA, United States

    Tyler A. Luthringer,     Rothman Orthopaedic Institute, Philadelphia, PA, United States

    Matthew Magruder,     Department of Orthopaedic Surgery, Maimonides Health, Brooklyn, NY, United States

    Bhargavi Maheshwer,     Department of Orthopaedic Surgery, Case Western Reserve University, University Hospitals Cleveland Medical Center, Cleveland, OH, United States

    Karen Manzur-Pineda,     Elsevier, Fort Lauderdale, FL, United States

    Stephen E. Marcaccio,     Department of Orthopaedic Surgery, Brown University, Providence, RI, United States

    Karen J. Martínez-Robles,     Maternal-Infant Studies Center, University of Puerto Rico, Río Piedras, PR, United States

    Anette Paulin Mercado Rueda,     Barranquilla, Atlántico, Colombia

    Patrick Mescher,     Uniformed Services University-Walter Reed National Military Medical Center, Department of Surgery, Division of Orthopaedics, Bethesda, MD, United States

    Alexander Mihas,     Florida International University Herbert Wertheim College of Medicine, Miami, FL, United States

    Jacob D. Mikula,     Department of Orthopaedic Surgery, Johns Hopkins University, Baltimore, MD, United States

    Jacob D. Miller,     The University of Toledo Medical Center, Toledo, OH, United States

    John D. Milner,     Department of Orthopaedic Surgery, Brown University, Warren Alpert School of Medicine, Providence, Rhode Island, United States

    Kevin Moattari

    Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate Health Sciences University, Brooklyn, NY, United States

    Alia J. Mowery,     Department of Otolaryngology-Head and Neck Surgery, Johns Hopkins University, Baltimore, MD, United States

    Anand M. Murthi,     Shoulder and Elbow Surgery, Department of Orthopaedic Surgery, MedStar Union Memorial Hospital, Orthopaedic Surgery, Georgetown University School of Medicine, Baltimore, MD, United States

    Farah N. Musharbash,     Department of Orthopaedic Surgery, The Johns Hopkins School of Medicine, Baltimore, MD, United States

    Electra Nassis,     College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Mitchell K. Ng,     Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Shane J. Nho

    Department of Sports Medicine, Department of Orthopedic Surgery, Rush University Medical Center, Chicago, IL, United States

    Midwest Orthopaedics at Rush, Chicago, IL, United States

    Grant E. Norte,     College of Health and Human Services, University of Toledo, Toledo OH, United States

    Chinemerem Nwosu,     School of Medicine, Duke University, Durham, NC, United States

    Arnold Ocoro Vallecilla,     Mount Sinai Medical Center Florida, Miami Beach, FL, United States

    Manuel A. Orellana,     Harbor-UCLA Medical Center, Los Angeles, CA, United States

    Ibukunolowa Oshobu,     Medicine, All Saints University School of Medicine, Roseau, Dominica

    José Carlos Padilla,     Dell Medical School, The University of Texas at Austin, Austin, TX, United States

    Noorulain Paracha

    Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Sneha Patel

    Maimonides Medical Center, Department of Orthopaedic Surgery, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Ryan W. Paul,     Department of Orthopaedic Surgery, Division of Sports Medicine, Rothman Orthopaedic Institute, Philadelphia, PA, United States

    Paula Andrea Pereira Zapata,     University of Antioquia, Medellin, Colombia

    Evelyn E. Peña-Zárate,     Centro de Investigaciones Clínicas, Fundación Valle Del Lili, Cali, Colombia

    Alexander P. Philips,     Warren Alpert Medical School of Brown University, Providence, RI, United States

    Stephan G. Pill,     Department of Orthopaedic Surgery, Prisma Health - Upstate, Steadman Hawkins Clinic of the Carolinas, University of South Carolina Greenville School of Medicine, Greenville, SC, United States

    Nicolas Piuzzi,     Department of Orthopaedic Surgery, Cleveland Clinic, Cleveland, OH, United States

    Theodore Quan,     Department of Orthopaedic Surgery, Johns Hopkins, Columbia, MD, United States

    Matthew Quinn,     Department of Orthopaedic Surgery, Brown University, RI, United States

    Travis R. Quinoa,     Department of Neurological Surgery, Rutgers New Jersey Medical School, Newark, NJ, United States

    Sina Ramtin,     Department of Surgery and Perioperative Care, Dell Medical School, University of Texas at Austin, Austin, TX, United States

    Afshin E. Razi

    Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Alexander J. Rondon,     Rothman Orthopaedic Institute at Thomas Jefferson University, Philadelphia, PA, United States

    Daniela Russi-Pulgar,     Universidad del Norte, Barranquilla, Colombia

    Maarouf Saad

    Hoag Orthopedic Institute, Irvine, CA, United States

    UC Davis Medical Center, Davis, CA, United States

    Samir Sabharwal,     Department of Orthopaedic Surgery, Johns Hopkins Hospital, Baltimore, MD, United States

    Giovanni Sanchez

    Department of Orthopaedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    James Sanders,     Department of Orthopaedic Surgery, University of North Carolina at Chapel Hill, Chapel Hill, NC, United States

    Cassandra Sanko,     Department of Orthopaedic Surgery, Thomas Jefferson University Hospital, Philadelphia, PA, United States

    Armaan Shah,     College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Jesse Shaw,     Department of Family and Sports Medicine, Oregon Health & Science University, Portland, OR, United States; Oregon Health and Science University, Department of Neurology/Sports Medicine, Portland, OR, United States; University of Western States, College of Graduate Studies - Sports Medicine, Portland, OR, United States; Sparta Science, Clinical Research, Menlo Park, CA, United States

    Bhavya K. Sheth,     Department of Orthopedic Surgery, Maimonides Medical Center, Brooklyn, NY, United States

    Divya K. Sheth,     Department of Medical Engineering, University of South Florida, Tampa, FL, United States

    Brendan Y. Shi,     Department of Orthopaedic Surgery, David Geffen School of Medicine at UCLA, Los Angeles, CA, United States

    Rohanit Singh,     Johns Hopkins Medicine, Baltimore, MD, United States

    Margaret A. Sinkler,     Department of Orthopaedic Surgery, Case Western Reserve University, University Hospitals, Cleveland, OH, United States

    David H. Sohn,     Shoulder and Sports Medicine, Orthopedic Surgery, University of Toledo Medical Center, Toledo, OH, United States

    John Hayden Sonnier,     Department of Orthopaedic Surgery, Division of Sports Medicine, Rothman Orthopaedic Institute, Philadelphia, PA, United States

    Uma Srikumaran,     Quality, Safety, & Service, Department of Orthopaedic Surgery, Johns Hopkins School of Medicine, Columbia, MD, United States

    Varun Sriram,     University of California, Los Angeles, CA, United States

    Kurt Edward Stoll,     Rothman Institute, Philadelphia, PA, United States

    Alyssa Strassburg,     Department of Orthopaedic Surgery, NYIT College of Osteopathic Medicine, Old Westbury, NY, United States

    Camille Sullivan,     Department of Orthopaedic Surgery, University of California, San Francisco, CA, United States

    Krishna V. Suresh,     Johns Hopkins University Hospital, Department of Orthopaedic Surgery, Columbia, MD, United States

    Sukrit Suresh,     Orthopaedic Surgery, Johns Hopkins Hospital, Baltimore, MD, United States

    Claudia Sofía Tamayo-Torres,     Faculty of Medicine, Pontificia Universidad Javeriana, Bogotá, Colombia

    Edward J. Testa,     Department of Orthopaedic Surgery, Brown University, Warren Alpert School of Medicine, Providence, Rhode Island, United States

    Semran B. Thamer,     Dartmouth Geisel School of Medicine, Hanover, NH, United States

    Cameron G. Thomson,     Department of Orthopaedics, Warren Alpert Medical School at Brown University, Providence, RI, United States

    Julie Titter,     Department of Orthopaedic Surgery, University of North Carolina at Chapel Hill, Chapel Hill, NC, United States

    Timothy Torrez,     The University of Alabama at Birmingham, Department of Orthopaedic Surgery, Birmingham, AL, United States

    Kristin Toy,     Department of Orthopaedic Surgery, University of North Carolina at Chapel Hill, Chapel Hill, NC, United States

    Meaghan Tranovich,     Department of Orthopedics, Adena Orthopedic and Spine Institute, Chillicothe, OH, United States

    Rushabh M. Vakharia,     Department of Orthopaedic Surgery, Maimonides Health, Brooklyn, NY, United States

    Nicolás Valentino

    Department of Orthopaedic Surgery, Maimonides Health, Brooklyn, NY, United States

    College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Laura Valenzuela-Vallejo,     School of Medicine and Health Sciences, Universidad Del Rosario, Bogota, Colombia

    Carola F. van Eck,     Sequoia Institute for Surgical Services Inc., Visalia, CA, United States

    Priscilla Varghese,     College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Vahe Varzhapetyan,     Department of Orthopaedic Surgery, The Johns Hopkins University School of Medicine, Baltimore, MD, United States

    Alayna K. Vaughan,     Rothman Orthopaedic Institute, Philadelphia, PA, United States

    Perri Vingan,     College of Medicine, State University of New York (SUNY) Downstate, Brooklyn, NY, United States

    Tarun K. Vippa,     Eastern Virginia Medical School, Norfolk, VA, United States

    Kevin Williams,     The University of Alabama at Birmingham, Department of Orthopaedic Surgery, Birmingham, AL, United States

    Tyler Williamson,     Centre for Health Informatics, Department of Community Health Sciences, Cumming School of Medicine, University of Calgary, Calgary, AB, Canada

    Melissa Womble,     Inova Health System Sports Medicine Concussion Clinic, Musculoskeletal Service Line, Fairfax, VA, United States

    Melissa A. Wright

    Department of Orthopedic Surgery, MedStar Union Memorial Hospital, Baltimore, MD, United States

    Department of Orthopedic Surgery, Georgetown University School of Medicine, Washington, DC, United States

    Shannon Y. Wu,     David Geffen School of Medicine at UCLA, Los Angeles, CA, United States

    Diamantis Xylas,     Catalio Capital Management, New York, NY, United States

    Anamaria Yañez-Sarmiento,     Facultad de Ciencias de la Salud, Universidad Icesi, Cali, Colombia

    Lubna Ziauddin

    Department of Sports Medicine, Department of Orthopedic Surgery, Rush University Medical Center, Chicago, IL, United States

    Midwest Orthopaedics at Rush, Chicago, IL, United States

    Preface

    Translational research is essential to the advancement of Sports Medicine. Written for clinicians, scientists, students, and biotech/medtech entrepreneurs, this Sports Medicine–specific guide to translational research serves as a practical, step-by-step roadmap for designing and conducting basic, translational, and clinical research, including basic regulatory considerations for new technologies. Translational Sports Medicine aims to help bridge the gap between clinical problems, research, and practice. Comprehensively spanning from preclinical research, clinical research, clinical implementation, to public health, this book provides a clear process for understanding, designing, executing, and analyzing clinical and translational research.

    The reader will learn how to more critically evaluate the quality of published studies with respect to measuring outcomes and to make effective use of all types of evidence in patient care. This book covers the principles of evidence-based medicine and applies these principles to the design of translational investigations.

    This book's straightforward approach aims to help the aspiring investigator navigate challenging considerations in study design and implementation. Researchers will benefit from greater confidence in their ability to initiate and execute investigations along the translational spectrum, gain valuable insights on funding, avoid common pitfalls, and know what is needed in collaborators.

    Whether you're a basic scientist with a promising therapeutic agent interested in moving from laboratory to clinical experimentation, an engineer needing to complete a pilot study for a new biomedical device, a student learning the principles of statistics or epidemiology, a clinician orchestrating and preparing grants for a randomized clinical trial, or an entrepreneur seeking insight on regulatory considerations, Translational Sports Medicine is a practical guide for effectively advancing and translating a Sports Medicine research question.

    Adam E. M. Eltorai

    Editor

    Part I

    Introduction

    Outline

    Introduction

    Chapter 1. Introduction

    Chapter 2. The translational process

    Chapter 3. Scientific method

    Chapter 4. Basic research

    Part I Introduction

    David H. Sohn

    Shoulder and Sports Medicine, Orthopedic Surgery, University of Toledo Medical Center, Toledo, OH, United States

    Chapter 1: Introduction

    Jaewon Chang, and Joseph Guettler     William Beaumont Hospital, Department of Orthopaedic Surgery, Sports Medicine Division, Royal Oak, MI, United States

    Abstract

    Imagine a multitrack train system, each track with its own train heading toward the same destination. Each train has a train engineer who has a different educational background and has a vague idea that if they follow the track they are on, they will reach their destination. Because of their different educational backgrounds, the train engineers have better knowledge of certain parts of the journey and not so much on other parts. Each train has different baggage, engines, conductors, and different kinds of resources on board all with similar qualities. However, none of the train engineers know that each train is heading toward the same location. Each train represents different background groups of people with diverse skills biology, chemistry, computer science, engineering, medicine, and public health. Translational medicine is the multistep process of bringing all these unique backgrounds into a more streamlined process in the form of diagnostics, medical procedures, devices, and behavioral changes.

    Keywords

    Behavioral changes; Diagnostics; Education background; Medical procedures; Multitrack train system; Translational medicine

    Imagine a multitrack train system, each track with its own train heading toward the same destination. Each train has a train engineer who has a different educational background and has a vague idea that if they follow the track they are on, they will reach their destination. Because of their different educational backgrounds, the train engineers have better knowledge of certain parts of the journey and not so much on other parts. Each train has different baggage, engines, conductors, and different kinds of resources on board all with similar qualities. However, none of the train engineers know that each train is heading toward the same location. Each train represents different background groups of people with diverse skills biology, chemistry, computer science, engineering, medicine, and public health. Translational medicine is the multistep process of bringing all these unique backgrounds into a more streamlined process in the form of diagnostics, medical procedures, devices, and behavioral changes.

    Translational medicine is one of the youngest sciences. It encompasses a patient-focused approach in each step of the research process, and this includes breaking down the barriers between diagnosis, treatment, and device implementation. This new science has arisen from the large gap that now exists between medical teaching and pre-clinical research and the finality of the actual clinical application.

    The technical definition of translation is the process of moving something from one place to another. In translational medicine, this means the moving of medical research from a prediction to an application. The difficulty of this arises from the complicated process of pre-clinical research, coupled with differences between in vitro conditions, animal models (rats, rabbits, etc.), and the hope of eventual human application.

    For example, in vitro studies relating to regenerative cartilage procedures such as autologous chondrocyte implantation (ACI) and the newer generation known as matrix-induced autologous chondrocyte implantation (MACI)—show that the chondrocytes are not able to form hyaline cartilage and have little ability to break down the membrane or fibrin which are necessary to implant in vivo. ¹ Yet clinically there are many of us who have done second looks following these procedures and clearly see something arthroscopically that looks pretty darn close to normal cartilage.

    The difference between in vivo and in vitro is obvious with the strict limited outside factors. Even when comparing in vitro to a human application, the difference in genotype and phenotype are obvious and it is sometimes hard to translate research from species to species. For example, with regards to bone healing, nonspecific and COX-2 selective nonsteroidal anti-inflammatory drugs have been shown to effect bone healing in animal studies and some selective human studies. However, it is difficult to extrapolate this information related to proper dosing—much less the actual benefits of this treatment on bone healing in human subjects. ²

    Another gap exists that prevents new research discoveries from reaching their highest potential with patients especially in a timely manner. Even when discoveries of drugs and other interventions have been found to have positive outcomes, the formulary or compounding might be different from company to company with secret formularies that are held from true potential discovery. An example of this is platelet-rich plasma (PRP) injections that have been found to provide multiple benefits ranging from ulcer healing to rotator cuff repair. ³ The different formularies for each use of PRP differ from the company and from site usage.

    A multitude of formularies applied to differing conditions and settings ends up producing a wide range of results and outcomes, resulting in the clouding of any actual potential for this intervention. ⁴ Ultimately, the potential of PRP has yet to be unlocked. However, the different tracks make it difficult for the research to reach the destination of clinical application because it is made more difficult by the way we analyze, qualify, and apply our research.

    And by the time we exclude the thousands of studies and mountains of data that are not double-blinded randomized placebo-controlled clinical studies, we are left with only a handful of qualified studies. With such limited qualifying data we are often left in sports medicine to scientifically question some of our most successful procedures. Simple questions that we empirically know the answer to such as Does rotator cuff repair actually work? or Does ACL reconstruction improve knee function? become difficult to answer and prove based on the paucity of qualified studies coupled with the inability to apply these mountains of additional data. Even our national societies struggle with simple position statements and Clinical Practice Guidelines relating to common and clinically successful procedures because of barriers relating to the application of experienced clinical knowledge to the scientific formula.

    Over the next number of chapters, the basics that define a streamlined approach of pre-clinical thought and research to device development and medical treatments are laid out. Translational medicine as it relates to the field of sports medicine is defined. And hopefully, by the end of this book, the readers will have a clearer idea of how to take what we learn to what we know.

    After all, the ultimate goal is one train, no stops, and one destination …

    References

    1. Cottrell J, O'Connor J.P. Effect of non-steroidal anti-inflammatory drugs on bone healing. Pharmaceuticals (Basel). 2010;3(5):1668–1693. doi: 10.3390/ph3051668 Published 2010 May 25.

    2. Martinez-Zubiaurre I, Annala T, Polacek M. Behavior of human articular chondrocytes during in vivo culture in closed, permeable chambers. Cell Med. 2012;4(2):99–107. doi: 10.3727/215517912X647226 Published 2012 Aug 7.

    3. Ramaswamy Reddy S.H, Reddy R, Babu N.C, Ashok G.N. Stem-cell therapy and platelet-rich plasma in regenerative medicines: a review on pros and cons of the technologies. J Oral Maxillofac Pathol. 2018;22(3):367–374. doi: 10.4103/jomfp.JOMFP_93_18.

    4. Jo C.H, Kim J.E, Yoon K.S, et al. Does platelet-rich plasma accelerate recovery after rotator cuff repair? A prospective cohort study. Am J Sports Med. October 2011;39(10):2082–2090. doi: 10.1177/0363546511413454 Epub 2011 Jul 7. PMID: 21737832.

    Chapter 2: The translational process

    Michael B. DiCosmo ¹ , Meaghan Tranovich ² , and Katherine Coyner ¹       ¹ Department of Orthopaedic Surgery, University of Connecticut School of Medicine, Farmington, CT, United States      ²Department of Orthopedics, Adena Orthopedic and Spine Institute, Chillicothe, OH, United States

    Abstract

    Translational research is the process in which laboratory findings or clinical evidence is employed to develop interventions to improve public health. It aims to ensure that discoveries and basic science research can be advanced into human trials by providing the highest possible chance of success in achieving both safety and efficacy. However, it should be noted that this process is viewed as bidirectional as well as a continuum, a fact captured by the T0–T4 classification system. This framework puts emphasis on studies with applicable results that directly benefit human health and help to eliminate failures earlier in the process to reduce the overall cost of developing new ideas in medicine.

    Keywords

    Clinical trial; Evidence-based; Public health; Research continuum; Research dissemination; Translational research

    Key points

    • Translational research aims to foster the development of safe and efficacious research from the basic science stage into results that ultimately reach the level of directly benefiting human health in a quicker more efficient way.

    • Translational research should be thought of as multidirectional or a continuous spectrum rather than unidirectional.

    • The translational process involves the coordination of efforts between individuals or groups with different areas of expertise.

    Why it matters

    Translational research aims to ensure that discoveries and basic science research can be advanced into human trials by providing the highest possible chance of success in achieving both safety and efficacy. ¹ In doing so it not only ensures that new treatments and knowledge can reach patients or populations that they are intended to reach, but that they are implemented correctly. ² , ³ This framework puts emphasis on studies with applicable results that directly benefit human health and help to eliminate failures earlier in the process to reduce the overall cost of developing new ideas in medicine. ²–⁴

    Translational research

    The field of translational science is fairly new, but is rapidly being recognized as an important new approach to research. While there are differing views on the exact definition, at its heart, this term refers to the process in which laboratory findings or clinical evidence are employed to develop interventions to improve public health. ⁵ In medicine, this may be viewed as a bench-to-bedside progression whereby basic science knowledge is converted into new diagnostic or therapeutic tools for clinicians.

    The successful institution of new practices requires translational science trainees to think outside the box and engage in multidisciplinary collaboration and community engagement to transfer knowledge from the bench to the bedside and ultimately the community. ⁶ Translation aims to facilitate the progression of research through different phases, allowing new treatments to more quickly and effectively reach the patients for whom they are intended. This also encompasses public health measures and population-based interventions. ² The translational process, therefore, involves the coordination of efforts between individuals or groups with different areas of expertise, from those involved strictly in laboratory and preclinical research to those involved directly in patient care, public health officials, and the patients themselves.

    The growing significance of the field of translational science was reflected by the formation of the National Center for Advancing Translational Sciences (NCATS), a division of the National Institutes of Health, in 2011. ⁷ The Center seeks to improve the translational process by providing resources and support at all stages of development. Although there are many models for translational research the NCATS and University of Wisconsin Institute for Clinical and Translational Research (ICTR) provide a highly accepted T0–T4 research classification system (Table 2.1 and Fig. 2.1). ⁸ It should be noted that this process is viewed as bidirectional as well as a continuum (Fig. 2.2).

    T0

    The T0 phase of translational research aims to identify opportunities and approaches to a health problem or gap in knowledge. This is the basic discovery phase or basic science stage that consists of preclinical and animal studies. Studies that are classified as T0 translational research will help to define the problem and target population.

    Table 2.1

    T1

    T0 translational studies create the framework to move into the T1 phase by providing the basic information needed to approach a solution to the previously defined problem. Studies classified as T1 translational research aim to move basic research into human research, including phase I clinical trials, case studies, and observational studies. ³ , ⁹ These types of studies focus on developing new methods for diagnosis, treatment, and/or prevention in a highly controlled setting. This stage can be broadly defined as a proof of concept stage and the goal is usually focused on obtaining data for regulatory approval of an intervention.

    T2

    T2 research is focused on applying research to patients. Before interventions or research applications can be used in practice, evidence-based guidelines must be created. Phase II and III clinical trials and controlled studies aim to determine the efficacy of new biomedical interventions on large groups of patients by comparing the new intervention to the current standard practice. ³ , ⁹ The goal of this phase of research is not only to prove the ability of an intervention or test but to also define the clinical utility by applying it to a specific population of patients. Lastly, T2 research begins to monitor safety and adverse effects so a risk profile can be created. Based on the results of T2 research, clinical guidelines are created to ensure the treatment or test is used appropriately and safely.

    T3

    Evidence-based guidelines are used in T3 studies to take research to the clinical practice level. The types of research in this phase include phase IV clinical trials, clinical outcome studies, and postmarketing safety investigations. T3 research is often considered the most difficult phase as it faces the problem of translating guidelines into clinical practice in addition to evaluating the safety and benefits of the intervention. ⁶ , ¹⁰ To foster spread and use of new evidence-based guidelines into practice, T3 research also includes: dissemination research, implementation research, and diffusion research. ⁹–¹²

    T4

    Phase T4 research focuses on the outcome and effectiveness of new evidence-based guidelines on large populations after they have been fully implemented. ³ , ¹⁰ Thus, meaning that this phase of research evaluates the benefit of new health policy to society. This is often done by surveillance studies that monitor the morbidity, mortality, benefits, and risks on a macro (public health) level to get a true assessment of the impact of the change in health policy. While T4 research can be seen as the final phase or culmination of translational research, it often leads to the generation of additional questions and hypotheses that can spark new T1 or T2 research. ³ This cyclic nature, in addition to areas of overlap between phases demonstrates the multidirectional or continuous nature of translational research (Fig. 2.2). ³

    Figure 2.1  Diagram demonstrating the bidirectional stages of translational research from early research to population level outcomes and the goal or impact of each stage.

    Figure 2.2  Illustration of the translational research spectrum demonstrating more holistic point of view.

    Get started

    The best way to get started is to familiarize yourself with the classification system of translational research. Focusing on where certain types of research fall along the spectrum and then on the goal of each phase. Get to know your disease or problem of focus through background research: what is currently known about the problem? What is yet to be discovered about the problem? The answers to those two fundamental questions will determine what phase of research is necessary to advance understanding and better human health. After discovering your desired area of focus, you and your team should identify an achievable goal. An achievable goal should be determined by taking a look at the resources you have and the strengths and weaknesses of your research team including experience and training. Having an achievable goal in mind can help attract potential partners (voluntary health organizations, academic institutions, or the private sector). Lastly, never stop preparing. You should constantly reexamine your team and your plan so you can learn from mistakes, adapt and improve.

    Pitfalls to avoid

    • Overemphasis on rapid translation: There is a worldwide attitude and emphasis on publishing studies as soon as possible whether it be for financial or academic reasons. Trying to push studies through the translational research spectrum too fast leads to technologies and applications being hurried into use without examining the ethical, political or societal consequences.¹³

    • Overvaluing T1–T2 research: The bulk of funding tends to be allocated to T1 and T2 studies because there is a common viewpoint that a drug or intervention is the most desired and valuable product.¹⁴ However the true benefits to society are seen and discovered in T3 and T4 studies as they evaluate the efficacy, costs, and benefits of an intervention on the population level. While there is great value in discovering an intervention or diagnostic tool, without the data that T3 and T4 studies provide, it is difficult to create policy and practice-based changes and therefore difficult to make a widespread impact.

    • Undervaluing the importance of training and mentoring: translational research can be quite complex and requires a high level of training in several fields.¹⁵ Ideally clinical scientists will have experience in the basic science laboratory and basic scientists will have experience in the clinical field. In addition to scientific complexities there comes legal, ethical, and political factors that influence funding and approval for interventions. Without proper knowledge of the field and training, it can be quite difficult to push studies through the translational research spectrum. This can be avoided by utilizing experienced mentors and training programs, including experienced researchers especially those with graduate degrees focused on translational research, who are becoming increasingly popular within research teams.¹³,¹⁵

    Real-world examples

    • A research study from Mengsteab et al. at the Connecticut Convergence Institute for Translation in Regenerative Engineering provides an example of T0 research. This study utilizes a rabbit-based animal model to create a bioengineered ACL matrix that is superior to the current standard of using tendon autografts or allografts.¹⁶

    • A recent study by Li and colleagues examined the differential expression of mRNAs, microRNAs, and long non-coding RNAs in colon adenocarcinoma with the express purpose of identifying potential future targets for immunotherapy.¹⁷

    • A randomized double-blind controlled trial performed by Millan-Orge et al. demonstrated implementation of a Mediterranean diet or a low fat diet in patients with coronary artery disease led to long-term improvements in microvascular endothelial function based on laser doppler flowmetry.¹⁸

    References

    1. What is Translational Research? UAMS Translational Research Institute. Accessed 28 December 2021. https://tri.uams.edu/about-tri/what-is-translational-research/.

    2. Woolf S.H. The meaning of translational research and why it matters. JAMA. 2008;299(2):211–213. doi: 10.1001/JAMA.2007.26.

    3. Zarbin M. What constitutes translational research? Implications for the scope of translational vision science and technology. Transl Vis Sci Technol. 2020;9(8):22. doi: 10.1167/TVST.9.8.22.

    4. Fudge N, Sadler E, Fisher H.R, Maher J, Wolfe C.D.A, Mckevitt C. Optimising translational research opportunities: a systematic review and narrative synthesis of basic and clinician scientists' perspectives of factors which enable

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